PUBLIC LAW BOARD NO. 6621
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
DIVISION - HIT RAIL CONFERENCE
And
UNION PACIFIC RAILROAD COMPANY
Case No 49
Statement of Claim: It is the claim of the System Committee of the Brotherhood that:
1. The dismissal of Tie Handler Operator E. A. Thomas for
his alleged absence from service on July 1 through 7 and
July 11 through 16, 2003 and unauthorized use of the CLC
card was without just and sufficient cause and based on
unproven charges.
2. Tie Handler Operator E. A. Thomas shall now be reinstated
to service with seniority and all other rights unimpaired and
compensated for all wage loss suffered.
Facts
Claimant E. A. Thomas, with seniority dating from July 8, 1996, was working as a
Tie Handler Operator when the incidents involved here occurred.
By letter dated July 17, 2003, Claimant was directed to report to an investigation to
be conducted in connection with his failure to report to work on July 1-7, 11-16, 2003;
his use of his CLC card at the Best Western Inn in Oakland, California; his charging of
meals from various restaurants to his hotel room; and his representation that Union
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Pacific would pay the charges. After three postponements, at the request of the
Organization, the hearing was held on January 22, 2004. Claimant did not appear.
Following the investigation, it was determined that Claimant had lied to MTM
Andrew Gonzalez when he requested time off from work in order to care for a sick
relative out of state. The evidence revealed that, in fact, he had stayed in state, and using
his CLC card, checked into the Best Western Inn in Oakland. He charged various meals
to his hotel room and stated that Union Pacific would cover the charges. Based on these
findings, the Carrier's hearing officer found that Claimant violated Rule 1.6 (Dishonesty),
1.9 (Respect of Railroad property), 1.15 (Duty-Reporting or Absence), and 1.25 (Credit
or Property). Level 5 discipline was assessed, and Claimant was dismissed from service.
On March 4, 2004, the Organization filed a claim, alleging that the Carrier had
violated Rules 1 and 45 of the Agreement between the parties by failing to present
substantial, credible and authentic evidence on which to base a fording of guilt. The claim
was denied by letter dated April 21, 2004. The Organization appealed by letter dated
May 5, 2004, and the Carrier rejected the appeal by letter dated June 21, 2004. The matter
was discussed in conference on October 5, 2004, but agreement was not reached.
Consequently, the case has come before this Board for review.
Contentions of the Carrier
The Carrier contends that Claimant received a fair and impartial hearing and that no
procedural defect occurred in the handling of the claim on the property. The Carrier
emphasizes that the investigation went forward in Claimant's absence only after several
IKstponements spanning a period of five months. Claimant never contacted either the
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Carrier or the Organization which, in the Carrier's view, reflected his "attitude of flagrant
indifference towards protecting his employment relationship ...." (Carrier Exh. D).
The Carrier further argues that the evidence submitted at the hearing substantiates the
charges against Claimant. It denies that there was any violation of Claimant's Sixth
Amendments rights as a result of its failure to call every possible witness who knew of
Claimant's activities on the dates in question. The Carrier asserts that it called those
witnesses who were able to present essential facts in proving Claimant's guilt. If the
Organization wanted other witnesses present at the investigation, it had the right to call
them. It elected not to do so.
The Carrier further submits that it offered ample evidence demonstrating that
Claimant violated all of the rules cited in the letter of discipline. The credible testimony
and documentary evidence in the Record reveal that Claimant lied when he asked for
time off to travel out of state to care for a sick family member. Rather than doing what
he alleged, he went to a hotel and charged lodging and food to the Carrier. He acted
dishonestly, damaged the Carrier's reputation with the hotel, and, in effect, took an
unauthorized vacation financed by Union Pacific. In the Carrier's view, the transcript
demonstrates that it met its burden of proof with substantial evidence of guilt.
It is the Carrier's additional position that the serious nature of Claimant's offense
fully supports his dismissal. In this regard, the Carrier contends that once it has presented
substantial evidence at the hearing, an arbitral panel lacks the authority to overturn the
level of discipline assessed. Moreover, Claimant's grossly dishonest behavior justified
his discharge. The Carrier acted in accordance with its UPGRADE policy, which has
been consistently upheld in board decisions. In the instant case, Claimant was already at
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an assessment of Level 3, pursuant to a reinstatement agreement, and his behavior was
assessed at a Level 5 for his current violations. The Carrier submits that its application of
discipline in this case was neither arbitrary nor capricious and that the claim, therefore,
should be denied.
