PUBLIC LAW BOARD NO. 6089
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 7
and )
Award No. 5
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
R. B. Wehrli, Employee Member
D. A. Ring, Carrier Member
Hearing Date: April
6,
1998
STATEMENT OF CLAIM:
(1) The Carrier's actions of withholding Laborer B. S. Bigelow
from service pending hearing and imposing Level 2 and Level
5 discipline (dismissal) from service for alleged violations
of Rule 1.15 in connection with his being absent without
proper authority on:
(a) August 11, 1994 was arbitrary, capricious, without just
and sufficient cause and in violation of the Agreement
(Organization file D-220; Carrier File 95 0172)
(b) August 25, 1994 was arbitrary, capricious, without just
and sufficient cause and in violation of the Agreement.
(c) September 12, 1994 was arbitrary, capricious, without
just and sufficient cause and in violation of the
Agreement.
(2) As a consequence of the violations referred toin Parts
(1)(a), (b) and/or (c) above, the Claimant's personal record
shall be expunged of the charges leveledagainst him, he
shall be reinstated to service, he shall be compensatedfor
all lost-wages-beginning September 13, 1994
and
continuing,
he shall be compensated twenty-eight (28) cents for each of
the one thousand four hundred twentyLone (1,421) miles he-was required to travel plus
one
hundred fifty-two dollarsand thirty-four cents ($152.34) for miscellaneous expenses
incurred while attending the hearing and all benefit
provisions including vacation credits, railroad retirement .
credits and entitlements, insurance benefits should be
allowed as-if he had worked.
&0099-5
FINDINGS:
Public Law Board No. 6089, upon the whole record and all the
evidence, finds and holds that Employee and Carrier are employee
and carrier within the meaning of the Railway Labor Act, as
amended; and, that the Board has jurisdiction over-the dispute
herein; and, that the parties to the dispute were given due
notice of the hearing thereon and did participate therein.
On September -7, 1994, Carrier notified Claimant to report
for an investigation on September 13, 1994. The notice charged
Claimant with being absent without authority on August 11, 1994,
in violation of Rule 1.15. On September 7, 1994, Carrier also -
notified Claimant to report for an investigation on September 13,
1994, charging him with being absent without authority on August
25, 1994, in violation of Rule 1.15. On September 14, 1994,
Carrier notified Claimant to report for an investigation on
September 20, 1994. The notice charged Claimant with being
absent without authority on September 12, 1994,_in violation of -
Rule 1.15. Carrier also withheld Claimant from service,
effective September 13, 1994.
The hearing on the September 12 absence was held as
scheduled. The hearings on the August 11 and 25 absences were
postponed to and held on September 20, 1994. On October 3, 1994,
by separate notices, carrier advised Claimant thathe had been
found guilty of the charge relating to the August 11absence and
assessed discipline-at-UPGRAD-E-level 2, that
he had.
been found
guilty of the charge relating to the August 25 absence and
assessed discipline at UPGRADE level 2 (one day off with pay to
develop a correctiveaction plan), and that he had been found
guilty of the charge relating to the September 12 absence and
been assessed discipline at UPGRADE level 5 (dismissal).
The Organization has launched a multi-faceted attack on the
discipline and dismissal. The organization contends that Carrier
prejudged Claimant, as evidenced by its withholding him from
service. The Organization maintains that attendance violations
are not the type of serious violation for which the Agreement
authorizes Carrier to withheld an employee from service.
The Organization argues that the hearing with respect to the
August 11 absence was not scheduled to be held within thirty days
of the alleged incident as required by Rule 48(a) of the
Agreement. The Organization maintains that Carrier violated
Claimant's due process rights by holding all three hearings in
Pocatello, Idaho, instead of LaGrande, Oregon, which would have
been more convenient to Claimant's home. The Organization
contends that Carrier violated Claimant's due process rights with
respect to the hearing on the August 25 absence by refusing to
provide a witness and with respect to the September 12 absence by
refusing to recess the hearing for one day to enable the
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Organization to present a witness.-
On the merits, the Organization contends that Carrier failed
to prove that Claimant violated
Rule
1.15. The Organization _
argues that Claimant had proper authority for
his
absence on
August 11. The Organization urges that Claimant's absence on
August 25 was not his fault because another employee, with whom
Claimant had shared a motel room,- hadinadverte_ntly turned off _-
the alarm clock, causing Claimant to oversleep: The organization
maintains that Claimant's absence on September 12 was due to the
break down of his car, stranding him where he did not have access
to a telephone.
