PUBLIC LAW BOARD NO. 6402
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
)
Case No. 54
and )
Award No. 34
UNION PACIFIC RAILROAD COMPANY
)
Martin H. Malin, Chairman & Neutral Member
D. D. Bartholomay, Employee Member
D. A. Ring, Carrier Member
Hearing Date: November 15, 2004
STATEMENT OF CLAIM:
1. The dismissal of Machine Operator D. L. Litzsey for his alleged carelessness and
negligence of his safety when he failed to lockout/tagout the SDAG 9502 prior to
making repairs which resulted in a personal injury to his hand was without just
and sufficient cause and excessive and undue punishment (System File MW-04
15/1384763 D).
2. Machine Operator D. L. Litzsey shall now be reinstated to service with seniority
and all other rights unimpaired and compensated for all wage loss suffered.
FINDINGS:
Public Law Board No. 6402, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and, that the Board has jurisdiction over the dispute herein; and, that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
On September 23, 2003, Carrier notified Claimant to appear for an investigation on
October 3, 2003, concerning his alleged failure to lockout/tagout the SDAG 9502 before making
repairs on September 17, 2003. The hearing was postponed to and held on November 12, 2003.
On October 31, 2003, Claimant was notified that he had been found guilty of the charge and
dismissed from service.
The Organization has advanced numerous procedural arguments. We have reviewed all
of those arguments and the transcript and find that Claimant was afforded a fair and impartial
hearing and that none of the procedural arguments provides a basis for setting aside the
discipline. Only one requires elaboration.
PL
6 69o Q
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The Track Supervisor was the sole
witness against Claimant. When the questioning of
the Track Supervisor concluded and the questioning of Claimant began, the Organization
protested the failure to sequester the Track Supervisor. The Hearing Officer overruled the
Organization's objection because the Track Supervisor was the only witness against Claimant.
The Hearing Officer indicated that sequestration would be in order only if there were multiple
witnesses.
We disagree with the Hearing Officer's ruling. The purpose of sequestration is to protect
against the testimony of one witness influencing, deliberately or subliminally, the testimony of
another. Although questioning of the Track Supervisor had been completed, he remained subject
to recall. Sequestration would protect against the Track Supervisor's testimony when recalled
being affected by his having heard Claimant's testimony.
We note that in court and in de novo arbitration hearings, each party is entitled to the
presence of one technical advisor throughout the hearing even though that person may testify
after hearing the testimony of other witnesses. This approach represents a balance between the
desire to protect witness testimony from being influenced by the testimony of other witnesses and
the need of each party's advocate for technical advice during the proceeding. Railroad
investigations, however, are very different. The Hearing Officer is not an advocate for any
position but is charged with the responsibility of providing a fair and impartial hearing and
determining the outcome based on the facts adduced at the hearing. The Hearing Officer has no
need for a partisan technical advisor. There simply is no justification for a failure to sequester
even one witness upon request.
In the instant case, however, the Track Supervisor was never recalled as a witness.
Consequently, Claimant's testimony had no influence of the Track Supervisor's testimony
because there was no testimony from the Track Supervisor after he observed Claimant's
testimony. Therefore, the failure to sequester the Track Supervisor did not prejudice Claimant's
case and does not provide a basis for setting aside the discipline.
The record does reflect that during Claimant's testimony, the Track Supervisor passed
notes to the Hearing Officer. We agree with the Organization that such conduct was highly
improper. However, the Hearing Officer made it clear that he did not read the notes, but merely
pushed them back at the Track Supervisor. Although the General Chairman accused the Hearing
Officer of reading the notes, we can find no basis in the record for disbelieving the Hearing
Officer on this matter. Accordingly, we conclude that the Track Supervisor's improper conduct
did not prejudice Claimant's right to a fair and impartial hearing.
Claimant admitted that he did not properly lockout/tagout the machine before placing his
hand in the feeder mechanism of a spiker to release a jammed spike. Accordingly, Carrier
proved the charge by substantial evidence.
Claimant maintained that Carrier had not issued him a hook or other tools for releasing
jammed spikes. Assuming that Claimant had no such tools, that still would not justify his failure
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to follow lockout/tagout procedures before placing his hand in harm's way. Claimant testified
that no lockout/tagout equipment had been issued to him. However, the Track Supervisor
testified that the equipment was located on the machine. As an appellate body, we do not
observe the witnesses testify and are in a relatively poor position to assess their credibility.
Consequently, we generally defer to credibility determinations made on the property. In the
instant case, we see no reason to deny deference to the determination made on the property to
credit the Track Supervisor's testimony over that of the Claimant.
Claimant committed a very serious safety violation. Given the absence of mitigating
factors and the consistency of the penalty with Carrier's UPGRADE, we are unable to say that
dismissal was arbitrary, capricious or excessive.
AWARD
Claim denied.
Martin H. Malin, Chairman
D. A. Ring, D. . holomay~
Carrier Member Employee Member
Dated at Chicago, Illinois, January 28, 2005
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