PUBLIC LAW BOARD NO. 6302
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 110
and )
Award No. 106
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
D. D. Bartholomay, Employee Member
D. A. Ring, Carrier Member
Hearing Date: June 4, 2007
STATEMENT OF CLAIM:
(1) The Carrier violated Rules 1, 2, 3, 4 - Group 26(e), 48(a), 48(c), 48(d) and 48(f)
of the Agreement when it improperly dismissed Claimant Thomas Mendoza from
service, by Letter of Dismissal dated December 7, 2005, over the signature of
Director-Construction David Orrell, for alleged violation of Rule 1.6 - Conduct, as
contained in the General Code of Operating Rules, effective April 3, 2005.
(2) As a result of this violation, the Organization requests that Claimant now be
compensated at his respective straight time and overtime rates of pay for all wage
loss suffered, commencing from the date Claimant was removed from service,
September 28, 2005, continuing until such time as Claimant is properly returned
to service; that he be returned to service with all seniority held whole and intact.
(3) If not able to active service due to any bona fide medical conditions, not
specifically limited to his left knee, that he be restored to a status of authorized
Medical Leave of Absence, and that this Level-5 Discipline and Dismissal be
expunged from Claimant's personal record history.
FINDINGS:
Public Law Board No. 6302 upon the whole record and all of the evidence, finds and
holds that Employee and Carrier are employee and carrier within the moaning of the Railway
Labor Act, as amended; and, that the Board has jurisdiction over the dispute herein; and, that the
parties to the dispute were given due notice of the hearing thereon and did participate therein.
On September 28, 2005, Claimant was notified to report for a formal investigation on
October 12, 2005, concerning his allegedly having falsified a written personal injury report in
violation or Rule 1.6(4). Following two postponements, the hearing was held on November 17,
2005. On December 7, 2005, Claimant was advised that he had been found guilty of the charges
and had been dismissed from service.
The Organization contends that Carrier violated Claimant's due process rights because
the hearing officer also determined guilt and imposed the discipline. The Organization's
argument borders on the frivolous. Having the hearing officer determine guilt is a standard
procedure on this property and in the industry generally. In the instant case, as developed below,
there were disputed issues of fact that required an assessment of the relative credibility of the
witnesses. In such a situation, the hearing officer is the most appropriate Carrier official to
determine guilt as it is the hearing officer who observed the witnesses testify and who has the
benefit of observing witness demeanor in assessing credibility.
The Organization next contends that Carrier failed to prove the charge by substantial
evidence. In the Organization's view, Carrier proved at most that Claimant was "nearing
retirement age," and "obviously mentally challenged," and did not speak English and
consequently did not understand the personal injury reporting procedures and forms. In other
words, the Organization maintains that Claimant lacked dishonest intent. We have reviewed the
record thoroughly and are compelled to reject the Organization's argument.
At the time in question, Claimant was working compressed halves. Due to the Labor Day
holiday, Claimant's first day of work in the half was September 7, 2005. Track Supervisor K. A.
Borron testified that on that date, Welding Foreman J. C. Garcia told him that Claimant's knee
was bothering him and that Claimant should not be performing his regular job. Supervisor
Barren testified that he assigned Claimant to light duty, cleaning the office trailer and that
Claimant and Foreman Garcia attributed Claimant's knee problem to "old age." Truck Driver
Laborer M. Alvarez testified that on September 7, after the morning safety meeting, he noticed
Claimant having difficulty boarding the bus and asked Claimant what was wrong. According to
Laborer Alvarez, Claimant replied that his knee was sore and the knee was visibly swollen.
Consequently, Laborer Alvarez alerted Foreman Garcia. Foreman Garcia testified that when
alerted to the situation, he reported it to Supervisor Borron who assigned Claimant to light duty.
Claimant denied working light duty on September 7. He testified that he worked his
regular duties on September 7 and 8, installing rollers. He denied that his knee bothered him
prior to September 8. He denied discussing his knee on September 7 with either Messrs.
