NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD NUMBER 6986
BNSF RAILWAY COMPANY
(Former St. Louis - San Francisco Railway Co.)
(Carrier)
and
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES DIVISION
(Organization)
PLB No. 6986 Case No. 9
Carrier File No. 12-07-0050
Organization File No. B-2300-4
Claimant: Gregory W. Carter
STATEMENT OF CLAIM
Claim of the System Committee of the Brotherhood that:
1. The Carrier violated the Agreement on February 21, 2007, when
Claimant Gregory W. Carter was dismissed for failing to notify the
proper authority that he was going to be absent and failing to
report for duty on February 12, 13, 14, 15 and 20, 2007 violating
Maintenance of Way (MOW) Operating Rule 1.15 - Duty -
Reporting or Absence.
2. As a consequence of the Carrier's violation referred to in part (1)
above, the Claimant should be returned to service, paid for all lost
time, and that all references to this incident shall be removed from
Claimant's personal record.
This claim was discussed in conference between the parties.
PLB No. 6986
Award No. 9
NATURE OF THE CASE
The Organization contends that the Carrier improperly dismissed
Claimant Gregory W. Carter for his violation of Maintenance of Way
Operating Rule 1.15 - Duty - Reporting or Absence, when he failed to
notify the proper authority that he was going to be absent and failed to
report for duty on February 12, 13, 14, 15 and 20, 2007. The
Organization asserted that the Claimant had never been notified or
counseled regarding his absenteeism prior to his dismissal on
February 21, 2007. The Carrier denied the grievance, contending that its
action was proper under the collective bargaining agreement.
The Claimant, Gregory W. Carter, was assigned as a Machine
Operator on a Mini-Tie Gang (TMG X0522) working four days per week
with regularly scheduled days off on Friday, Saturday and Sunday.
According to the Carrier, the Claimant failed to report for work or contact
his Roadmaster or Foreman to advise of his protracted absence
commencing on Monday, February 12, 2007. The Claimant continued to
be absent without approval through February 15, 2007. His regular rest
days on his assignment were February 16 through 18, and Monday,
February 19 was a contractual holiday. The Claimant was charged with
being absent without leave on Tuesday, February 20, 2007, and
dismissed from all service on February 21, 2007.
PLB No. 6986
Award No. 9
The Carrier denied the grievance, contending that the Claimant
had previously been suspended on four occasions, in 1989, 1996, 2004
and 2005 for absence-related infractions, including violating the threeday no-call/no show rule; being absent ten days from duty without
proper authority in August, 1996; absence for three days without
reporting for duty in June, 2004; and being absent without proper
authority in January, 2005. According to the Carrier, the Organization's
assertion that the Claimant's failure to protect his position by notifying
the Carrier that he was going to be absent cannot be excused because of
the Claimant's personal circumstances, whether they include severe
depression due to financial circumstances or other medical issues.
The Carrier discounted the Organization's contention that the Claimant
had been seeking counseling and medical treatment through the
Carrier's Employee Assistance Program, as the Organization did not
provide evidence to support its assertion to the Carrier.
An investigative hearing was held on March 6, 200'7 at the
Roadmaster's Office in Tulsa, Oklahoma before Scott Boehme as
Investigating Officer. The Claimant attended this hearing, and was
accompanied by a representative of the Organization, Dana Sconyers ,
the Vice General Chairman, Frisco System Federation, Maintenance of
Way. The parties were unable to resolve their dispute within the
PLB No. 6986
Award No. 9
grievance procedure and the dismissal of the Claimant was appealed to
Public Law Board 6968 for adjudication.
FINDINGS AND OPINION
The facts underlying the instant dispute are uncontroverted.
The Claimant, Gregory W. Carter, failed to report for duty as scheduled
on February 12, 13, 14, 15, and 20, 2007, without notifying his
Supervisor as required by Maintenance of Way Rule 1.15. The Claimant
does not deny that he did not notify an appropriate Carrier
representative regarding his unexcused absences in February, 2007.
Rule 1.15 - Duty - Reporting or Absence, provides that;
Employees must report for duty at the designated time and place with
the necessary equipment to perform their duties. They must spend their
time on work duty working only for the Railroad. Employees must not
leave their assignment, exchange duties or allow others to fill their
assignment without proper authority. Continued failure by employees to
protect their employment will be cause for dismissal.
The Carrier has demonstrated persuasively that the Claimant knew, or
reasonably should have known, of his obligation to report off to his
Supervisor if he was going to be absent on a scheduled work day.
Moreover, the Claimant attended a Maintenance of Way Rules
Requalification Class on February 18, 2006.
PLB No. 69$6
Award No. 9
The Organization cited General Responsibility Rule 5.28.14 of the
Safety Rules, which provides:
Employees must report for duty at the designated time and place
with the necessary equipment to perform their duties. They
must spend
their time on duty, working only for the Railroad. Employees must not
leave their assignment, exchange duties, or allow others to fulfill their
assignment without proper authority. Employees must not be absent
from duty without proper authority except for a scheduled vacation
period, authorized absence in excess of ten calendar days must be
authorized by formal leave of absence unless current agreement differs.
According to the Organization, the applicable agreement for the
Frisco portion of the Railroad provides that employees who are going to
be absent in excess of thirty days must obtain a formal leave of absence.
The Organization contends that Mr. Carter did not violate the applicable
rule because he did not leave his assigned job for more than thirty days.
