BEFORE PUBLIC LAW BOARD NO. 7051
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
and
DETROIT, TOLEDO, AND IRONTON RAILROAD COMPANY
Case No. 1
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
(I) The dismissal of Mr. D. Thomas on December 18, 2003 for alleged violation of
the Leniency Reinstatement Agreement signed on April 28, 2003 in connection
with alleged refusal to submit to an unscheduled body fluids and breath testing
on December 16, 2003 was arbitrary, capricious and in violation of the
Agreement (System File DTI-134-104-00118365-825-DTS).
(2) As a consequence of the violation referred to in Part (1) above, Mr. D. Thomas
shall now be `. . . reinstated to service with all seniority, vacation qualifying days
and medical benefits fully reinstated beginning December 18, 2003 and
continuing until Claimant Thomas has been reinstated. We further request that
Claimant Thomas be compensated for any and all monetary loss he has suffered
as a result of Carrier's actions commencing December 18, 2003 and continuing
until such time as Claimant Thomas has been reinstated to his former position."'
FINDINGS:
By letter dated December 18, 2003, the Claimant was informed that he was
returned to dismissed status for failing to comply with the terms and conditions of his
Leniency Reinstatement Agreement when he refused to submit to unscheduled bodily
fluid and breath tests on December 16, 2003. The Organization thereafter filed a claim
on the Claimant's behalf, challenging the Carrier's decision to dismiss the Claimant from
service. The Carrier denied the claim.
The Carrier initially contends that there is no dispute that the Claimant voluntarily
signed the Leniency Reinstatement Agreement as a waiver to a pending investigation,
thereby voluntarily relinquishing his rights to an investigation and/or further appeal. The
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Carrier asserts that this waiver also bars further appeal, including the instant appeal to
this Board, of the Company's imposition of the self-executing provisions.
The Carrier argues that the Organization's case essentially is a request for
leniency. The Carrier maintains that because the Board has no power to grant a leniency
request that the Carrier has denied, the instant claim should be dismissed without further
consideration.
The Carrier emphasizes that this case does not involve discipline, but rather the
return of an employee to dismissed status under the terms of a Leniency Reinstatement
Agreement. The Carrier points out that in such cases, the burden of proof is on the
Organization, which must provide probative evidence to support the validity of its claim
that the Carrier violated the Leniency Reinstatement Agreement.
The Carrier argues that the Organization has failed to provide the evidence
necessary to support its case here. Essentially, the Organization has done nothing more
than request another leniency reinstatement by alleging that the Carrier somehow violated
the first Leniency Reinstatement Agreement and certain article of the parties' Working
Agreement. The Carrier insists that the Organization has not shown how the Carrier
violated either of these Agreements.
Addressing the Organization's allegation that the Carrier removed the Claimant
from service without benefit of any due process, in violation of the Working Agreement,
the Carrier maintains that there has been no substantive showing that the Claimant was
entitled to an investigation or further appeal under the specific terms of his Leniency
Reinstatement Agreement. The Carrier contends that the terms and conditions of the
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Leniency Reinstatement Agreement are clear, unambiguous, and were agreed to in order
to address the behavior of an employee who admittedly tested positive for an illicit
prohibited drug in clear violation of Carrier rules. The Carrier emphasizes that the
Organization has been unable to show that the Leniency Reinstatement Agreement
provides for an additional investigation or appeal if the Claimant fails to comply with its
terms, because the Agreement does not so provide.
As for the Organization's argument that the Carrier failed to consider the alleged
immediate medical emergency faced by the Claimant, the Carrier asserts that the
Organization has not shown any language documenting that the Carrier agreed to
consider extenuating circumstances before it imposed the self-executing consequence set
forth within the Leniency Reinstatement Agreement. Under the specific tenns of the
Leniency Reinstatement Agreement, the Claimant was to submit to testing "whenever
required," and the record is equally undisputed that before the Claimant left the property,
he was advised the he must take the tests or face disciplinary consequences for refusing.
