NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD 6302
NO. 172
AWARD NO.166
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PARTIES TO DISPUTE
CARRIER
Union Pacific Railroad
Carrier's File
1506996
AND
ORGANIZATION
Brotherhood of Maintenance of Way Employees
System File
Division of International Brotherhood of Teamsters J-08480-262
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STATEMENT OF CLAIM
1. The Carrier violated Rule 48 of the Collective Bargaining Agreement effective July 1,
2001 when it imposed a Level 5 discipline and wrongfully dismissed Claimant Stephen
L. Medinger from service for the alleged violation of General Code of Operating Rules
(GCOR), Rule 1.6 (Conduct), specifically, falsifying a claim for travel allowance for the
weekend of May 9, 2008.
2. As a consequence of Carrier's violation as set forth in Point 1 above, the
Organization requests as a remedy in accord with Rule 48 (h) of the Agreement that, all
charges against Claimant be dropped, the discipline of removal be expunged from his
personal record, he be reinstated to service and, be compensated for all time he was
withheld from service.
STATEMENT OF BACKGROUND
At the time the subject incident occurred in May of 2008, Claimant, with over eleven (11)
years of service and an unblemished work record, was assigned and working as a
system tie and rail inspector on Gang No. 8504 headquartered near Indio, California,
near Mile Post 610.90. Although Claimant worked in Indio, California, he lived in Grand
Island, Nebraska. However, Claimant was assigned to a position for which he could
claim weekend travel allowances pursuant to Rule 36, Section 7(a) whenever he made
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AWARD NO. 166
weekend trips home. The undisputed record evidence reflects that for the weekend of
May 9, 2008, a Friday and May 10, 2008, a Saturday, Claimant entered into the
timekeeping system a claim for travel home of 2,904 miles round-trip which amounted to
a claim for payment of $725.00. According to the Organization, a review of Claimant's
payroll information reflects that the amount of mileage claimed for this weekend travel
home was not out of the ordinary and represented the typical monetary amount
Claimant would charge when he traveled home on his rest days. As such, Claimant's
supervisor did not question his mileage claim and claim for payment, and just routinely
approved the claimed mileage and monetary amount.
In and around this same time period of May, 2008, Carrier's Corporate Audit Staff
commenced auditing employees who, on a continuous basis, were claiming high
mileage trips and where the amount of time allegedly spent at home was suspect.
Claimant was identified by the Audit Staff as one such employee who fell within this
suspect group of employees. The record evidence reflects that Corporate Audit Senior
Ben Hamilton observed both Claimant and his vehicle in Indio, California on the two (2)
weekend days of May 9 and 10, 2008 and documented this observation by taking
photographs of the Claimant and his vehicle. As a result of Hamilton's audit of
Claimant, Carrier notified Claimant by letter dated June 9, 2008 to report for an
investigation and hearing to be held June 12, 2008 for the purpose of developing the
facts and placing responsibility, if any, in connection with the charge that at the end of
the work day (4:30pm) on May 9, 2008, he allegedly did not travel home for the
weekend to Grand Island, Nebraska, but that nevertheless, he, in fact, charged 2,904
round-trip miles home for that weekend in clear violation of the Carrier's Weekend
Travel Policy. In addition to summoning Claimant to attend the formal investigation on
June 12, 2008, Carrier also acted to withhold Claimant from service on June 9, 2008.
By letter dated June 20, 2008, Carrier notified Claimant that upon consideration of all
the testimony adduced at the investigation and review of the hearing transcript, it found
more than a substantial degree of evidence presented to warrant sustaining the charges
brought against him for his violation of Rule 1.6 (Conduct) as set forth in the General
Code of Operating Rules (GCOR), effective April 3, 2005. This Rule, as it pertains to an
act of dishonesty reads in pertinent part as follows:
Employees
must not
be:
4.
Dishonest
Any act of hostility, misconduct, or willful disregard or negligence
affecting the interest of the company or its employees is cause for
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AWARD NO. 166
dismissal and must be reported . . . .
As a result of such finding, Carrier apprised Claimant he was being assessed a Level 5
discipline resulting in his dismissal from service. In response to this disciplinary action,
the Organization filed the subject claim here under consideration by the Board.
