PUBLIC LAW BOARD NO. 6302
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 160
and )
Award No. 155
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
T. W. Kreke, Employee Member
D. A. Ring, Carrier Member
Hearing Date: March 23, 2009
STATEMENT OF CLAIM:
1. The five (5) day suspension imposed upon Foreman Michael L. Smith for
violation of General Code of Operating Rules 80.1 and 80.2 in connection with a
personal injury sustained by him on October 14, 2007 is unjust, unwarranted and
in violation of the Agreement (System File D-0748U-209/1493588).
2. As a consequence of Part 1 above, we request that all charges against Mr. Smith
be dropped and that he not be made to serve a five (5) day suspension and his
record expunged entirely of this discipline matter.
FINDINGS:
Public Law Board No. 6402 upon the whole record and all of the evidence, finds and
holds that Employee and Carrier are employee and carrier within the meaning of the Railway
Labor Act, as amended; and, that the Board has jurisdiction over the dispute herein; and, that the
parties to the dispute were given due notice of the hearing thereon and did participate therein.
On October 23, 2007, Carrier notified Claimant of charges that he failed to comply with
Rules 80.1 and 80.2 on October 14, 2007, and offered him discipline at UPGRADE level 3.
Claimant exercised his right to reject the offer and request a formal hearing. By letter dated
November 6, 2007, Carrier directed Claimant to report for a formal investigation on November 8,
2007, concerning the charges. The hearing was held as scheduled. On November 28, 2007,
Carrier notified Claimant that he had been found guilty of the charges and assessed discipline at
UPGRADE Level 3, a five-day suspension without pay.
PLB No. 6302 Case No. 160
Award No. 155
The record reflects that on October 13, 2007, Claimant and his crew were working at a
road crossing where they removed 40 to 45 feet of track and installed a new track panel. A
contractor was to pave the crossing the following day. In addition to setting up barricades, the
crew parked a backhoe in the area they had excavated to remove the track and install the new rail
panel. The following morning Claimant and the Welder were at the job site awaiting the arrival
of the contractor. Claimant mounted the backhoe to check its fuel level and start it so that it
would be warmed up when the contractor arrived. Claimant dismounted the backhoe. He then
slipped and extended his arm to break his fall. He hit a tie with his wrist, breaking his wrist.
The mere fact that Claimant sustained an injury does not establish his culpability.
Claimant testified that he was aware of the uneven terrain and was being cautious and taking
small deliberate steps as he walked away from the backhoe when, without warning, the ground
gave way under him due to a hidden void. The Welder testified that he did not notice any
particular hazzards, holes or voids and that there was enough room on either side of the backhoe
for walking. The Welder further testified that after Claimant sought him out for assistance
because of his fall and broken wrist, they walked over the same path and he judged the walkway
adequate and saw no sign of any dangers.
The Manager Track Maintenance testified that "on the side where [Claimant] had
mounted, there was definite objects and obstructions and holes in that area that he had to go
through to mount the piece of equipment." But, the MTM conceded that he did not observe the
accident scene in the condition in which Claimant was injured. When the MTM arrived on the
accident scene, after meeting up with Claimant at the hospital, the contractor had already paved
the crossing. Thus, the MTM's testimony can have no probative value as it was based entirely on
speculation.
The MTM offered further speculation. He testified that in his opinion "there could have
been a little extra time taken, some hand shovels and probably cleared a - a - cleared a smooth
walking surface path to the right side of the piece of equipment. . ." But again, this opinion was
not based on a personal inspection of the scene in its condition at the time of Claimant's injury.
Similarly, the MTM testified that "many time you excavate, you cut asphalt and excavate and
excavate next to asphalt, there's always the possibility for undermining the asphalt that's existing
there. Sometimes you can see voids. Sometimes you can see indentations."
The MTM's speculation is no substitute for proof based on personal inspection and
personal knowledge. Indeed, the MTM testified that in his view every slip, trip or fall is
preventable. His view appeared to be, that because Claimant fell, he must have been culpable.
The Senior Director of Terminal Operations testified to similar effect. But the testimony of the
only witnesses other than Claimant who actually observed the conditions that led to Claimant's
fall, i.e. the Welder, fully corroborated Claimant that the accident was not preventable.
On this record, we must conclude that Carrier failed to prove the charges by substantial
evidence. Accordingly, the claim must be sustained.
2
PLB No. 6302
Case No. 160
Award No. 155
AWARD
Claim sustained.
ORDER
The Board, having determined that an award favorable to Claimant be made, hereby
orders the Carrier to make the award effective within thirty (30) days following the date two
members of the Board affix their signatures hereto
Martin H. Malin, Chairman
q24
D. A. Ring
T.~V. Krek
Employee Member
Carrier Member
Dated at Chicago, Illinois, June 23, 2009