AWARD NO. 30
Parties to Dispute:
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
AND
NORFOLK SOUTHERN RAILWAY COMPANY
(MW-PITT-05-24-LM-370)
Statement of Claim:
Claim on behalf of D._J. Cole for reinstatement with seniority, vacation and all other rights
unimpaired and pay for all time lost as a result of his dismissal from service following a formal
investigation on March 23, 2006 in connection with his conduct unbecoming an employee and offthe-job activity, as a result of pleading guilty in the State of New York, to conspiracy to possess
with intent to distribute cocaine..
Upon the whole record and all the evidence, after hearing, the Board finds that the parties herein are
Carrier and Employee within the meaning of the Railway Labor Act, as amended, and this Board is
duly constituted by agreement under Public Law 89-456 and has jurisdiction of the parties and
subject matter.
This Award is based on the facts and circumstances of this particular case and shall not serve as a
precedent in any other case.
AWARD
After thoroughly reviewing and considering the transcript and the parties' presentation, the Board
finds that the claim should be disposed of as follows:
BACKGROUND
D. J. Cole, the Claimant herein, entered the Carriers' service on May 21, 1975 as a Laborer, and was
working as a B&B Foreman on October 17, 20051, his last date of service, at the Carrier's Northern
Region. The Claimant is represented by the Brotherhood of Maintenance of Way Employees.
i All dates noted herein occurred in calendar year 2005 unless otherwise noted.
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The record evidence shows that on June 13a', the Claimant pled guilty in United States Court,
Western District of New York to conspiracy to possess with the intent to distribute cocaine. As a
result of his plea, the Claimant was sentenced to one year on prison. In October, the Claimant
contacted B&B Supervisor L. L. Ohl to request a leave of absence in order to serve his prison
sentence while preserving his job. The Claimant's request for a leave was denied and his plea
resulted in a disciplinary hearing. The Claimant was directed to attend a formal investigation, which
was ultimately held
in absentia
on March 23, 2006. By letter dated April 7, 2006, the Hearing
Officer, following his review of the transcript together with evidence admitted at the formal
investigation, determined that the Claimant was guilty of the charge of conduct unbecoming an
employee, and advised the Claimant that he was dismissed from the Carrier's service. The
Organization took exception to the discipline assessed, and the instant claim for review ensued.
DISCUSSION
Initially, thus Board notes that it sits as a reviewing body and does not engage in making
de novo
findings. Accordingly, we must accept those findings made by the Carrier on the Property,
including determinations of credibility, provided they bear a rational relationship to the record.
At the hearing, held
in absentia,
the Carrier sustained its burden of proof by establishing, through
substantive credible evidence, consisting primarily of the Claimant's plea agreement with the
Federal Court, containing the Claimant's plea of guilty to the charge of Conspiracy to Possess with
Intent to Distribute a quantity (0.92 grams) of Cocaine Base. Accordingly, it was determined that
the Claimant violated the Carrier's Policy on Alcohol and Drugs of the Norfolk Southern Safety and
General Conduct Rules subjecting employees to discipline. The relevant portion of the Carrier's
Rule provides:
Employees who are convicted in connection with incidents involving off-the-job drug
activity will be considered in violation of this policy and subject to dismissal.
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This Policy is clear, sound and well reasoned, and has been the subject of numerous decisions
rendered on this property, the majority of which have sustained termination of employment for
proven violations.
Turning now to the discipline sought to be imposed, the Board finds unique and extraordinary
circumstances that must be considered. In this regard, the record evidence reveals that the Claimant
provided dedicated and continuous service to the Carrier since 1975. During this time, the record
reveals that the Claimant maintained a perfect disciplinary record. Accordingly, it is a reasonable
conclusion that during his tenure with the Carrier, the Claimant was subjected to drug and alcohol
tests, and a further reasonable conclusion that he passed every such test. These undisputed facts
have given the Board pause to consider the Claimant's record in light of his plea and conviction.
Given the totality of our review, we find that this case presents extraordinary circumstances which
favor the Organization's plea for leniency on behalf of the Claimant. In reaching this conclusion,
the Board was moved the Grievant's long and unblemished record with the Carrier. The Board also
noted that Raymond Bulson, the Claimant's attorney, indicated that during his investigation into the
matter, he found no evidence to conclude that his client was involved in any drug related offense.
Mr. Bulson concluded that the Claimant was between the proverbial rock and hard place, facing a
possible sentence of up to twenty years under the Federal Sentencing Guidelines, and a monetary
penalty of up to $1,000,000. The Claimant concluded that the range of possible sentencing and
flexibility with the U. S. Attorney's Office regarding the sentence to be imposed precluded going to
trial with the chance of a possible greater sentence. Upon review of the Plea arrangement with the
Court, the Board notes that the Claimant pled to a "conspiracy", defined as "[a]n agreement between
two or more persons to accomplish an unlawful purpose." The "interdependence" definition
contained in the plea agreement noted, in relevant part, that "a defendant need not participate in all
the acts or statements of the other members of the conspiracy to be bound by them. . " This
definition is significant given the Claimant's stand on his innocence and the rational given for
entering into the Plea Agreement with the Court. Finally, while this is a very serious matter, the
Board notes that the record does not contain any evidence showing that the Carrier suffered harm to
its business or honorable reputation as a result of the Claimant's plea arrangement.
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Accordingly, given the foregoing unique facts and circumstances in this matter, and without setting
a precedent for future cases, the Board finds that a more fitting and appropriate discipline is
reinstatement without back pay, a "last chance" to demonstrate that he is a productive, law abiding
employee who is capable of following the Carrier's Rules. The Board's decision in this regard is in
keeping with other decisions from notable Boards who have concluded in a like fashion when faced
with similar facts and circumstances. Claimant shall therefore be reinstated to service, without back
pay for time held out of service. It shall also be presumed, for the purpose of the Claimant's
reinstatement, that the Claimant had his first positive test under the terms of the Carrier's Policy on
Alcohol and Drugs. Accordingly, the Claimant may be required by the Carrier's Medical
Department during the 5-year period following the date of his return to service to report to a medical
facility for testing to determine whether he is free from prohibited drugs. Claimant is well advised
that consistent with this Policy, a positive test during this period will result in his dismissal from
service. The Claimant shall also be required to remain in compliance with all conditions,
restrictions and other terms of the Carrier's Drug and Alcohol Rehabilitation Services ("DARS")
program. Finally, the Claimant shall be required to sign necessary releases in order that the Carrier
can monitor his compliance with the terms set forth herein.
CONCLUSION
The Claim is sustained in accordance with the findings and conclusions noted and discussed above.
Dennis J. mp a
Cha' a d eutral Member
D.~ artholomay
~'._ly c~:I D.L lteIby
Organisation Member Carrier Member
Dated April
27, 2007, Buffalo, New York
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