PUBLIC LAW BOARD NO. 6402
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 128
and )
Award No. 104
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
T. W. Kreke, Employee Member
B. W. Hanquist, Carrier Member
Hearing Date: April 22, 2008
STATEMENT OF CLAIM:
1. The Level 4C UPGRADE discipline assessment (120 day suspension) to Mr. T.
A. Horstman for an alleged violation of Union Pacific Rule 8.3 (Main Track
Switches) was not justified
2. As a consequence of the violation outlined in Part (1) above, the Claimant shall
have the removal of charges and the assessment of discipline from his record and
for him to be paid for all lost time account the Carrier failed to meet their burden
of proof.
FINDINGS:
Public Law Board No. 6402 upon the whole record and all of the evidence, finds and
holds that Employee and Carrier are employee and carrier within the meaning of the Railway
Labor Act, as amended; and, that the Board has jurisdiction over the dispute herein; and, that the
parties to the dispute were given due notice of the hearing thereon and did participate therein.
On September 13, 2007, Claimant was notified to report for a formal investigation on
September 19, 2007, concerning his alleged failure to ensure that the main line switch was
properly lined and locked on August 18, 2007. The hearing was postponed to and held on
September 27, 2007. On October 16, 2007, Claimant was advised that he had been found guilty
of the charge and had been assessed discipline at UPGRADE Level 4C, a 120-day suspension.
The Organization contends that Carrier did not afford Claimant a fair and impartial
hearing because it conducted a joint hearing with Claimant and the Hoisting Engineer. We do
PLB No. 6402
Award 104
not agree. Both employees were investigated for their responsibility in the same incident and the
evidence against each employee was the same. We have scoured the record and we fail to find
any evidence admitted against one of the employees that prejudiced the rights of the other. There
is no prohibition in the Agreement of joint investigations and we see no way in which Claimant's
rights were prejudiced by the procedure. We conclude that Carrier afforded Claimant a fair and
impartial investigation.
The record reflects that on August 18, 2007, Claimant was the Foreman and Employeein -Charge, working on a bridge replacement at Bridge 0.93 on the Lockhart Subdivision near
Smithville, Texas. At around 5:00 p.m., as the Form B was expiring, the Hoisting Engineer tied
up an MP65 crane at an industry track just off the main line. The Assistant Hoisting Engineer
lined the switch for the industry track so the Hoisting Engineer could move the crane. The
switch was not relined for the main track and was not locked. Early the following morning, a
train on the main line ran through the switch. The Assistant Hoisting Engineer admitted his
responsibility for failing to line the switch back to the main line and failing to lock it and
accepted the Level 4C discipline.
Claimant testified that he observed that the crane was on the spur track and in the clear
and assumed that the switch was lined properly for the main line track and locked. He picked up
the Form B flags and allowed the Form B to expire at 5:00 p.m. but did not check to confirm that
the switch had been lined and locked. Claimant admitted that he violated the rule. We hold that
Carrier proved the charge by substantial evidence.
The Organization objects to the severity of the penalty. Our role in reviewing the penalty
is very limited. We are not authorized to disturb the penalty merely because we would have
imposed a lesser penalty had we made the decision to discipline. We only review the penalty to
determine whether it was arbitrary, capricious or excessive. We note that failure to properly line
and lock a switch in dark territory can have severe consequences for safety. We further note that
the penalty was in accordance with Carriers UPGRADE progressive discipline policy. We are
unable to say that the penalty imposed was arbitrary, capricious or excessive.
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PLB No. 6402
Award 104
AWARD
Claim denied.
Martin H. Malin, Chairman
B. W. Hanquist
s
+ 1
T. V. Kreke
Carrier Member 7I Employee Member
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Dated at Chicago, Illinois, August 31, 2008
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