NATIONAL MEDIATION BOARD
PUBLIC LAW BOARD 6986
BNSF RAILWAY COMPANY
(Former St. Louis - San Francisco Railway Co.)
(Carrier)
and
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES DIVISION
(Organization)
PLB No. 6986 Case No. 25
Carrier File No. 12-09-0028
Organization File No. B-2526-7
Claimant: Sean L. Hopkins
STATEMENT OF CLAIM
Claim of the System Committee of the Brotherhood that:
1. The Carrier violated the Agreement on January 5, 2009, when
Claimant Sean L. Hopkins was assessed a Level S 30-day record
suspension with a three year probation period for violation of
Maintenance of Way (MOW) Operating Rules 1.6 - Conduct and 1.9
- Respect of Railroad Company
2. As a consequence of the violation referred to in part (1) above, we
request that the charges be removed from the Claimant's record.
This claim was discussed in conference between the parties.
PL13 No. 6986 2
Award No. 25
NATURE OF THE CASE
The Claimant, Sean L. Hopkins, was assessed a Level S thirty-day
record suspension with a three-year probation period for violation of
Maintenance of Way Operating Rule 1.6 - Conduct and Rule 1.9 -
Respect of Railroad Property following an incident on August 9, 2008,
while he was working as a Maintenance of Way employee near
Beardstown, Illinois. According to the Carrier, the Claimant emerged
from his vehicle and intervened in a fight with a non-Carrier employee at
Macomb, Illinois on August 29, 2008. The non-employee received a cut
over his eye and a broken bone in his cheek. The Carrier further
contends that the Claimant was "Not forthright about the other BNSF
employees involved in this incident when the BNSF Special Agent asked
Mr. Hopkins who else was involved in this incident and he would not
reveal the other employees."
The Organization contends that the discipline was excessive, as the
Claimant was only marginally involved in the incident and was defending
himself and a co-worker after the non-employee initiated the physical
altercation.
PL13 No. 6986
Award No. 25
The parties were unable to resolve their dispute within the
grievance procedure, and the matter was submitted to Public Law
Board 6986 for adjudication.
FINDINGS AND DECISION
Public Law Board No. 6986 (the Board) finds that the parties
herein are Carrier and Employee Organization within the meaning of the
Railway Labor Act, as amended. Further, the Board has jurisdiction over
the parties and subject matter involved.
The Claimant is employed as a Tie Crane Operator and was
assigned to Region System Gang TP09, working in an area around
Macomb, Illinois. After the end of the workday on Friday,
August 8, 2008, the Claimant and several other BNSF employees visited
several bars in the area. After the last bar had closed, the group of BNSF
employees left the bar, purchased some food from a street vendor,
entered a vehicle that had been rented by one of the BNSF employees,
and returned to their hotel at approximately 1 a.m. on August 9, 2008.
According to the investigation, one of the employees sitting in the back
seat noticed a pedestrian walking behind their vehicle as the vehicle was
backing out of its parking spot. The pedestrian was eating food with rice
out of a bowl he was carrying.
PLB No. 6986 4
Award No. 25
According to the Claimant, this co-worker yelled at the pedestrian
to "get out of the way before he got run over", to which the pedestrian
responded by throwing a large quantity of rice into the vehicle through
the open window and then grabbing and punching the employee who had
shouted out. The vehicle's window was raised, causing the pedestrian to
release the employee and move away. Instead of leaving the scene and
returning to their hotel, the BNSF employees elected to exit the vehicle
and to confront the pedestrian. This confrontation turned into a physical
altercation during which the Claimant struck the pedestrian twice in the
head, causing physical damage in the form of a cut over the pedestrian's
eye and a broken bone in his cheek.
The City of Macomb Police Department thereafter became involved
investigating the incident. Detective Matt Gass of the Macomb Police
Department contacted BNSF Special Agent Gerry Dale on
August 19, 2008, and requested to interview the Claimant about the
incident. The Claimant provided a verbal description and a signed
statement describing the events. The Claimant was ultimately charged
with assault for his actions.