The Organization acknowledges there is no dispute that Claimant submitted the claim
for the mileage and monetary amount in question but attributes his making said claim to
simply making an honest mistake which he readily admitted in his testimony at the
investigation. The Organization submits that due to a substantial amount of work
assigned Claimant during the month of May, 200$ which required his working overtime
throughout the work week preceding the weekend in question, as well as working
overtime on his rest days, this very busy workload distracted Claimant resulting in his
accidentally and inaccurately inputting his payroll information for the weekend of May 9,
2008. The Organization, in citing GCOR Rule 1.6 (4) asserts that Carrier has the
burden to support the charge Claimant committed an act of dishonesty as that term is
defined by the rule with clear and convincing evidence, as the offense charged implies
an element of moral turpitude if not criminal intent to deceive the Company. On this
latter point, the
Organization references NRAB Fourth Division Award 3552 which cited
the definition of the term, "falsify" as set forth in Black's Law Dictionary (Fourth Edition),
to wit:
The word "falsify" may be used to convey two distinct meanings
either that of being intentionally or knowingly untrue, made with
intent to defraud, or mistakenly and accidentally untrue.
The Organization argues that since Claimant readily admitted in his testimony at the
investigation that he erred in submitting the travel claim for the weekend of May 9, 2008,
that it is clear that the latter half of the definition of the act involving falsification cited
above applies to the instant case, that is, Claimant mistakenly and accidentally
submitted an untrue claim for pay related to weekend travel home, travel which he
never performed on the weekend in question. The Organization asserts that in
dismissing Claimant from service for a first time violation of Rule 1.6 (Conduct), Carrier
disregarded Claimant's length of service of eleven (11) years and the fact that over
those eleven (11) years, Claimant had a pristine work record. But even more
importantly, the Organization submits, is the fact that in assessing Claimant the
discipline of dismissal, Carrier completely overlooked the purpose of administering
discipline which is meant to rehabilitate, correct, and guide employees so that they
never again engage in acts of misconduct as opposed to the imposition of discipline that
accomplishes nothing more and serves no purpose other than to punish an employee.
The Organization asserts that dismissing Claimant under all the prevailing
circumstances was harsh and constituted a punishment rather than serving the true
purpose of imposing discipline.
In its handling of the instant claim on the property, the Organization raised the
procedural objection of removing Claimant from service prior to convening the
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investigation
in violation of Rule 48 (c) asserting that, in so doing, Carrier prejudged
Claimant's guilt and prejudiced his due process right to a fair and objective hearing.
Rule 48 (c) reads as
follows:
Prior to the hearing, the employee alleged to be at fault will be
apprised in writing of the precise nature of the charge(s) sufficiently
in advance of the time set for the hearing to allow reasonable
opportunity to secure a representative of his choice and the presence
of necessary witnesses. The General Chairman will be furnished a
copy of the charges preferred against the employee.
Thus, the Organization asserts that holding the investigation just three (3) days after
Claimant was removed from service pending convening of the hearing was simply pro
forma on the part of Carrier and therefore a sham.
In response to the procedural objection raised by the Organization, Carrier cites Rule 48
(o) as support for its action of suspending Claimant from service pending the convening
of the hearing. Rule 48 (o) reads as follows:
It is understood that nothing contained in this rule will prevent the
supervisory officer from suspending an employee from service
pending hearing where serious andlor flagrant violations of Company
rules or instructions are apparent, provided, however, that such
hearing will be conducted within thirty (30) calendar days from the
date the employee is suspended and a decision rendered within
twenty (20) calendar days following the date the investigation is
concluded.
Carrier submits that Claimant's act of charging for mileage traveled on the weekend in
question when he knowingly had no intention of performing the round-trip travel home
constituted an act of stealing which is covered by the definition of "dishonest" as set
forth in Rule 1.6 (4) and, therefore, is deemed to be a very "serious" violation within the
meaning of that term as set forth in Rule 48 (o).
