PUBLIC LAW BOARD NO. 6402
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 126
and )
Award No. 103
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
T. W. Kreke, Employee Member
B. W. Hanquist, Carrier Member
Hearing Date: April 22, 2008
STATEMENT OF CLAIM:
I. The Level 4C UPGRADE discipline assessment (120 day suspension) to MR. D.
R. Wilson for an alleged violation of Union Pacific Rule 8.3 (Main Track
Switches) was not justified
2. As a consequence of the violation outlined in Part (1) above, the Claimant shall
have the removal of charges and the assessment of discipline from his record and
for him to be paid for all lost time account the Carrier failed to meet their burden
of proof.
FINDINGS:
Public Law Board No. 6402 upon the whole record and all of the evidence, finds and
holds that Employee and Carrier are employee and carrier within the meaning of the Railway
Labor Act, as amended; and, that the Board has jurisdiction over the dispute herein; and, that the
parties to the dispute were given due notice of the hearing thereon and did participate therein.
On September 13, 2007, Claimant was notified to report for a formal investigation on
September 19, 2007, concerning his alleged failure to ensure that the main line switch was
properly lined and locked after tying up the crane that he was operating on August 18, 2007. The
hearing was postponed to and held on September 27, 2007. On October 16, 2007, Claimant was
advised that he had been found guilty of the charge and had been assessed discipline at
UPGRADE Level 4C, a 120-day suspension.
The Organization contends that Carrier did not afford Claimant a fair and impartial
PLB No. 6402
Award 103
hearing because it conducted a joint hearing with Claimant and the Foreman. We do not agree.
Both employees were investigated for their responsibility in the same incident and the evidence
against each employee was the same. We have scoured the record and we fail to find any
evidence admitted against one of the employees that prejudiced the rights of the other. There is
no prohibition in the Agreement of joint investigations and we see no way in which Claimant's
rights were prejudiced by the procedure. We conclude that Carrier afforded Claimant a fair and
impartial investigation.
The record reflects that on August 18, 2007, Claimant was the Hoisting Engineer and
chief operator of the MP65 crane, working on a bridge replacement at Bridge 0.93 on the
Lockhart Subdivision near Smithville, Texas. At around 5:00 p.m., as the Form B was expiring,
Claimant tied up at an industry track just off the main line. The Assistant Hoisting Engineer
lined the switch for the industry track so Claimant could move the crane. The switch was not
relined for the main track and was not locked. Early the following morning, a train on the main
line ran through the switch. The Assistant Hoisting Engineer admitted his responsibility for
failing to tine the switch back to the main line and failing to lock it and accepted the Level 4C
discipline.
Claimant testified that he was familiar with Rule 8.3. He further testified that he "failed
to go back and double check the switch." after tying up the crane. He testified that he, the
Foreman who was Employee-in-Charge and the Assistant Hoisting Engineer were required to
have a job briefing to discuss the position of the switch after tying up the crane and that no job
briefing was held. We hold that Carrier proved the charge by substantial evidence.
The Organization objects to the severity of the penalty. Our role in reviewing the penalty
is very limited. We are not authorized to disturb the penalty merely because we would have
imposed a lesser penalty had we made the decision to discipline. We only review the penalty to
determine whether it was arbitrary, capricious or excessive. We note that failure to properly line
and lock a switch in dark territory can have severe consequences for safety. We further note that
the penalty was in accordance with Carriers UPGRADE progressive discipline policy. We are
unable to say that the penalty imposed was arbitrary, capricious or excessive.
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PLB No. 6402
Award 103
AWARD
Claim denied.
// AV
Martin H. Malin, Chairman
0
B. W. Hanqutst T. W. Kreke
Carrier Member
sqA 17,
2W8
Employee Member
Dated at Chicago, Illinois, August 31, 2008
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