PUBLIC LAW BOARD 6302
NMB NO. 180
AWARD NO. 178
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PARTIES TO DISPUTE
,
;
CARRIER Carrier's File
Union Pacific Railroad 1517221
AND ;
ORGANIZATION System File
Brotherhood of Maintenance of Way Employees ; J-09480-253
Division of International Brotherhood of Teamsters
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STATEMENT OF CLAIM
1. The discipline (removed and withheld from service, and subsequent Level 5
discipline and dismissal by letter dated December 23, 2008) imposed upon Mr. Brock J.
McDonald for the alleged violation of Union Pacific General Code of Operating Rules
(GCOR), Rule 1.6 (Conduct) was harsh, unjust, unwarranted and in violation of the
Agreement (System File J-09480-253 / 1517221)
2. As a consequence of the violation referred to in Part 1 above, we request that
Claimant B. McDonald be reinstated to service and be made whole as outlined in Rule
48(h) of the Agreement.
STATEMENT OF BACKGROUND
Claimant, a Track Inspector with two and a half (2'/z) years of service was assigned on
Gang 5279 at Lexington, Nebraska on Saturday, October 25, 2008 and again on
Wednesday, October 29, 2008. In reporting compensation due him in connection with
his assigned work, Claimant reported he had worked four and one-half (4'/z) hours of
overtime on October 25, 2008 in addition to the regular eight hours he worked that day,
and eight (8) hours at the straight-time rate of pay on October 29, 2008. Subsequently,
Carrier cited Claimant to attend an investigation pertaining to the following charge:
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AWARD NO. 178
. . .
to develop the facts and place responsibility, if any, that while
employed as Track Inspector on Gang 5279, at Lexington, Nebraska,
you allegedly paid yourself for time not worked on October 25, 2008
and October 29, 2008.
These allegations, if substantiated, would constitute a violation of
Rule 1.6 (Conduct), as contained in the General Code of Operating
Rules, effective April 3, 2005. Please be advised that if you are found
to be in violation of this alleged charge, the discipline assessment
may be a Level 5, and under the Carrier's UPGRADE Discipline Policy
may result in a permanent dismissal.
With respect to the claim for overtime pay on October 25, 2008, Supervisor Todd
Gayman testified that at 11:00 p.m. he called Claimant and asked him to go look at a
rough track spot at Wood River. According to Gayman, Claimant declined the call out
apprising he was at a bar and was not able to go on duty and perform the requested
work assignment. Although Claimant declined the call out and did not perform any work
in connection with Gayman's requested work assignment, he nevertheless submitted a
claim for four and one-half
(4'/2)
hours of overtime pay which was inclusive of three (3)
hours of call out pay and an additional 1 and
%2
hours of reported overtime. Joe Dean,
Vice Chairman of the Unified System Division of the Brotherhood Maintenance of Way,
representing Claimant on behalf of the Organization explained to the Hearing Officer
conducting the investigation Claimant's misunderstanding regarding entitlement to
compensation in connection with receiving a call out work assignment. Dean provided
the following explanation:
Basically, we [Claimant and Dean] had this discussion during the
the last recess, and somewhere along the line I think Mr. McDonald
was of the opinion that if you got called on the telephone, you was
entitled to a three-hour call. And I don't know how that ever evolved
or where - how it came about, because like I told him, it states clearly
in the agreement book that your time begins and ends at your assembly
point. So just because you receive a phone call at night does'nt uhyou actually have to go to that call, and you get paid - if you work one
hour, you still get paid three hours for the work. If you work four hours
then you get paid the four hours for the work, but you're entitled to a
three-hour call, but just not because you answer your phone.