In response to the Organization's argument that the discipline of dismissing Claimant
was meant to punish Claimant rather than to attempt to correct his misconduct going
forward, Carrier submits that Claimant's act of theft resulted in breaking the bond of
trust so vital to the employment relationship that no amount of discipline short of
dismissal from service can be deemed as corrective in nature. Additionally, when an
act of theft is committed such as was committed here by Claimant, length
of
service
coupled with the fact of a pristine work record cannot serve as factors in mitigation in
assessing the quantum of discipline administered, specifically the discipline of
dismissal. Carrier submits that Claimant's intent in submitting the claim for travel home
for the weekend was clearly meant to deceive and defraud the Company as Claimant
[4]
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well knew how the time-keeping system worked and that since his claim for travel pay
home was common, that his supervisor would approve the claim without questioning the
validity of the claim out of trust between himself and Claimant. Additionally, Claimant
had nearly thirty (30) days from the time he submitted the claim for weekend travel
home until the time he was cited for his alleged violation of Rule 1.6, to correct his so
called "mistake" yet, at no time during this interim time period did he see fit to withdraw
the claim, notwithstanding the Organization's assertion that Claimant was so
overwhelmed with work during the month of May, 2008 that he just overlooked having
incorrectly made the claim for pay.
Carrier submits the discipline of dismissal it imposed on Claimant was warranted under
all the prevailing circumstances surrounding Claimant's case and therefore urges the
Board to deny the subject claim in its entirety.
FINDINGS
Public Law Board No. 6302, upon the whole record and all the evidence, finds and
holds that Employee and Carrier are employee and carrier within the meaning of the
Railway Labor Act, as amended; and that the Board has jurisdiction over the dispute
herein; and, that the parties to the dispute were given due notice of the hearing thereon
and did participate therein.
The Board is persuaded that the arguments advanced by the Organization in defense of
Claimant must be rejected. We are not in agreement with the central excuse put
forward by the Organization that due to the fact that Claimant was engaged in
substantial work during the month of May, 2008 that required him to work overtime
during his regularly assigned work schedule as well as working overtime on his rest
days that this circumstance somehow affected him to the point that he simply forgot or
overlooked the fact he had submitted a bogus claim for weekend travel home for the
dates of May 9 and 10, 2008. Every employee is affected in some way or another by
the circumstances surrounding their work but most employees do not let such burdens
interfere with complying with the rules and regulations governing their work. In this
respect, Claimant is no different than other employees working for Carrier and because
he was well versed in the time-keeping system and, because he was well aware he had
not traveled home on the weekend of May 9 and 10, 2008, and too, that he was
cognizant of the fact he had claimed such travel, we can only conclude his intent was to
deceive and defraud the Company for the compensation claimed of $725.00 for which
he was not entitled to receive. Moreover, as additional evidence Claimant was well
aware he had submitted a bogus claim for pay is the fact that he did not admit to doing
so until he was caught by an audit conducted by the Carrier and confronted with his
wrong-doing when testifying at the hearing. Although the Organization claims his
admission he had made a claim for weekend travel he never performed was evidence of
his true honest nature proving his claim for pay for which he was not entitled to receive
[5]
PLB NO. 6302
AWARD NO. 166
was simply a matter of mistake rather than an attempt to defraud Carrier, the Board is
persuaded this is nothing more than a lame defense as Claimant had no other choice
but to admit his wrongful conduct given the overwhelming evidence compiled by Carrier
during its audit establishing his guilt even beyond a shadow of doubt of, having engaged
in misconduct that was in violation of Rule 1.6.
The Board concurs and is in full agreement that, given the facts and circumstances
prevailing in this case, that dismissal of Claimant was proper and commensurate with
Claimant's proven misconduct and that the quantum of discipline administered cannot
be offset by Claimant's length of service and the undisputed fact that up until this
incident, Claimant's work record stood unblemished. In this respect, we reject the
Organization's claim that dismissal of Claimant was a disciplinary action too harsh.
Accordingly, the Board rules to deny the subject claim in its entirety.
AWARD
Claim Denied.
D. A. Ring
Carrier Memb~
Chicago, III*,oise
Date:
George$l~ard
I
;
Neutral Member & Chairman
T. W,,rKreke
Employee Member