Carrier argues that it properly withheld Claimant from
service for serious and-flagrant violations.- Carrier observes
that prior awards have upheld its right under the Aagreement to
withhold an employee from service for repeated attendance
violations.
Carrier contends that it scheduled each hearing in a timely
manner. With respect to the hearing regarding the August 11.
alleged violation, -Carrier argues that Claimant did not return
the form advising whether he would elect to waive a -hearing until -
August 31, 1994. Carrier maintains that under
Rule
48(a), it had
fifteen days from receipt of the waiverto schedule and conduct
the hearing, even if such date was more than thirty days after-the incident giving rise to the charge. Carrier scheduled the
hearing for September-13, which was within fifteen days of its -
receipt of Claimant's election not to waive the hearing.
Carrier maintains that the Agreement did not require it to_
hold the hearing inLaGrande, Oregon. Carrier contends that it
acted reasonably in holding the hearing in Pocatello, Idaho,
because that was where the witnesses were located.
Carrier argues_that it did not deny Claimant's due process
rights with respect to the denial of witnesses in the hearings
related to the August 25 and September 13 absences. Carrier
contends that the Agreement places the responsibility on Claimant
and the Organization to secure their own witnesses.
On the merits, Carrier contends that Claimant admitted his
responsibility for being absent without proper authority on
August 11 and August 25. Claimant's absence on August 11 was
authorized to enable him to keep an appointment with a lawyer and
Claimant was advised to document the visit. __ Claimant admitted
that he did not have an appointment and that the lawyer was not
available on August 11. Furthermore, Carrier urges, Claimant
produced no documentation until the hearing. With respect to
August 25, Carrier-argues, Claimant agreed that it.was his __
responsibility to wake up and get to work on time.-
3
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With respect to the September 12 absence, Carrier argues -
that although Claimant testified he had broken down and was -
stranded while returning to the motel where he and other members
of the gang were staying, the gang foreman testified that when he
arrived at the motel at 1:10 a.m., he saw Claimant's car in the
parking lot and that Claimant later asked him to lie and say he
did not see his car. Carrier urges the Board to defer to the
decision made on the property and the foreman's testimony was -
more credible than the Claimant's.
Carrier contends that it properly dismissed Claimant.
Carrier urges that under its.UPGRADE policy, an employee is
subject to dismissal for committing three offenses of the same -
rule in thirty-six months. Carrier notes that Claimant already -
had received a letter of reprimand (UPGRADE level 1) for being
absent without authority on August 8, 1994-. Consequently, in
Carrier's view, even if only two of the charges are upheld,
Claimant would have violated Rule 1.15 three times in a very
short periodof time, thereby justifying dismissal.
Two of the Organization's arguments apply to all three
charges. We will consider them first. Then, we will address the
arguments that pertain to each specific charge.
First, we find no provision in the Agreement that required
Carrier to hold the hearings-in LaGrande, Oregon. Carrier acted
reasonably in scheduling the hearing for Pocatello, Idaho, as
that is wheremost of the witnesses were located. These charges
involved a system gang which trave-IledcoD-siderably. Absent
specific language in the Agreement-requiring Carrier to schedule
the hearing at the location most convenient for the charged
employee, Carrier was free to schedule the hearing at the
location most convenient to the other participants. Therefore,
Claimant is not entitled to be reimbursed for his travel and
miscellaneous expenses.-
Second, we do not agree that Carrier violated the Agreement
by withholding Claimant from service.- Rule 48(o) authorizes
Carrier to withhold an employee from service pending a hearing
where the charges involve flagrant or-serious-violations. As we
recognized in Case No-5, Award No. 3, and as other boards
deciding cases on this property have recognized previously,
repeated attendance violations within a relatively short period
of time present flagrant violations within the meaning of Rule
48 (o) .