In connection with this explanation, Dean averred that Claimant was probably
misinformed somewhere along the line as to why he turned in that amount of time for
that call. In his testimony, Claimant affirmed Dean's explanation was correct that he
had been led to believe from both foremen and timekeepers that if you were called by a
supervisor or manager or director to talk about anything related to the job or what's
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going on, even if you were not able to make it, that it still constitutes a three (3) hour call
out, noting that this accounted for three (3) hours of pay of the total of four and one-half
(4'/z) hours of overtime he claimed as compensation for October 25, 2008. According
to Claimant, when Gayman called him the evening of October 25th, he spoke with
Gayman for about twenty (20) minutes. Claimant testified that on October 250' he did
not take his half hour lunch break and that he actually worked an hour of overtime.
Claimant explained that of the 4'/2 hours he claimed for overtime pay, 1 and'/2 hours he
attributed to the hour of overtime he worked. However, Claimant further explained that
what he should have reported was the half hour he worked instead of taking his lunch
break, and the one (1) hour of overtime he worked.
Claimant's supervisor, Manager of Track Maintenance, Charles Foster testified that
when he reported for work at 6:30 a.m. Wednesday morning, October 29, 2008, he
observed the hi-rail truck used by Claimant to perform his duties located in front of the
Maintenance of Way building with a flat tire. Foster related that morning he was with
the section crews performing work and that between the time he reported to work and
approximately 9:30 a.m., he had not heard anything over the radio pertaining to
Claimant getting track and time from the dispatcher which led him initially to believe that
Claimant was not at work or that he was starting work late. According to Foster,he then
checked on the hi-rail truck at this later time and observed the truck was still located in
front of the Maintenance of Way building and still had a flat tire. Foster related he began
calling Claimant a couple of times between 9:30 a.m. and 11:30 a.m. but received no
answer. Not hearing from Claimant, Foster testified that at approximately 11:30 a.m. he
called the sections to instruct them to start patrolling their track since Claimant was not
out there performing the work of inspection. Foster further testified that at the end of the
day at around 4:30 / 4:40 p.m. he observed Claimant's hi-rail truck still parked at the
same location and still with a flat tire, specifically, the right rear tire.
In his investigation pertaining to whether Claimant actually worked on October 29th,
Foster noted that in his pay period report covering the last half of October, starting from
October 16, 2009 through October 31, 2009, Claimant indicated he had worked a
regularly scheduled eight (8) hours on the 29th. The record evidence reflects that
Claimant timely filed a FRA Track Inspection & Defect Report showing he had
conducted a Hi-Rail Walk inspection of track from Mile Post 208.30 to 282.00 going
from Kearney Subdivision to North Platte Service Unit. According to Foster, the
designation of Hi-Rail Walk means that the track was inspected by using the hi-rail truck
and that inspection of the switches was accomplished by walking the switches. Foster
explained that when track is inspected by hi-rail, the person performing the inspection is
required to have a permit issued by the dispatcher. Foster testified that he obtained all
of the permits issued to Track Inspectors on the Kearney Subdivision for October 29,
2008, that the total number of permits issued on that date totaled to twenty-two (22) and
that Claimant was not among the inspectors listed as having been issued a permit by
the dispatcher. Further, with regard to the FRA Track Inspection & Defect Report
pertaining to Claimant's professed inspection performed on the 29`", Foster explained
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the procedure of "track traversing" which procedure entails driving the hi-rail truck at a
speed of 25 miles per hour on the track the inspector is traversing while inspecting the
adjacent track. Foster noted that Claimant's FRA report for the 29th shows that no track
was traversed by Claimant in performing the track inspection of track 4073/No 3 from
Mile Post 208.30 to Mile Post 282.00. Foster explained that if track is inspected by
walking as opposed to hi-railing, an inspector cannot perform a walking inspection alone
as such an inspection requires a "look out" person to accompany the inspector. In other
testimony, Foster asserted that track cannot be inspected from the adjacent track by
riding along the right of way road in a vehicle.
Claimant testified the hour of overtime he worked on October 25th entailed inspecting
the yard tracks explaining he had previously been away for one (1) week attending FRA
training and, as a result it caused him to be about two (2) weeks behind in inspecting
the yard tracks. According to Claimant, Foster told him at some previous time he
needed to keep up the inspection of yard tracks as they were having problems keeping
the yard tracks in service. Claimant related that he worked the overtime without
needing to obtain approval from Foster given the immediacy of keeping the yard tracks
in service. Foster, on the other hand testified that Claimant did not have authority to
work any overtime without his approval first.
