PUBLIC LAW BOARD NO. 6402
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 32
and )
Award No. 18
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
D. D. Bartholomay, Employee Member
C. M. Will, Carrier Member
Hearing Date: November 20, 2002
STATEMENT OF CLAIM:
1. The dismissal of Mr. D. W. Johnson for his alleged violation of Union Pacific
Maintenance of Way Rule 42.2 and Rules 1.6(1) and 1.6(2) by allegedly operating
the THCM 320S in an unsafe, careless and negligent manner on January 8, 2002,
causing it to strike the BR0021 was without just and sufficient cause, based on an
unproven charge and in violation of the Agreement.
2. Mr. D. W. Johnson shall now be reinstated to service with seniority unimpaired,
and compensated for all straight time and overtime he was deprived of as well as
any vacation and insurance benefits lost.
FINDINGS:
Public Law Board No. 6402, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and, that the Board has jurisdiction over the dispute herein; and, that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
On January 23, 2002, Carrier notified Claimant to report for an investigation on January
31, 2002. The notice charged that Claimant allegedly violated Maintenance of Way Rule 42.2
and Rules 1.6(l) and 1.6(2) by allegedly operating the THEM 3205 in an unsafe, careless and
negligent manner on January 8, 2002, causing it to strike the BR0021, at MP 275.75 on the
Reisor Subdivision. The hearing was postponed to and held on February 12, 2002. On March
18, 2002, Carrier informed Claimant that he had been found guilty of the charge and was
dismissed from service.
There is no dispute that, on the date in question, Claimant was operating the THCM
320S, a mag crane, and that he struck the BRO02 1, a ballast regulator, that was stopped in front
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of him. There was no direct evidence of Claimant's alleged negligence, in that no one actually
observed his operation of the crane at the time of the incident. However, the record contained
substantial circumstantial evidence of Claimant's negligence.
At the location of the incident, the track was straight, there were no obstructions to the
operator's line of sight and the weather was clear. The operator of the ballast regulator testified
that he received an instruction to travel from MP 254.75 to MP 257. He walked over to the other
machines and verbally advised the operators, including Claimant, of the plan. He traveled to MP
257, stopped his machine and lowered his wing. He then heard Claimant's horn, looked back
and saw Claimant waving indicating he was in trouble, tried to raise the wing and was struck.
The impact caused the BR0021 to derail and caused considerable damage to the crane.
The Work Equipment Mechanic Foreman testified that to cause the extensive damage that
the crane suffered, the impact would have to have occurred at a great speed. He further related
that the crane weighed 16,700 pounds and the regulator weighed approximately 36,000 pounds.
The impact moved the regulator 71 inches and derailed it. To accomplish this, there had to be a
very severe impact.
The Equipment Supervisor testified that he performed a visual inspection of the crane's
brakes and found that they were engaged at the time of impact. The brake shoes were tight. His
inspection found nothing wrong with the equipment that would have prevented Claimant from
stopping the crane safely. The evidence supports a reasonable inference that Claimant operated
at an excessive speed, failed to pay sufficient attention to the regulator in front of him, and/or
applied the brakes too late.
Claimant maintained that he applied the brakes but that the brakes did not operate
properly. However, the inspection found no defects in the brakes.
Claimant also complained that the crane had only one chain, whereas it was supposed to
have two chains. However, the evidence clearly established that the chains had nothing to do
with the brakes.
Claimant complained about having to pull two push carts behind the crane. However, the
evidence established that the carts were weighed and that their combined weight was well under
the maximum load that the crane could pull safely. Furthermore, when pressed about the nature
of his safety complaint, Claimant voiced concern over whether he would be able to see if the
second push cart had cleared a crossing. That issue had nothing to do with stopping the crane
short of colliding with the equipment in front of it.
Accordingly, we find that Carrier proved the charges by substantial evidence and we turn
to the penalty imposed. Our role as an appellate body is not to decide whether we would have
imposed the same penalty that Carrier imposed. Rather, we may only disturb the penalty if we
find it to be arbitrary, capricious or excessive.
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The record reflects that Claimant had twelve years of service with Carrier and no prior
discipline. Moreover, the Tie Gang Supervisor testified that Claimant "is a good employee.
He's real safety minded."
Considering the peculiar facts and circumstances of the instant case, we find that the
penalty of dismissal was excessive. Claimant's negligence was serious and justified a severe
penalty but not termination. Accordingly, we shall order Carrier to reinstate Claimant with
seniority unimpaired, but without compensation for time held out of service.
AWARD
Claim sustained in accordance with the Findings.
ORDER
The Board, having determined that an award favorable to Claimant be made, hereby
orders the Carrier to make the award effective within thirty (30) days following the date two
members of the Board affix their signatures hereto
Martin H. Malin, Chairman
C. M. Will,
Carrier Member
D. . artholomay,
Employee Member
Dated at Chicago, Illinois, December 18, 2002.