Alvarez, Garcia or Borron. He testified that he injured the knee around 10:00 a.m. on September
8 and, because of the injury, he was assigned light duty on September 9.
Track Foreman F. Joe testified that he returned from vacation on September 11. On that
date, he observed Claimant limping. He asked Claimant what the problem was and Claimant
responded that it was due to old age. Foreman Joe further testified that he asked Claimant if the
problem was a job-related injury and Claimant replied that it was not and asked Claimant if he
wanted to see a doctor and Claimant declined the offer. Foreman Joe testified that because of the
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knee problem, he assigned Claimant to fix tools and clean the tool trailer and instructed Claimant
to stay away from the track.
Assistant Foreman M. Lozano testified that on September 14, Claimant asked him for
assistance in making an appointment to see a doctor about his knee. Assistant Foreman Lozano
testified that he called the doctor's office and asked Claimant the relevant information and
relayed that information to the doctor's office. According to Assistant Foreman Lorenzo,
Claimant stated that the problem was not a job-related injury and that Claimant would be using
his regular medical insurance. Claimant was allowed to leave early on September 14 to go to the
doctor.
On September 15, 2005, Claimant reported on his day off and indicated that he wished to
report an on-duty personal injury to his knee. Claimant was directed to complete a Report of
Personal Injury or Occupational Illness form. Because Claimant did not speak, read or write
English, Foreman E. Ceniceros and Assistant Foreman Lozano read the questions on the form to
Claimant in Spanish and Claimant completed the form in Spanish. Track Supervisor J. L. Davis
was overseeing the completion of the form. Supervisor Davis had trouble with the answers being
written in Spanish so he asked Foreman Ceniceros and Assistant Foreman Lozano to assist in
completing a new form in English. Local Chairman J. Marquez arrived and Messrs. Marquez,
Lozano and Ceniceros assisted Claimant in completing the form in English. The Spanish and
English versions report that Claimant was injured on September 8 while lifting panels and a jack
to install rollers. Both report that Claimant was unable to provide any additional details.
Depending on whose testimony is credited, the record supports two different versions of
events. Either Claimant injured his knee while working on September 8 or Claimant reported to
work with a swollen knee on September 7 and falsely attributed the condition to an on-duty
injury on September 8. The hearing officer credited the testimony of multiple witnesses that
Claimant was limping and had a swollen knee on September 7 and because of that was assigned
to light duty over Claimant's testimony that he worked his regular duties on September 7 and
experienced no problem with is knee until he injured it on September 8. As an appellate body,
we are in a comparatively poor position to assess witness credibility compared to the hearing
officer who observed the demeanor of the witnesses as they testified. We defer to the hearing
officer's decision to credit the testimony of witnesses Alvarez, Borron and Garcia over that of
Claimant. We further note that the hearing officer's finding that Claimant falsified the report of a
September 8 on-duty injury is corroborated by testimony from Assistant Foreman Lorenzo that
on September 14, when Claimant was seeking medical attention, Claimant advised him that the
knee had not been injured on duty and that it should be covered by regular medical insurance.
The false report cannot be explained by a claim of confusion with the forms or with the
procedures. Simply put, either Claimant injured himself on duty on September 8 or he fabricated
a claim of an on-duty injury for a medical problem that he already had when he reported on
September 7. As detailed above, we defer to the findings made on the property that the latter
version of the events is the more credible. Accordingly, we conclude that Carrier proved the
charge of dishonesty by substantial evidence.
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We recognize that Claimant had more than 30 years of service. However, falsifying a
claim of an on-duty injury is a very serious offense that generally warrants dismissal. The record
contains no evidence that might mitigate against dismissal. On the record presented, we cannot
say that the penalty imposed was arbitrary, capricious or excessive.
AWARD
Claim denied.
D. A. Ring
Carrier Member
Dated at Chicago, Illinois, October 25, 2007
Martin H. Malin, Chairman
-D.-tholomay
EmplMember