The Organization further asserted that the policy for handing unexcused
absences or tardiness provides for a counseling following the first
violation of the rules, a formal letter of reprimand following the second
violation of rules, and a formal investigation with more severe
disciplinary action for any subsequent violations, and that the Carrier
failed to issue the proper sequence of discipline before dismissing the
Claimant.
The Carrier acknowledges that there was no counseling of
Claimant Carter after his first violation. Nor was a letter of reprimand
placed in his file following a second violation of the rule. According to
PLB No. 6986 6
Award No. 9
the Carrier, these steps were not taken because they considered the
Claimant to be absent without leave and having abandoned his position
after five consecutive days of no-call, no-show. The Carrier contends
that the Claimant's failure to maintain proper contact while being absent
for five days constituted an independent basis for terminating his
employment.
In his testimony, the Claimant acknowledged that he was aware of
Maintenance of Way Rule 1.15 and the responsibilities imposed under
this rule. He acknowledged that he failed to call in on the days in
question from February 12 through February 20, but explained, "The
reasons I didn't call is my phones were cut off and I had no access to call
in." In addition, a garnishment had been placed on his bank account
and all of his money had been frozen at the time, so he could not call
from a pay phone.
The execution/ garnishment document printed on the stationery of
the Sheriff of Greene County, Missouri submitted into evidence by the
Organization is, however, a blank form. Appended to this form is a
Claim for Statutory Exemptions, also in blank. The second form
purports to establish that the debtor subject to a garnishment in
Missouri may "exercise my right to hold exempt from execution, any
property, real, personal or mixed, or debts and wages, not exceeding in
PLB No. 6986 7
Award No. 9
value the amount of $1,250 plus $350 for each dependant under the age
of 18 years or dependant as defined by the Internal Revenue Code of
1986." There is no record that the Claimant sought to protect any of his
funds in this manner, thereby retaining some financial resources.
Moreover, the notice to debtor of exemptions from levy by Ford Motor
Credit Company is dated April 5, 2007, after the notice of exemption
dated February 7, 2007 by Jack Merit, Sheriff of Greene County,
Missouri in relation to a judgment of $5,568.18. Thus, the Claimant's
contention that he was destitute because of a judgment that had been
entered against him on or about February 7, 2007 does not explain, and
therefore cannot not excuse, his failure to notify his foreman that he
would be unable to report for work as scheduled for a period of five days.
The Claimant's contention that he could not call the Company
because he had no money, while worthy of great sympathy, is insufficient
to excuse his failure to call in over a period of five days. The Claimant
could have tried to call the Carrier collect, or the Claimant could have
borrowed the use of a cell phone or asked an acquaintance, or even a
stranger, to effectuate this crucial call necessary to preserve his
employment.
PLB No. 6986 8
Award No. 9
Nothing in the evidentiary record demonstrates that the Claimant's
depression so debilitated him that he was medically or practically
incapable of calling his foreman, especially as the Claimant admittedly
had the wherewithal to call a physician in order to make an
appointment. Thus, he should have been able to enlist the aid of others
to preserve his employment by calling his foreman.
The Claimant also testified that "I had surgery and was off three
months at the end of last year, and had been suffering this depression
and stuff from falling behind on all my bills ... (Tr. 24)." This claim has
not been adequately substantiated in the record, especially to the degree
necessary to demonstrate that the Claimant's medical circumstances
precluded him from reporting to his supervisor for more than five days.
Under the applicable rules governing BNSF Maintenance of Way
Employees, the Claimant placed his employment in jeopardy by
remaining absent without leave as a no-call, no show for five consecutive
work days. The Claimant was well aware of his obligation, especially in
view of the four prior suspensions beginning as early as 1996 and as
recurring recently as 2005. Thus, the Claimant knew that failure to
apprise the Carrier for a period of five consecutive work days would
jeopardize his employment and could result in his dismissal from all
service.
PLB No. 6986
Award No. 9
9
The evidentiary record does not support the Claimant's contention
that his medical condition of chronic or acute depression precluded him
from fulfilling his obligation to report to his foreman when he would be
absent. Thus, a medical exception is not applicable in the instant case.
Finally, Rule 22.5 - Absent from Duty Procedures, cited by the
Organization does not excuse the Claimant's conduct. Not only is
issue of a formal leave of absence when an employee will be absent for
more than thirty days irrelevant to the instant case, but the
Organization's interpretation is satisfied by the fact that the Claimant
had received multiple disciplines for unexcused absences in the past.
To hold that the Carrier must re-set the clock and begin a new sequence
of progressively severe discipline after each occurrence is contrary to the
plain language of the parties' collective bargaining agreement as it has
been applied in the past.
The Carrier's determination that the Claimant's failure to fulfill his
obligation to protect his employment by notifying his supervisor at least
once every five days during his absence justified terminating his
employment was neither arbitrary nor capricious. Therefore, no valid
basis exists for the Board to overturn the Carrier's initial decision
dismissing the Claimant.
PLB No. 69$6
Award No. 9
10
Based on the evidence submitted, the Carrier did not violate the
Agreement on February 21, 2007, when Claimant Gregory W. Carter
was dismissed for failing to notify the proper authority that he was
going to be absent and failing to report for duty on February 12, 13,
14, 15 and 20, 2007, thereby violating Maintenance of Way (MOW)
Operating Rule 1.15 - Duty - Reporting or Absence. The instant
grievance is hereby denied.
We so find.
Daniel F. Brent, lrn artial Chair
(cf
I concur. ( ) I dissent.
7
Carrier Member
f..w
) I concur. ( 1,~/I dissent.
Organization Member
Dated:
Dated: / C
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