Claimant explained that on October 29th he did not have his own phone with him but
rather he had a family member's phone but that he checked his voice mail throughout
the day but asserted he had not received any voice mails. Claimant testified that the
morning of the 29th, before he got air in the tire that was flat on his hi-rail he used his
private vehicle to drive beside an adjacent track as a means of inspecting the track.
According to Claimant, he was told he could do this by one of the managers of special
inspections and that it would be considered as an inspection. Claimant related that in
and around 11:30 a.m. toward Noon, he got air in the flat tire, then had a briefing with
an unidentified dispatcher at around 12:30 / 1:00 p.m. and next proceeded to Mile Post
208, getting there at about 2:00 p.m. Claimant testified he drove from Mile Post 208 to
just the other side of Lexington inspecting track from Track 3 from the right of way.
According to Claimant, he returned to the depot at about 3:15 / 3:30 p.m. and parked
the hi-rail in the same exact spot he always parks it in. When confronted with his FRA
report for October 29th showing that his inspection from Mile Post 208 to Mile Post 282,
River Bridge at North Platte, Claimant was unable to provide clarification regarding his
earlier testimony that he had driven the right of way to Lexington other than to say he
made a mistake on the FRA report and failed to correct the mistake.
By letter dated December 23, 2008 Carrier notified Claimant that based on the evidence
adduced at the investigation, he was found to have violated GCOR Rule 1.6 (Conduct)
and accordingly was being assessed the Level 5 discipline of dismissal from service.
Thereafter, the Organization appealed the disciplinary action of dismissal and as the
Parties were unable to reach a mutually satisfactory resolution of the claim on the
property, the claim comes now before the Board for decision
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ORGANIZATION'S POSITION
The Organization raises two (2) procedural objections both pertaining to its contention
that Carrier failed to provide Claimant a fair and impartial hearing. As such, the
Organization asserts these two (2) procedural deficiencies warrants reversing the
discipline of dismissal from service assessed Claimant.
First Procedural Obiection
The Organization asserts Carrier wrongfully took Claimant out of service prior to
convening the investigation to determine whether or not Claimant was guilty of the
charge of having violated Rule 1.6 (conduct), thereby having the effect of prejudging
Claimant's guilt. The Organization concedes that while it recognizes Carrier's right to
withhold employees from service this right is not an unfettered one in that the Board has
consistently held that a carrier's option to exercise this right is limited to situations where
retaining the employee in service may endanger the employee himself, or other
employees, the public or otherwise may adversely impact the carrier's operations. In
pertinent part, Rule 48, Paragraph A reads as follows:
An employee whose application has been approved will not be
suspended or dismissed without being given a fair and impartial
hearing, except that, if the offense is considered sufficiently
serious, the employee may be suspended pending the hearing
and decision.
In addition, the Organization contends Rule 48, Paragraph ( o ) restricts Carrier's right
to remove employees from service pending investigation to serious and flagrant
violations. Rule 48 (o) reads as follows:
It is understood that nothing contained in this rule will prevent the
supervisory offcer from suspending an employee from service
pending hearing where serious andlor flagrant violations of Company
rules or instructions are apparent, provided, however, that such
hearing will be conducted within thirty (30) calendar days from the
date the employee is suspended and a decision rendered within
twenty (20) calendar days following the date the investigation is
concluded.
The Organization argues that the violation allegedly committed by Claimant did not rise
to the type of sufficiently serious and/or flagrant violation as that envisioned by either
cited provision of Rule 48 and, as a result, Carrier violated this Rule of the controlling
Agreement.