The Carrier contends that the Claimant's off-duty action brought
the Carrier into disrepute, thus violating Maintenance of Way Rule 1.9,
which provides that "employees must behave in such a way that the
PLB No. 6986
Award No. 25
Railroad will not be criticized for their actions." The evidentiary record
does not reflect that these employees caused any notoriety identifying the
employees, including the Claimant, as BNSF employees in any public
manner. Consequently, the Claimant is not demonstrably culpable for
violating MOW Rule 1.9.
The Claimant was also disciplined for failure to cooperate fully with
the BNSF Special Agent investigating the situation. The Claimant
refused to identify the other employees in the vehicle who were involved
in the altercation. The Claimant suggested to the investigators that the
blame should rest entirely with him. While the Claimant contends that
his actions were acceptable and that his behavior was reasonable,
neither is the Claimant is not without blame in the instant case.
Nevertheless, certain extenuating circumstances were described by the
Claimant at the investigatory hearing.
According to unrefuted testimony, the pedestrian who was injured
by the Claimant's punches initiated the altercation by throwing rice
through the open car window and "started throwing punches through the
window and when we got out, he was throwing punches and threw a
punch at me. After one guy tackled him so he would quit punching. He
hit me and I hit him back twice. Then got up and left." According to the
Claimant, the person who threw the rice swung at him, grabbed his shirt
PLB No. 6986 6
Award No. 25
and grabbed his glasses, striking the Claimant before the Claimant
punched him back.
To the extent that this description is accurate, the Claimant was
not simply fighting. His actions, while not gentle, could reasonably be
construed as going to the aid and defense of a co-worker who was being
pummeled through an open window. Although the driver could have
accelerated the vehicle and left the scene, the Claimant was not the
aggressor in this fight, although the aggressor apparently ended up the
worse for wear. The Claimant is culpable, however, for not identifying
the other employees involved when asked by the BNSF special agent. For
this reason, the Claimant did fail to fulfill his duty to cooperate fully with
a Carrier investigation.
A better characterization of the instant case was that the Claimant
was swept along into a physical altercation when a pedestrian dumped a
bowl of rice on him after being provoked by the tone of a co-worker
sitting next to the Claimant who told the pedestrian to get out of the way
before he was run over. This impolitic remark was not attributable to the
Claimant, who was apparently trying to regain his glasses when he
struck the pedestrian with his fist. The Claimant's assertion of selfdefense is sufficient to mandate that the penalty imposed be significantly
reduced, especially as the evidentiary record established persuasively
that there is no evidence of any public notoriety, including newspaper
PLB No. 6986 7
Award No. 25
coverage of the incident. Nor is there any evidence that the Claimant
was aware that a colleague whom he met for the first time that evening
and who was not a member of the bargaining unit had rented the vehicle
transporting them from the motel to the bar using a BNSF credit card.
As the misconduct did not involve fighting with co-workers or
fighting on duty or on Carrier property, the Carrier reasonably
determined not to terminate the Claimant's employment or to impose a
lengthy actual suspension. The Level-S thirty-day record suspension
was predicated on the Claimant becoming involved in this altercation,
but ignored the self-defense or defense of others aspect of his conduct.
Consequently, the Level-S thirty-day record suspension shall be
sustained, but the three-year probation period shall be reduced to a oneyear probation period. The Claimant is hereby admonished to moderate
his actions in the future in order to avoid potentially subjecting BNSF or
his co-workers to criticism or legal liability. We so find.
Dated: 12/30/09
Daniel F. Brent, martial Chair
( ) I concur. ( ) I dissent.
JUL2LEI~-VI
-C&k-QL-
Dated:
( 1
11 l kid
Michelle D. McBride, Carrier Member
PLB No. 6986 8
Award No. 25
I concur. ( ) I dissent.
(;%
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Dated:
R.C. Sandlin, Organization Member