Accordingly, we turn to the arguments specific to each
claim. With respect to the August 11 absence, we find that
Carrier.scheduled the hearing in a timely manner. Rule 48 (a)
permits Carrier to offer a charged employee the option of waiving
the hearing. Under such circumstances, the Rule provides, "When
discipline is rejected, Carrier shall have no more than fifteen
4
' magc_,c~
(15) calendar days from the date of receipt of rejection in which
to schedule and conduct the hearing, and hearings held outside
the thirty (30) calendar day period referred to above shall not
be a violation of this rule." Carrier scheduled the hearing to
be held within fifteen days of its receipt of Claimant's
rejection of discipline and, therefore, acted in accordance with
Rule 48 (a).
Having reviewed the record carefully, we find that Carrier
proved the charge with respect to
the
August 11-absence. There__
is no dispute that Claimant was given authority to be absent on
August 10 to go to the dentist and that he produced the required
documentation of the dentist visit. With
respect to
August 11,
Claimant testified that he needed to
see
his
attorney. to obtain a
power of attorney to proceed with repairs~on`a-building he was in,
the process of purchasing. Claimant testified that he did not
learn he needed the power of attorney-until August 10 and that he
paged his supervisor who did not return the call. Claimant
testified that he left
a
message for the supervisor stating that
he could not work on August 11 because he had an appointment to
see the lawyer and that he would bring documentation to that
effect. °-
The supervisor, however, testified that Claimant asked him
for authority to be absent on August 11 at the same time that he
requested authority for August 10. According to the supervisor,
Claimant represented that he had an. appointment with the attorney
on August 11 and the supervisor granted him authority provided he
provide documentation. Regardless of whose story is believed, it -
is clear that Claimant either sought or obtained authority for
his August 11 absence by representing that he had an appointment
with the lawyer and that he would provide documentation. The
representation was not accurate. He did not have an appointment
and was unable to see the lawyer that day. He did-not provide-
any any documentation relative to his visit to the lawyer's office
until the hearing. Therefore, we find that-Carrier's finding
that Claimant violated Rule 1.15_
is
supported by substantial
evidence. -"-
Carrier assessed Claimant level .2 discipline for the August _
11 transgression. As noted above, Claimant
previously
had been _
assessed level 1 discipline for being absent without authority on
August 8, 1994. ,The discipline imposed for Claimant's absence on
August 11 was in accordance with the UPGRADE policy and was not
arbitrary, capricious or excessive.-__
_.,
We next turn to the August 25 absence. The parties dispute
who had the responsibility to arrange for the attendance at the
hearing of the employee with whom Claimant shared
a
motel room
the night of August 24. The dispute is beside the point. If the
employee had been available, he would have testified that he _
turned off the alarm the morning of August 25. Claimant, -
5
looBG -5r
however;--admitted that it was his responsibility to wake up on
time and arrive at work in a timely manner. We agree. The other
employee's testimony could not have exonerated Claimant. Indeed,
who turned off the alarm was irrelevant to whether Claimant
violated
Rule
1.15. Therefore, we find no violation of
Claimant's due process rights.
Claimant admitted that he overslept, that he did not arrive
for work on time and that it was his responsibility to wake up
and get to work on time. Accordingly, there is no question that _
Claimant violated Rule 1.15. Carrier assessed discipline at
UPGRADE level 2. We cannot say that such discipline was
arbitrary, capricious or excessive. -
The record concerning the alleged violation on-September 12
is much more troubling. Claimant testified that he was returning -
from his home in Walla Walla, Washington, to the motel
in
Mountain Home, Idaho, when his car overheated. Claimant
testifiedthat he pulled off the expressway at an exit in the
middle of nowhere, in the middle of the night, where a telephone
was not accessible. He had to wait for the radiator to cool down
and took a nap while waiting. Consequently, he arrived at
Mountain Home after the start of the shift, paged his supervisor
but the supervisor did not return-the call right away. Therefore
he called the Carrier's GMS Center arid left
a
message with the
assignment clerk explaining his situation.- C aimantrelated that
he was sharing a room at the motel with another employee and that
he did not get to motel until after 8 a.m.
The gang foreman testified that when he arrived at the motel
around 1:10 a.m. he saw Claimant's car in the parking lot and
that Claimant's car was still there when he left to go to work at
5:15 a.m. He further testified that after work on September 12,
when he had returned to the motel, Claimant asked him, as a
friend, to go along with Claimant's story and say that he did not
see Claimant's car in the motel parking lot. The gang foreman
testified that the employee with whom Claimant was sharing a room
witnessed this conversation. Claimant denied asking the foreman
to lie on his behalf.