Contentions of the Oreanization
The Organization contends that during the investigation, the Carrier admitted several
documents into evidence, but did not produce witnesses who could testify as to the
accuracy of those documents. Therefore, those documents should have been excluded.
Furthermore, the Carrier did not offer all of the witnesses who allegedly had direct
knowledge of Claimant's activities on the days in question. Citing the Sixth Amendment
to the United States Constitution, which guarantees the right of an accused to be
confronted with the witnesses against him, the Organization submits that in this case, the
fundamental rights of confrontation and cross-examination have been violated.
In the Organization's view, there was a serious breach of due process in this case and
violations of Rules 1 and 45. The hearing went forward without Claimant being present.
That procedural error was compounded by (1) the Carrier's failure to present every
witness who was known to possess essential facts relative to the case and (2) the
introduction of documents that were not substantiated by witnesses.
Given these procedural mistakes, the Organization asserts that Claimant was denied a
fair and impartial hearing. Additionally, inasmuch as the Carrier relied on
unsubstantiated documents, it did not meet its burden of proof. For these reasons, the
Organization contends that the level 5 discipline cannot stand.
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Opinion
The Organization contends that Claimant was denied a fair and impartial hearing.
The Board disagrees. First, Claimant was afforded ample opportunity to present himself
and defend his behavior. He was sent proper notice of the charges against him and given
time to prepare for his hearing. At the Organization's request, the hearing was
rescheduled on three separate occasions, spanning a period of five months. Claimant
never contacted either his Organization or the Carrier or provided a reason for his
absence. In fact, his representative had no idea as to his whereabouts or whether he could
even be produced in the future--- facts which strongly suggest that Claimant was totally
unconcerned about his relationship with his employer.
Second, while the Organization argues that Claimant's Sixth Amendment rights were
abridged, this argument lacks merit. The Sixth Amendment is enforceable against
government, not private organizations. More important to this proceeding is the fact
Claimant was never denied the right to confront witnesses in violation of Rule 45. The
Carrier called those witnesses who had information relevant to the charges and who were
necessary in establishing the facts underlying Claimant's alleged offenses. The Carrier
was not required to call every person conceivably involved in the incidents at issue.
Certainly, the Organization was free to call those witnesses whom it believed were
necessary to Claimant's defense, but it did not do so. Moreover, neither the Organization
nor Claimant requested that the Carrier call particular witnesses. Likewise, they did not
ask for an additional postponement in order to summon further witnesses.
Rule 45 permits the Organization to call witnesses. The fact that neither it nor
Claimant chose to exercise this tight does not mean that the Carrier violated Rule 45.
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In fact, the Organization did not cite this alleged defect until after the hearing. The
Organization cannot seek to overcome its own procedural deficiencies by questioning the
quality or quantity of the Carrier's witnesses after the fact.
The Board further finds that the Carrier presented substantial evidence to conclude
that Claimant violated the rules cited in the letter of discipline. MTM Gonzalez testified
credibly that Claimant requested time off to care for a sick relative out of state. In making
this request, however, Claimant lied in violation of Rule 1.6(4), 1.9, 1.15, and 1.25.
Receipts and bills of Claimant's Oakland hotel stay and restaurant charges were
presented as evidence at the hearing. Requests for payment made to the Carrier from
various restaurants patronized by Claimant were also offered into evidence. This
documentation leaves no doubt that Claimant lied to his manager, used his CLC card for
unauthorized purposes, made misrepresentations to the hotel and various restaurants as to
who was paying for his food and lodging, and tarnished the Carrier's reputation. The
Organization's contention that the bills and receipts presented by the Carrier were
inaccurate was speculative and not based on any hard evidence. The Organization bore
the burden of demonstrating the inaccuracy of the Carrier's evidence inasmuch as it
argued that the documentation was not adequately substantiated, but the Organization
failed to support its argument with any testimony or evidence. In the absence of any
reasonable basis to discredit the Carrier's evidence, it must be accepted as reliable and
credible.
The serious nature of the Claimant's offenses fully supports the level of discipline
that the Carrier assessed. Claimant's conduct reflected gross dishonesty and a total
disregard for the trust his employer placed in him. There is no evidence that the Carrier
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acted with malice or in an arbitrary fashion. Claimant invented a reason for missing work
and then took an unauthorized vacation with his employer's credit card. Under any
circumstances, such conduct warranted dismissal. Moreover, Claimant's discharge was
consistent with the Carrier's UPGRADE disciplinary policy.
Award
The claim is denied.
o
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an Parker, Neutral Member
Carrier Member Or tion Member
Dated:
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