PUBLIC LAW BOARD NO. 6402
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES )
Case No. 81
and )
Award No. 66
UNION PACIFIC RAILROAD COMPANY )
Martin H. Malin, Chairman & Neutral Member
D. D. Bartholomay, Employee Member
B. W. Hanquist, Carrier Member
Hearing Date: September 14, 2006
STATEMENT OF CLAIM:
1. The discipline of dismissal imposed upon S. Seiler, ID 0231394 for an alleged
violation of Union Pacific Rule 1.6 was unwarranted, arbitrary and on the basis of
unproven charges.
2. As a consequence of the violation referred to in Part (1) above, the Claimant shall
be reinstated to service with seniority and all other rights unimpaired, his record
shall be cleared of the charges leveled against him and he shall be compensated
for all wage loss suffered continuing from August 2, 2005 until he is returned to
service.
FINDINGS:
Public Law Board No. 6402, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and, that the Board has jurisdiction over the dispute herein; and, that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
On August 3, 2005, Carrier notified Claimant to report for a formal investigation on
August 23, 2005. Claimant was withheld from service pending investigation. The notice alleged
that Claimant violated Rule 1.6(4) when on July 5, 2005, he purchased motor oil for personal use
using a company Wright Express fuel card. The hearing was held as scheduled. On November
1, 2005, Carrier notified Claimant that he had been found guilty of the charge and dismissed
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from service.
The Organization has raised a number of procedural objections.
One of those objections
is dispositive of the claim.
As indicated above, the hearing was held on August 23, 2005. The Organization filed a
claim on September 28, 2005, 36 days after the hearing. Carrier issued a notice of dismissal on
November 1, 2005. On November 9, 2005, Carrier offered to resolve the claim by reinstating
Claimant on a leniency basis without compensation for time out of service. Claimant rejected the
offer and on November 17, 2005, Carrier denied the claim. The Organization appealed the denial
on November 21, 2005. Carrier denied the appeal on January 5, 2006. However, on January 16,
2006, Carrier unilaterally returned Claimant to service.
The Organization argues that by waiting until November 1, 2005, to issue the notice of
discipline, Carrier violated Rule 21(i). Rule 21(i) provides:
It is understood that nothing contained in this rule will prevent an employee being
suspended from service pending formal investigation where serious or flagrant violations
of Carrier rules or instructions are apparent. In such cases, the Carrier will make every
effort to schedule and hold a formal investigation within twenty (20) calendar days of the
date the employee is suspended, and render a transcript and decision within twenty (20)
calendar days following the date the hearing is concluded.
The Organization relies on Public Law Board 6302, Case No. 24, Award No. 23, which
sustained a claim because Carrier rendered its decision twenty-one days after conclusion of the
hearing and the Agreement required it to render its decision within twenty days. Carrier responds
that Rule 21(i) does not require a decision within twenty days following the hearing but merely
provides that Carrier will make every effort to render a decision within twenty days. Carrier
relies on our decision in Case No. 39, Award No. 26. Carrier urges that the Organization knew
of the decision to dismiss Claimant, as evidenced by its filing a claim on September 28, 2005,
that the Organization did not complain in its claim of a late decision or the absence of a
transcript, and that the Organization was not prejudiced by the late provision of the transcript as
evidenced by the arguments it advanced in its September 28 claim.
We agree with Carrier that Public Law Board 6302, Case No. 24, Award No. 23 does not
control the instant case. PL13 6302, Award No. 23 concerned Rule 48(e) of the Agreement at
issue in that case. Rule 48(e) required that the decision be rendered within twenty days of the
conclusion of the hearing and Carrier conceded that it violated Rule 48(e). At issue before PLB
6302 was the consequence of the violation. PLB 6302 held that a violation of the Rule 48(e)
time limit mandated that the claim be sustained.