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Second Procedural Objection
The Organization contends that Carrier did not afford Claimant a fair and impartial
hearing as required by Rule 48, Paragraph (c) in that it failed to provide the precise
charge against Claimant in the Notification of Investigation which hampered its effort to
establish an adequate defense in Claimant's behalf. The charge reads in pertinent part
as
follows:
. . . to develop the facts and place responsibility, if any, that while
employed as Track Inspector on Gang 5279, at Lexington, Nebraska
you allegedly paid yourself for time not worked on October 25, 2008,
and October 29, 2008.
These allegations, if substantiated, would constitute a violation of
Rule 1.6 (Conduct), as contained in the General Code of Operating
Rules, effective April 3, 2005. Please be advised that if you are
found to be in violation of this alleged charge, the discipline
assessment may be a Level 5, and under the Carrier's UPGRADE
Discipline Policy may result in a permanent dismissal.
The Organization submits that the way in which the charge was stated, it could not be
determined how Claimant allegedly failed to accurately report his time and therefore
was in violation of Rule 48, Paragraph (c) which requires Carrier to apprise the charged
employee of the precise nature of the charge(s). Additionally, the Organization asserts,
Carrier compounded its violation of this Paragraph of the Rule by not providing it notice
of the imprecisely stated charge sufficiently in advance of the time set for
commencement of the hearing, thereby depriving it of the opportunity to prepare a
proper defense. Paragraph (c) reads as
follows:
Prior to the hearing, the employee alleged to be at fault will be
apprised in writing of the precise nature of the charge(s) sufficiently
in advance of the time set for the hearing to allow reasonable
opportunity to secure a representative of his choice and the presence
of necessary witnesses. The General Chairman will be furnished a
copy of the charges preferred against an employee.
Based on the foregoing discussion of the procedural deficiencies associated with
Carrier's handling of the disciplinary action taken against Claimant, the Organization
submits that the discipline assessed Claimant cannot be permitted to stand.
As to the merits of the claim, the Organization asserts Carrier did not meet its required
burden of proof to establish Claimant's guilt of the charge that he violated Rule 1.6
(Conduct). The Organization maintains that at the Investigation, Claimant provided a
reasonable explanation with respect to his submission of pay for both dates in question,
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October 25 and October 29, 2008. The Organization asserts that a thorough reading of
the hearing transcript clearly shows that Claimant's claim for pay for those two (2) days
was predicated on misinformation given to him by other people as to what he was
entitled to claim and receive. The Organization opines that Claimant's misguided
actions could have been addressed by Carrier not by dismissing him from service but
rather by providing him with further education and training on the property.
Based on the foregoing argument asserted, the Organization requests the Board to
sustain the instant claim in its entirety and to award the requested remedy.
CARRIER'S POSITION
Carrier denies the Organization's second procedural objection that Claimant was
deprived of a fair and impartial hearing asserting the record evidence shows Claimant
was afforded all requisite elements of due process which include being apprised in
writing of the precise charges brought against him and the notice of investigation was
presented sufficiently in advance of the hearing to afford a reasonable opportunity to
prepare a defense. Claimant was afforded his right to Union representation, as well as
the opportunity to testify in his own behalf, present witnesses in support of his claim and
introduce any evidence that would advance his cause. Additionally, Claimant and his
Organization representative were permitted to question and cross-examine all
witnesses and to examine all written evidence presented. Given that Claimant was
afforded all these requisite elements of due process, Carrier submits there is no reason
to alter the discipline assessed predicated on this procedural objection raised by the
Organization.
As to the first procedural objection raised that Claimant was prejudged by withholding
him from service pending commencement of the investigation, Carrier asserts that
Claimant's misconduct of submitting pay claims for work he did not perform equates to
the felony act of theft, in that by so doing, it was deprived of his services and, in
addition, it would have suffered a monetary loss for having to pay for services not
provided. Carrier maintains that theft falls within the definition of serious and/or flagrant
violations as that term is envisioned by Rule 48, Paragraph (o).
