BEFORE PUBLIC LAW BOARD NO. 6915
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
and
CN - WISCONSIN CENTRAL RAILROAD
Case No. 25
STATEMENT OF CLAIM:
Appeal of the Carrier's decision to assess Trackman Chad Rickaby a sixty-day
suspension, plus an additional sixty-day suspension to be held over head for twelve
months, for alleged violation of USOR General Rule A, B, C, D, H, P, Engineering
Life Safety Book Core Safety "Rights and Responsibilities" 1 C, 1 D, 1 F, 1 H, and
Engineering Safety Rule `Work Environment' #13 in connection with the events
surrounding a co-worker's personal injury when he was allegedly struck in the mouth
by a ballast rock near Mile Post 16.7 on the Iron Mountain Subdivision on
Wednesday, August 22, 2007 at approximately 1345 hours.
FINDINGS:
By letter dated August 24, 2007, the Claimant was advised to attend a formal
hearing and investigation on charges relating to an incident in which a co-worker
sustained an injury after being struck in the mouth by a ballast rock. The investigation
was conducted on September 6, 2007. By letter dated September 18, 2007, the Claimant
was notified that as a result of the investigation and hearing, he had been found guilty of
violating USOR General Rules A, B, C, D, H, P, Engineering Life Safety Book Core
Safety `Rights and Responsibilities' 1 C, 1 D, 1 F, 1 H and Engineering Safety Rule `Work
Environment' # 13, and that he was being assessed a sixty-day actual suspension, as well
as a sixty-day suspension to be held over the Claimant's head for twelve months, with the
Claimant having to serve this additional suspension in the event that he violated any
Carrier rules or policies within that twelve-month period. The Organization thereafter
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Award 25
filed a claim on the Claimant's behalf, challenging the Carrier's decision to discipline the
Claimant. The Carrier denied the claim.
The Carrier initially contends that the Claimant was provided a fair and impartial
investigation. The Carrier maintains that the Claimant was represented by a duly
accredited representative of the Organization, and he was given the opportunity to
prepare his case, as well as to introduce evidence on his own behalf and to confront and
cross-examine witnesses. The Carrier asserts that there is no merit to the Organization's
appeal in this regard.
The Carrier argues that it is obligated to impose discipline in cases where rules are
violated and due process has been maintained. The Carrier emphasizes that the record
contains substantial evidence to support a finding of guilt. The Carrier insists that the
penalty imposed was not arbitrary, capricious, or an abuse of the Carrier's discretion.
Moreover. there are no mitigating circumstances that would justify a reduction in the
discipline.
The Carrier ultimately contends that the instant claim should be denied in its
entirety.
The Organization initially contends that one of the established elements of
industrial due process is the privilege against self-incrimination. The Organization
asserts that the hearing officer, over the strong objection of the Organization, required the
charged employee to testify first. The Organization argues that because no evidence had
been presented against the Claimant, the Claimant had nothing against which to defend
himself. The Organization insists that this constituted pre judgment on the hearing
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officer's part, and it was not conducive to a fair and impartial investigation. The
Organization emphasizes that the discipline should be overturned on this basis alone.
The fact that the hearing officer did not rule on other objections raised by the
Organization further establishes the Carrier's presumption of guilt in this case.
The Organization additionally points out that the charge letter did not list any of
the numerous rules that the Claimant was found guilty of allegedly violating, so it
appears that the investigation was nothing more than a fishing expedition. The
Organization further asserts that the Carrier failed to meet its burden of proving the
charges leveled against the Claimant.
The Organization ultimately contends that the instant claim should be sustained in
its entirety.
The parties being unable to resolve their dispute, this matter came before this
Board.
This Board has reviewed the procedural arguments raised by the Organization, and
we find them to be without merit.
This Board has reviewed the evidence and testimony in this case, and we find that
there is sufficient evidence in the record to support the finding that the Claimant was
guilty of violating a number of Carrier safety rules relating to an incident in which a coworker sustained an injury after being struck in the mouth by a ballast rock.
Once this Board has determined that there is sufficient evidence in the record to
support the guilty finding, we next turn our attention to the type of discipline imposed.
This Board will not set aside a Carrier's imposition of discipline unless we find its
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actions to have been unreasonable, arbitrary, or capricious.
The Claimant in this case was issued a sixty-day suspension plus a sixty-day
overhead suspension. Although the Claimant was guilty of some serious wrongdoing in
this case, this Board finds that the Carrier acted unreasonably in assessing the Claimant a
sixty-day suspension. This Board hereby orders that the sixty-day suspension be reduced
to a thirty-day suspension and that the Claimant be made whole for the additional thirty
days.
AWARD:
The claim is sustained in part and denied in part. The Claimant's sixty-day
suspension is hereby reduced to a thirty-day suspension, and the Claimant shall be made
whole for the additional thirty
OR ANIZATIO* ME ER
DATED:-~,e Z ~~
PETER R. M[EYP6
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CARRIER. MEMBER %
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