In contrast, Rule 21(i) does not require that Carrier render the decision within twenty days
following the hearing. Rather, it requires that Carrier "make every effort" to render the decision
and transcript within twenty days. In Case No. 39, Award No. 26, we addressed the "make every
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effort" language contained in Rule 21(a)(2) which provides, "When
discipline is rejected, Carrier
will make every effort to schedule and hold a formal hearing within fifteen (15) calendar days
from the date of receipt of rejection and hearings held outside the thirty (30) calendar day period
referred to above will not be a violation of this rule." In that case, on May 5, 2003, Claimant
rejected proposed discipline of dismissal and requested a hearing which was not held until June
10, 2003. We rejected the Organization's contention that the delay in holding the hearing
required that we sustain the claim. We reasoned:
There is no evidence that Carrier did not make the required effort to hold the hearing
within fifteen days of receipt of the rejection of proposed discipline, even though it was
actually held outside the fifteen day timeline. Furthermore, there is no evidence of any
prejudice to Claimant from the passage of additional time between his rejection of
discipline and the holding of the hearing.
We agree with Carrier that Award 26 recognized that the "make every effort" language
does not make Carrier a guarantor that, in Award 26 the hearing would take place, and in the
instant case the decision will be rendered within the time frame specified. Beyond that, however,
Award 26 provides no guidance for the decision in the instant case.
By our calculation, Carrier took 68 days to render its decision, more than three times the
time frame specified in Rule 21(i). Indeed, the decision came more than one month after the
Organization filed the claim. This is not a de minimis deviation from the twenty day time frame,
which might imply that absent a showing to the contrary Carrier made every effort to decide the
case within twenty days. This is a severe delay that warrants some explanation from Carrier to
show that Carrier complied with its obligation to "make every effort" to render a timely decision.
However, Carrier provided absolutely no explanation for the delay or any other showing of the
effort it made to decide the case in a timely manner.
We note that the Organization is in a very different position with respect to delays under
Rule 21(i) than with respect to delays under Rule 21(a)(2). Rule 21(a)(2) concerns the
scheduling of the hearing. The Organization may protest the delay prior to or at the hearing and
may question appropriate witnesses as to the reason for the delay. On the other hand. Rule 21(i)
concerns the rendering of the decision. The Organization is in no position to take evidence as to
the reasons for the delay in the decision. Clearly, when Carrier takes more than three times the
specified amount of time to decide the case, it must come forward with an explanation of how it
complied with its obligation to make every effort to decide the case within twenty days.
Carrier argues that the Organization failed to protest the delay in its September 28 claim.
We do not agree. The claim clearly stated, "The organization requested copies of the tapes and
transcript recorded during the closing of the investigation . . . The carrier has failed to comply
with our request in a timely manner. . ." Although the Organization had no right to the tapes
themselves, it did have a right to have Carrier make every effort to render the transcript within
twenty days. The September 28 claim further protested, "The organization feels that a decision
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has not been made in a timely manner."'
We are also unable to say that the Organization was not prejudiced by the late rendering
of the transcript. Although the Organization's September 28 claim did discuss the evidence
presented at the hearing, its November 21 appeal, presumably aided by the transcript, discussed
the evidence in considerably greater detail. We have no way of knowing what the outcome of the
claim would have been, had such detail been presented in the initial step, rather than on appeal.
For all of the reasons detailed above, we find that the claim must be sustained. As
indicated above, Carrier unilaterally reinstated Claimant on January 16, 2006. Accordingly, the
appropriate remedy is for Carrier to compensate Claimant for the wage loss he suffered between
the date he was removed from service and the date of his return pursuant to his reinstatement.
AWARD
Claim sustained in accordance with the Findings.
ORDER
The Board, having determined that an award favorable to Claimant be made, hereby
orders the Carrier to make the award effective within thirty (30) days following the date two
members of the Board affix their signatures hereto
Martin H. Malin, Chairman
57101o
B. W. Hanquist D. . artholomay-,-,\
Carrier Member Emp,14ec Member
Dated at Chicago, Illinois, March 8, 2007
'We recognize that the Organization's September 28 claim cited Rule 21(c) and did not expressly cite Rule
21(i). However, the September 28 claim clearly put Carrier on notice that the Organization's position was that the
decision and transcript had not been rendered in a timely manner.
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