Resolution of the conflicting testimony is critical to this
charge because the supervisor testified that he liberally granted
authority to be absent when employees requested it prior to the
start of the shift. The supervisor further testified that he
would authorize absence for an employee whose car broke down and
who was stranded in the middle of nowhere-without access to a
phone and was therefore unable to call in and request authority.
However, he indicated that the reason he did not authorize =
Claimant's absence was because Claimant called after the start of
the shift and because, based on advice from the foreman that he
had seen Claimant's car in the motel parking lot, he believed
Claimant had access to a phone to be able to call before the
6
(qo39 -5~
-
start of the shift.
After the foreman's testimony, the Organization requested -
that the hearing be continued to the following morning when the
employee with whom claimant had shared
a
motel room would be
available to testify. The hearing officer denied the request. -
The only reason offered for the
denial
was-that it
was
the -_
Organization's responsibility to secure its witnesses for hearing
on the date indicated in the notice.
The hearing officer's reason for denying the request to
continue the hearing is not persuasive. There is nothing in the _
record to indicate that the Organization should have anticipated __
the need for the roommate's testimony prior to the hearing. The
need arose when the foreman testified-that Claimant's car was at
the motel between 1:10 a.m. and 5:fS a.
m.,
that Claimant had
asked him to lie on Claimant's behalf, and that the --roommate had
r
witnessed the conversation. There is
no
indication-that
continuing the hearing until the following morning so that the
roommate could testify would have prejudiced-the-hearing in any
manner. -
As an appellate body, we cannot find the facts de novo.
Generally, because the hearing officer has the opportunity to
observe the witnesses' demeanor and we defer to the-credibility
determinations made on the property. However, such credibility
determinations must be based
on
a fully developed record. In
this case, the employee with whom the Claimant had shared a motel -
room and, who allegedly had witnessed the conversation between
Claimant and the foreman was a-very material witness. Carrier
could not make a fully informed credibility determination without
hearing his testimony. -Therefore, the denial of the continuance -
was a material violation of Claimant's due process--rights. It
denied him a fair hearing, in violation of the Agreement, and the
discharge resulting from Carrier's finding that Claimant violated
Rule 1.15 cannot stand.
Nevertheless, Carrier urges that we uphold Claimant's
dismissal because the August il and 25 violations, combined with
the earlier August 8 violation amounted to three violations of.
Rule 1.15 within thirty-six months. Carrier's argument
misconceives our role. As an appellate body,
we
do not assess
discipline de novo.
Our
role is limited to reviewing the
discipline that Carrier assessed to determine
whether
it
is
arbitrary, capricious or excessive. Carrier-assessed a level
discipline for the August 11 violation and a level 2 discipline
for the August 25 violation. We already have found that those- _
penalties were not arbitrary, capricious or excessive. In -
essence, Carrier has asked us to increase the penalty that it
imposed for the August 25 violation from level 2 to-dismissal.
We have no authority to do so.
7
To recap, Carrier did not violate the Agreement by holding
the hearings in Pocatello, Idaho. Therefore, the claim for
reimbursement of travel and miscellaneous expensess must be
denied. Carrier afforded Claimant
a
fair hearing with respect to
the alleged violations on August 11
and
25, 1994. -Carrier proved
the August 11 and 25 violations by substantial evidence and the
penalties imposed were not arbitrary, capricious or excessive.
Therefore, the claims based
on
the level 2_ discipline assessed
for August 11, 1994, and the level 2 discipline assessed for
August 25, 1994, are denied. However, Carrier failed to afford
Claimant a fair hearing with respect to the September 12 alleged
violation. Therefore, the claim to_set
aide
Claimant's
dismissal must be sustained. Claimant. must be restored to
service with seniority and benefits unimpaired and,"in accordance
with Rule 48 (h) "compensated for net wage
loss,
if
,.any,
which may
have been incurred by the employe."
AWARD
Claim sustained in accordance with the Findings.
ORDER
The Board, having determined that an award favorable to
Claimant be made, hereby orders the Carrier to make the. award
effective within thirty (30) days following the date two members
of the Board affix their signatures hereto.
0 a-, ~-
~e
D. A. Ring,
Carrier Member
0
Martin H. Malin, Chairman
- / -
jkLL,,-,
R'.B-.- ehrli -Employee Member
Dated at Chicago, Illinois, September 9, 1998.