The Carrier maintains that even if it were required to consider the alleged
immediate medical emergency, which it was not, and even if there were any merit to the
Claimant's self-serving written statement, which there is not, there obviously was no
medical emergency that justified the Claimant's abruptly leaving without taking a
"couple of minutes" to comply with the Leniency Reinstatement Agreement. The Carrier
insists that it is clear from the statements of the Claimant, his father, and Supervisor
Gasiecki that no emergency service or medical service was required by or given to the
Claimant's father on the date in question. Moreover, the record demonstrates that the
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Claimant did not innnediately leave Carrier's property when first contacted about his
father's situation. The Carrier points out that it was only after the Claimant was aware
that he was to take unscheduled urine and breath tests that he found it necessary to
immediately leave.
The Carrier goes on to maintain that on the following day, the Claimant was
unable to provide any reason why he failed to answer Gasiecki's phone calls on
December 16`". Moreover, when Gasiecki instructed the Claimant to provide records to
validate the alleged emergency to potentially save his job, the Claimant failed to do so.
The Carrier emphasizes that the Claimant never has provided any of those vital telephone
records showing the date and time of his father's call. The Carrier argues that the
Claimant's inaction renders his version of events self-serving and not credible, especially
in light of the extraordinary and numerous opportunities extended to the Claimant to
provide such information.
The Carrier asserts that the evidence demonstrates a clear, impermissible, noncompliant attempt by the Claimant to avoid being tested when unexpectedly confronted
to do so. The consequence of such conduct is clear, unambiguous, and self-imposed.
The Carrier contends that the Claimant, at his own peril, failed to fulfill his responsibility
to protect his job. The Carrier argues that the Claimant alone enacted the self-executing
provision of the Leniency Reinstatement Agreement that returned him to dismissed status
without right of an investigation or appeal.
The Carrier maintains that the Organization cannot show that the Leniency
Reinstatement Agreement provides for an investigation, appeal, or extenuating
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circumstances in the event of a failure to comply with its terms. The Claimant failed to
comply with the Leniency Reinstatement Agreement, so he properly was returned to
dismissed status. The Carrier therefore argues that the instant claim must be denied.
The Carrier points out that under the Leniency Reinstatement Agreement, the
Claimant enjoyed the substantial and immediate benefit of both retaining his employment
and the Carrier's assistance in controlling his substance abuse problem. The Carrier
emphasizes that in return, the Leniency Reinstatement Agreement placed very specific
terms and obligations upon the Claimant in order to continue his employment, including
the obligation to submit to unscheduled body fluid and breath testing, and the
understanding that failure to comply with the Leniency Reinstatement Agreement would
result in the Claimant's inunediate return to dismissed status, without benefit of an
investigation or an appeal. The Carrier insists that the Claimant himself triggered the
self-executing provision that resulted in the Claimant's return to dismissed status.
The Carrier maintains that on the date in question, the tester advised the Claimant
that the test would take only a couple of minutes, and that if the Claimant left, it would be
considered a refused test. The Carrier emphasizes that the Claimant responded by stating
that he was "tired of this shit," and then leaving. The Carrier argues that the Claimant
clearly and admittedly failed to submit to unscheduled testing whenever required, as
mandated by the Leniency Reinstatement Agreement. The Carrier further asserts that
there is no legitimate reason for the Carrier to prevent the self-executing consequence
imposed by the Leniency Reinstatement Agreement, and the instant claim therefore must
be denied.
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The Carrier additionally argues that even if the Organization had established the
merits of the claim, which it has not, the Organization has failed to support the monetary
claim. The Carrier asserts that there is nothing to indicate that the Claimant would have
passed the tests had he stayed to take them, and the Claimant's failure to provide
documentation to support his version of events casts considerable doubt. The Carrier
maintains that the instant claim should be dismissed or denied in its entirety, but if the
Board should reinstate the Claimant, this should be without back pay or other
compensation.
The Carrier ultimately contends that the instant claim should be denied in its
entirety.
The Organization initially contends that the Carrier made absolutely no attempt
whatsoever to conduct any type of inquiry or investigation into the issue in dispute.
Instead, the Carrier chose to impose the ultimate penalty of permanent dismissal on the
basis of the Claimant's alleged and unproven violation of the self-executing provisions of
the Leniency Reinstatement Agreement. The Organization asserts that for this reason
alone, the instant claim should be sustained in full.
