PUBLIC LAW BOARD NO. 6089
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 3
and )
Award No. 7
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
R. B. Wehrli, Employee Member
D. A. Ring, Carrier Member
Hearing Date: April 6, 1998
STATEMENT OF CLAIM:
(1) The dismissal of Track Machine Operator L. Tom was in
violation of the Agreement, based on unproven charges, and
an abuse of discretion (Organization File D-260_; Carrier
File 1046834D)
(2) All charges must be dropped and cleared from Claimant Tom's
record, the discipline must be canceled and Claimant must be
compensated for all time unjustly withheld from service
subsequent to and including November 24, 1996._
FINDINGS:
Public Law Board No. 6089,
upon
the whole record and all the
evidence, finds and holds that Employee and Carrier are employee
and carrier within the meaning of the Railway LaboAct, as
amended; and, that the Board has jurisdiction-over-the dispute
herein; and, that the parties to the dispute were given due
notice of the hearing thereon and did participate therein.
On October 29, 1996, Carrier sent a notice to Claimant to
report for an -investigation on November 4, 1996. The notice was
mailed to the most recent address that Claimant had
on
file with
Carrier, an address in Gallup, New Mexico.
The
notice charged
Claimant with failing to ensure that a switch was properly lined
before passing through the switch on October 9, 1996.
Claimant did not appear for the November 4, 1996, hearing.
Consequently, on November 4, 1996, Carrier addressed a second
notice advising Claimant that the investigation scheduled for
November 4, 1996, was canceled and directing Claimant to report
&ogG -7
for an investigation on November 7, 1996. Carrier sent this
second notice to Claimant's address in Gallup, New-Mexico and to
an address in Grand Island, Nebraska.
Claimant
did not appear
for the November,7 hearing. Carrier conducted the hearing in
absentia and on November 27, 1997, Carrier notified Claimant that
he had been found guilty of the charge and dismissed from
service.
The only issue presented to this Board is the adequacy of
the notice of investigation. The parties are in dispute as to
whether Claimant's address was in Gallup or Grand Island.
Carrier contends that Claimant moved to Grand Island. The
Organization maintains that Claimant's residence
was
in Gallup
and that Claimant rented an apartment in Grand Island because the
gang had been informed that they would beworking
in
that area
for up to six months and an apartment was cheaper than staying at
a motel. During the processing of the claim on the property, the
parties submitted conflicting written statements. Carrier
submitted a statement from the Track Supervisor attesting that
the First Vice Chairman had told him, after Claimant failed to
show for the November 4 hearing, to send the
notice
to Grand
Island. The organization submitted a statement from the First
vice Chairman attesting to having told the Track Supervisor to ,-
send the notice to Grand Island. and Gallup. This dispute is
beside the point because the record shows that carrier sent the
notice of the November 7 investigation to both addresses.
Rule 48 (c) of the Agreement provides:
"Prior to the hearing, the employe alleged to be at fault
shall be apprised in writing of the precise nature of the
charge(s) sufficiently in advance ofthe time set for the
hearing to allow reasonable opportunity to secure a
representative of his choice and the presence of necessary
witnesses. The General Chairman shall be furnished a copy
of the charges preferred against anemploye."
The U.S. Postal Service certified mail receipts in the
record reflect that the notice was post marked Shawnee Mission,
Kansas on November 4, 1996. One receipt shows the notice
addressed to the address in Grand Island and one receipt shows
the notice addressed to the address
in
Gallup. Both were mailed
first class, certified, return receipt requested. The question
is whether Carrier's actions apprised Claimant sufficiently in
advance of the November 7 hearing to allow him a reasonable _
opportunity to secure representation and witnesses.-
Itis extremely unlikely that a notice mailed first class on
November 4, 1996, from Shawnee Mission, Kansas
to
either Grand
Island, Nebraska, or Gallup, New Mexico, would be delivered on
November 5, 1996. It is possible that it could be delivered in
two days, i.e. on November 6, but also reasonably possible that -
2
lpo0q -7
it would take three days for delivery.
If delivery was attempted on November 6, Claimant could not
avoid the notice by failing to pick up his mail. However, there
is no evidence in the record that the Postal Service attempted
delivery at either-Grand Island or Gallup prior
to
November 7.
Nor is there any evidence that Carrier attempted to inquire of
the Postal Service as to what its records of attempted delivery
of the certified, return receipt requested, letter showed. On
this record, we simply cannot say whether Claimant avoided
service of the notice by failing to pick up his mail, or whether
the notice was not delivered in time _for Claimant to receive it
before the hearing.
Carrier argues that it had to reschedule the hearing for
November 7 because of the Agreement's time limits for holding
investigations- It further _observes_that it
made heroic
efforts
to ensure that Claimant received the notice, sending the
timekeeper-to-look for Claimant at the Grand Island address and
having the Track Supervisor telephone Claimant's neighbor in
Grand Island.' Of course, if Carrier had been successful in
reaching Claimant, no alleged defect
in
the notice could be
raised. However, Carrier was not successful and it chose to rely
on first class mail.
Carrier could have ensured that the notice would reach
Claimant in time at either address by sending it Express Mail
with a guaranteed next day delivery. Carrier did not do so.
Carrier urges that prior awards have recognized that
certified mail is a reasonable means of serving a notice. We _
agree, provided that the distance the notice must travel and the
time between the date it is sent and the date the hearing is
scheduled are such that it is reasonably likely that the charged
employee will receive the notice in advance of the hearing so
that he can secure representation and prepare his defense. In
the instant case, the record does not reflect that three days
between the mailing of the notice and the date of the hearing was -
sufficient.
Accordingly, we conclude that the record-failsto reflect
that Claimant was apprised of the-charge in writing sufficiently
in advance of the time set for the hearing to allow reasonable
opportunity to secure a representative of his choice and the
presence of necessary witnesses. Therefore, the claim must be
sustained.
Apparently, Claimant did not have --a telephone.
3
AWARD
Claim sustained.
ORDER
The Board, having determined that an award favorable to
Claimant be made, hereby orders the Carrier to make the award
effective within thirty (30) days following the date two members
of the Board affix their signatures hereto.
. Atz
Martin H. Malin, Chairman
Employee Member
D.A. Ring,
Carrier Membe:
Dated at Chicago, Illinois, September 21, 1998.