In contradiction to the Organization's position on the merits of the claim, Carrier
maintains it provided the required quantum of proof in the form of "substantial evidence"
as that term is universally understood among the Parties to show that Claimant acted in
violation of GCOR Rule 1.6 (Conduct) when he submitted claim for pay for both October
25 and 29, 2008 for work he did not perform. The undisputed record evidence adduced
at the investigation with respect to the pay claim submitted by Claimant for the three (3)
hours of overtime associated with a call out revealed the claim was completely bogus as
Claimant himself admitted when offered the overtime he declined to work the call out
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the evening of October 25, 2008. Carrier maintains that Claimant's explanation he
submitted the claim for overtime pay based on misinformation received by others as to
what he was entitled to claim is not at all credible. Carrier asserts that Claimant's
account that he performed eight (8) hours of service on October 29, 2008 by inspecting
track is equally, if not more incredible than the account he offered in his defense of
submitting a compensation claim for three (3) hours of call out pay. The Carrier submits
that just on the basis alone that Claimant's hi-rail truck stood parked with a flat tire for
the entire tour of duty on October 29th is sufficient evidence, in and of itself, to refute
Claimant's account that he put air in the flat tire later that morning and performed the
work of inspecting track from Mile Post 208 to Mile Post 282. In addition to his
incredible account of having aired the flat tire, Claimant presented contradictory
testimony regarding the location of the track he inspected with the location of the track
he indicated he inspected on the FRA report. The Carrier submits it is particularly
noteworthy that not one person who testified at the investigation testified they saw
Claimant at work at any time during the eight (8) hour tour of duty on October 29th or
that they had had any contact with him whatsoever.
With regard to the quantum of discipline assessed here of dismissal, Carrier reminds
the Board that once substantial evidence is proffered to support the level of discipline
assessed, the Board is without authority to alter that level unless the quantum of
discipline in question is shown to be arbitrary, capricious, or an abuse of discretion.
Carrier submits that stealing time is a serious offense and Boards have supported
carriers by holding that even the occurrence of one (1) such offense of stealing is
significant and sufficient enough to warrant dismissal even when the charged employee
is a long-term employee which is not the case here. Carrier posits that it is not required
to retain in its employ a person who would commit such dishonest behavior as
committed here by Claimant and it cannot be said that its action of dismissing Claimant
from service given the commission of such dishonest behavior can be deemed as being
arbitrary, or capricious, or an abuse of managerial discretion.
Based on the foregoing argument asserted, Carrier urges the Board to deny the instant
claim in its entirety.
FINDINGS
Public Law Board No. 6302, upon the whole record and all the evidence, finds and
holds that Employee and Carrier are employee and carrier within the meaning of the
Railway Labor Act, as amended; and that the Board has jurisdiction over the dispute
herein; and, that the parties to the dispute were given due notice of the hearing thereon
and did participate therein.
The Board concurs in the Carrier's position that neither of the procedural objections
raised by the Organization have validity as applied to the subject circumstances. With
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AWARD NO. 178
regard to the procedural objection that the charge leveled against Claimant was
imprecise and was not conveyed sufficiently in advance of the time set for hearing, the
Board is of the view there was nothing imprecise about the charge in light of the
apparent misconduct engaged in by Claimant. At the time Carrier formulated the
charge it had knowledge that there was "something" amiss pertaining to the claim for
pay submitted by Claimant in connection with the dates of October 25 and October 29,
2008, and that, "something" was, a suspicion he had not performed work for the
compensation he was requesting. Carrier succinctly captured this suspicion in the
charge when it stated, "you allegedly paid yourself for time not worked on October 25,
2008 and October 29, 2008". The Board is simply at a loss to understand the
Organization's position that this statement of the charge is imprecise. As to the second
half of this objection that the charge was not conveyed sufficiently in advance of the
time set for hearing, the Board references the fact that the investigation was postponed
at the request of Claimant deferring commencement of the hearing from November 26,
2008 to December 8, 2008 thereby extending it for another twelve (12) days. Thus from
the notice date of November 20, 2008 that the investigation was to convene on
November 26, 2008 until its postponement to December 8, 2008, the Organization had
a total of eighteen (18) days to prepare a case in Claimant's defense. This was
sufficient time in advance of the hearing for the Organization to seek clarification of the
charge if it really believed the charge against Claimant was imprecise to the degree that
it was handicapped in preparing an adequate defense. Thus the Board concludes this
procedural objection lacks any validity at all.
With regard to the procedural objection raised by the Organization that Carrier lacked
contractual authority under the provision of Rule 48 (o) to withhold Claimant from
service pending the holding of an investigation predicated on the assertion that
Claimant's alleged misconduct did not rise to the level of a serious and/or flagrant rules
violation, the Board is in full concurrence with the Carrier's position that Claimant's
action of submitting claims for pay for work he never performed amounts to stealing
both time and money and that such acts of theft do fall within the parameters of a
serious and/or flagrant violation of the rules, here specifically, Rule 1.6 (Conduct). In so
finding, Carrier was well within its contractual right in exercising its discretion pursuant
to Rule 48 (o) to remove Claimant from service pending the holding of an investigation
given the type of alleged misconduct that was suspected.
As to the merits, the Board considers the defense raised by the Organization relative to
Claimant's claim for overtime pay in connection with the three (3) hour call out to border
on the ludicrous. The Board knows of no situation in the railroad industry such as the
situation under scrutiny here where an employee is led to believe or told by others, coworkers and supervisory personnel included, that it is contractually acceptable to claim
pay for time not worked. While the Board acknowledges that Claimant has
comparatively little service experience as a railroad employee, nevertheless, Claimant
must have been aware simply by his own life experience that it is not possible to get
something in return for nothing, or put another way as economist often conceptualize
this proposition, "there is no such thing as a free lunch". The Board is not persuaded in
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PLB NO. 6302
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the least by the Organization's defense of Claimant that his claiming pay for the three
(3) hour call out which he readily admits he did not work was a simple mistake on his
part or that he made such claim for pay because he had been misled to do so by the
advice he received from co-workers and/or supervisors alike. We are convinced instead
that Claimant knew very well he was not entitled to pay for work he never performed
and that his action to deceive Carrier to obtain the pay was very much a conscious
decision on his part. Granting that Claimant is not altogether dense, it is just not
believable that he thought being on the telephone with Gayman for a period of twenty
(20) minutes regarding Gayman's request to call him out to work the evening of October
25, 2008 constituted a basis for claiming overtime pay for a minimum three (3) hour call
out.
As to the pay of eight (8) hours straight-time Claimant claimed for having worked his
regularly scheduled hours on October 29, 2008, the record evidence is rife of
contradictions indicating Claimant's testimony regarding the circumstances surrounding
this day of work did not represent at all the truth of the matter. According to eye-witness
account proffered by MTM Foster, Claimant's hi-rail truck remained parked in the same
location for the entire day and that at all times he observed the hi-rail truck, it had a flat
rear tire. We find Claimant's account contrary to that of Foster's that at around Noon
time he aired the tire and proceeded to drive the hi-rail truck to perform track inspection
to be untruthful. We further find Claimant's explanation for the discrepancy in his
testimony with what he reported on the FRA report he filed as to the direction he
headed when inspecting the rail not to represent the truth of the matter. Furthermore,
the record testimony revealed without contradiction, that Claimant falsified information
he reported on the FRA reports he submitted for the dates of October 25 and 29, 2008.
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We concur wholeheartedly with Carrier's view that Claimant, by his actions of claiming
pay he was not entitled to receive, can no longer be deemed a trusted employee and
that once the bond of trust between employer and employee is broken which is central
and essential to the employment relationship, it can never be repaired. Therefore we
find that Carrier, having presented substantial evidence Claimant violated GCOR Rule
1.6 (Conduct) by his commission of theft of time and attempted theft of money,
warranted the Level 5 discipline assessed Claimant of dismissal from service even for
this first time offense.
AWARD
Claim Denied
e
rge Ed rd Lajx ey
Neutral Member & Chairman
T. W~Creke
Employee Member
B. W. Hanqui#
Carrier Member
Chicago, Illinois
Date
107/2 s-, in