The Organization argues that the CFR provisions that govern random alcohol and
drug testing programs include an exception that excuses compliance with such testing in
the case of a documented medical or family emergency. The Organization maintains that
the record confirms that the Claimant experienced a documented family medical
emergency on the date in question. The Organization emphasizes that the Claimant
advised Foreman Decant of the emergency and obtained authority to leave the property to
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attend to the situation. The Organization asserts that when the Claimant was informed of
the random follow-up drug test, he explained the family medical emergency to the tester
and left the property to attend to his ailing father. The Organization maintains that
because of the Claimant's documented family medical emergency, he temporarily was
exempted from complying with the Carrier's mandate to submit to a random follow-up
drug test on December 16, 2003.
The Organization goes on to assert that the Carrier failed to produce any probative
evidence to support its affirmative defense that the tester had advised the Claimant that
the test would take only a couple of minutes, and that it would be considered a refusal to
be tested if the Claimant left. The Organization suggests that it would have been a very
simple matter for the Carrier to obtain a statement from the tester to support its
contention, but it failed to do so. The Organization argues that this contention therefore
is mere hearsay and unworthy of further consideration.
The Organization points to the fact that the Carrier took no exception to the
Claimant's justifiable decision to leave the property on December 16, 2003. The
Claimant obtained authorization from Foreman Decant to leave the property in order to
assist his ailing father. The Organization insists that the record reveals that at no time did
the Claimant "refuse" to submit to the disputed testing on December 16, 2003, and the
Claimant voluntarily offered to submit to a follow-up drug test less than twenty-four
hours following his alleged "refusal" to submit to such testing on the previous day. The
Carrier declined the Claimant's good-faith offer.
The Organization goes on to assert that rather than conduct any type of inquiry or
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investigation as required by the Agreement, the Carrier simply chose to impose the
supreme penalty of permanent dismissal on the basis of the Claimant's alleged "refusal"
and the unjust application of the self-executing provisions of the Leniency Reinstatement
Agreement.
The Organization then asserts that it is puzzled by the Carrier's contention that the
Claimant failed in some way to document the "alleged" family emergency situation. The
Organization cites the Claimant's handwritten statement describing the events of
December 16, 2003; the handwritten statement from the Claimant's father confirming his
emergency situation on December 16, 2003; and a typewritten letter signed by the
physician treating the Claimant's father that related his medical condition and the related
"flare-up" that occurred on December 16, 2003. The allegation that the Claimant did not
provide documentation clearly is inaccurate.
The Organization then challenges the Carrier's attempt to confuse the issue by
questioning the sequence of events. The Organization emphasizes that the Claimant
learned of his father's emergency situation and obtained permission from Foreman
Decant to leave the property in order to attend to his father before he was informed that
he was scheduled for a random follow-up drug test.
The Organization ultimately contends that the instant claim should be sustained in
its entirety.
The parties being unable to resolve their dispute, this matter carne before this
Board.
This Board has reviewed the record in this case, and we find that there is sufficient
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evidence in the record to support the finding that the Claimant was guilty of violating the
Leniency Agreement that he had signed when he was previously discharged for testing
positive for an illicit substance (cocaine) in his bodily fluids. After the Claimant signed
the Leniency Agreement allowing him to come back to work, he was ordered to take an
unscheduled bodily fluid and breath test. He was told that the test would only take a few
minutes. Despite the orders, the Claimant left the premises and refused to take the test.
Although the Claimant stated that his father had a medical emergency and he had to
leave, the record reveals that he told the tester that "he was tired of this shit and had to
leave."
Once this Board has determined that there is sufficient evidence in the record to
support the guilty finding, we next turn our attention to the type of discipline imposed.
This Board will not set aside a Carrier's imposition of discipline unless we find its
actions to have been unreasonable, arbitrary, or capricious.
The Claimant had previously signed a Leniency Reinstatement Agreement which
was self-executing if the Claimant failed to live-up to the requirements of the agreement.
The Claimant had previously been discharged and knew he would go back to a discharge
status if he failed to comply with the requirements of the agreement, one of which was to
take an unscheduled test. The Claimant admittedly did not take the unscheduled test on
the date in question and, therefore, we find that the Carrier properly removed the
Claimant from service. The Carrier's action was not unreasonable, arbitrary, or
capricious.
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The claim is denied.
OR ANIZAT~ N MEMBER
PETER R.~,,F ERS
Neutral Member
C~ M MBER
DATED: