PUBLIC LAW BOARD NO. 6089
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
and )
Case No. 1
Award No. 2
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
R. B. Wehrli, Employee Member
D. A. Ring, Carrier Member
Hearing Date: April 6, 1998
STATEMENT OF CLAIM:
1. The Carrier's dismissal of Track Machine Operator Juan
M. Baquerizo was in violation of the Agreement and, in
any event, unduly harsh and clearly an-abuse of
discretion. (organization File D-259; Carrier File
1046833 D).
2. Claimant Baquerizo's record shall he cleared of all
references to this dismissal, and he must be returned
to service immediately with all rights restored
unimpaired and pay for all time lost subsequent to and
including October 15, 1996.
FINDINGS:
Public Law Board No. 6089, upon-the whole record and all the
evidence, finds and holds that Employee and Carrier are employee -
and carrier within the meaning of the Railway Labor Act, as
amended;-and, that the Board has jurisdiction over the dispute
herein; and, that the parties tothe dispute were given due
notice of the hearing thereon and did participate therein.
On October 29, 1996, Carrier notified Claimant to report for -
an investigation
on
November 12, 1996. The notice charged
Claimant with not being alert and attentive while working as a -
Track Machine Operator on October 15, 1996, at 1:35 p.m., -
resulting in Claimant hitting a parked spike Duller, in violation
of Rules 1_.1.2,--42.2.2, 42.8 and 43-.2,--and Contract Safely rules
135.7_3, and _36.7.4. carrier-alsowithheld Claimant from
service, pending the outcome of -the investigation.
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The hearing was held as scheduled. On November 26, 1996,
Carrier advised Claimant that he had been found guilty of the
charge and had been dismissed from service.
The organization contends that Carrier failed to provide
claimant with a fair hearing. The Organization maintains that
Carrier prejudged Claimant's guilt, as evidence by its
withholding him from service. Furthermore, the organization
argues that Carrier-asked the acting supervisor questions calling
for speculation and denied Claimant his right to face his accuser
by failing to call Claimant's supervisorwho had signed the
letter of charges. The organization observes that Claimant did
not act willfully, that Claimant was actually attempting to look
out for Carrier's interests at the time of the accident, that the
accident resulted in only minor damage. Under these
circumstances, in the organization's view, dismissal was
excessive.
Carrier contends that it provided Claimant with a fair and
impartial hearing and that it properly withheld Claimant from
service. Carrier further observes that Claimant admitted his
guilt. Carrier maintains that dismissal was imposed in
accordance with Carrier's UPGRADE (Union Pacific General Rules
for Administering Discipline Effectively) policy,- which Carrier
points out has been upheld in numerous awards.
We consider the organization's procedural arguments first.
We find no basis for overturning the discipline on procedural
grounds. We find that Carrier properly withheld Claimant from
service. Rule 48 (o) authorizes Carrier to withhold an employee
from service pending a hearing where the charges involve flagrant
or serious violations. Inattention when operating a machine
resulting in a collision with another machine certainly is a
serious violation.
We have reviewed the transcript and concluded that Claimant
was provided with a fair and impartial hearing. Claimant was not
denied any due process right of confronting his accuser or cross-
examining the witnesses against him. Although the supervisor -
signed the letter of charges, the supervisor was not involved in
the incident. The acting supervisor was on duty at the time of
the incident and investigated the cause of the accident. The
acting supervisor was the key, indeed only, witness against
Claimant and Claimant and the Organization had the opportunity to
and did cross examine him.
Therefore, we turn to the merits of the claim. There is no -
question that Claimant was inattentive and violated the rules
cited in the notice of charges. Claimant was operating a tie
crane and struck a spike pulling machine that was stopped on the
track ahead of him. Claimant testified that he was looking at
the floor of the machine, contemplating an oil leak and how to
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clean the machine to be able to locate the leak. He further
testified that he knew the spike puller was in front of him and
he knew he had to stop but he "just went blank for a split time."
Accordingly, we turn to the penalty imposed. It is not our
role to substitute our judgment for Carrier's concerning the
appropriate discipline to be imposed. Our review is limited to
determining whether the discipline imposed was arbitrary,
capricious or excessive,
Furthermore, Carrier's UPGRADE Policy, as a general matter,
provides for fair, consistent and progressive discipline and is
entitled to considerable arbitral deference. _. However, as our
decision in Case No. 9, Award No. 1 exemplifies, deference to
Carrier's UPGRADE Policy is not the same as a rubber stamp. We
cannot abdicate our responsibility to review the discipline
imposed to ensure that it is not arbitrary, capricious or
excessive. Of course, the UPGRADE Policy ensures--that such cases
will be rare.
In the instant case, Claimant already was at discipline
level 4 under the UPGRADE Policy. This resulted from three prior
offenses: removing a blue flag set by another craft, failing to
comply with proper tie installation procedures thereby causing
the track to buckle, and failing to comply with a foreman's
instructions. Claimant was given ample opportunity and incentive
to correct his work habits and failed to do so. Dismissal in the
instant case was in accordance with principles of progressive and
corrective discipline as implemented in the UPGRADE Policy and
was not arbitrary, capricious or excessive.
AWARD
Claim denied.
Z,
Martin H. Malin, Chairman
6a
al
_ILZI IAJ
D.A. Ring, Z-B Wehrli
Carrier Membe Employee Member
Dated at ica , Illinois, August 17, 1998.
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