Page I Award
No. 10
Case
No. 10
PUBLIC LAW BOARD NO. 7120
(BROTHERHOOD OF MAINTENANCE OF WAY
PARTIES TO DISPUTE: (EMPLOYES DIVISION
(
(CSX TRANSPORTATION, INC.
STATEMENT OF CHARGE:
N. A. Weber, Manager SPT Teams, by letter dated March 17, 2008, notified J. D.
Morris, the Claimant herein, to attend a formal Investigation on March 27, 2008, "to
determine the facts and place your responsibility, if any, in connection with damages to a
switch machine located on what is referred to as the Passenger Station Lead track near
mile post 491.3 in Savannah, Georgia, that occurred prior to 10:42:12 on Wednesday,
February 26, 2008." "In connection with the above matter," the letter stated, "you are
charged with conduct unbecoming an employee of CSX Transportation, failure to
properly and safely perform the responsibilities of your position, failure to report an
incident involving damage to Company equipment, carelessness, concealing facts under
investigation, and possible violations of, but not necessarily limited to, CSX
Transportation Operating Rules - General Rule A and F; General Regulations GR-2, and
GR-14; as well as, CSX Safe Way - General Safety Rule GS-3, and GS-5."
FINDINGS:
Public Law Board No. 7120, upon the whole record and all the evidence, finds
that:
The carrier or carriers and the employee or employees involved in this dispute are
respectively carrier and employee within the meaning of the Railway Labor Act, as
approved June 21, 1934.
The Board has jurisdiction over the dispute involved herein.
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Parties to said dispute were given due notice of hearing thereon.
On February 26, 2008, the Claimant was Foreman of the timbering portion of the
T-3 T&S team. The timbering team's equipment was parked for a period of time on the
Charleston subdivision in Savannah, Georgia, preparatory to moving ahead on the main
line on the Jacksonville division. When the operator went to restart the paint gauge
buggy it would not start. The operator called for help, and the Claimant and the Assistant
Foreman, Carl Bauer, drove in the Foreman's truck to the place where the paint buggy
was parked to see if they could get it started.
The Claimant was able to get the paint buggy started with a jumper pack that he
had in the back of his truck. In the meantime Bryan Thomason, a mechanic, drove up in
his truck to help. The mechanic soon left, however, when he saw, and the Claimant
confirmed, that he (the Claimant) had successfully started the paint buggy. A short while
later the mechanic returned after he received a call on his radio from the Claimant stating
that the Claimant was stuck in the mud and needed help to get out. Using a chain, the
mechanic was able to extricate the Claimant's vehicle from the mud.
The Claimant drove his truck down the road next to the track to exit the site. As
he passed a switch on the track, he saw that the switch did not look right. He stopped his
vehicle and went to examine the switch. He saw that the rod was bent down and that the
corner of the switch stand box was broken. The Claimant called the mechanic to come
look at the switch and asked him if he had hit it. The mechanic, according to the
Claimant's written statement, said that he did not think so.
In inspecting the switch the Claimant determined that it did not pose a danger for
train traffic. Nevertheless, according to his written statement, he knew that the switch
had to be attended to. He therefore drove to the Employee-in-Charge and reported the
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damaged switch to him. He asked the Employee-in-Charge if there was something that he
(the Claimant) could do. The Employee-in-Charge told the Claimant that he would call a
signal maintenance person and would get back to the Claimant.
The Claimant's immediate supervisor was Pete Crutchfield. Mr. Crutchfield was
traveling on February 26, 2008, and Nick Weber was the Claimant's acting supervisor for
that day. The Claimant did not notify Mr. Weber about the damaged switch. The
Claimant was asked if there was any reason why he did not call Mr. Weber to the scene so
that he could investigate it. The Claimant replied that he wanted to get the traffic stopped
if need be and the correct people to get there to take care of the situation. The fastest way
to do that, he stated, was through the Employee-in-Charge.
The Claimant testified that he did not strike the switch; nor did he observe anyone
else strike the switch. He feels, he stated, that once he discovered that the switch was
damaged he contacted the proper authority, namely, the Employee-in-Charge. The
Employee-in-Charge, the Claimant testified, has the phone numbers of the immediate
supervisor whose territory included the switch. He did not even know who the dispatcher
for that immediate area was, the Claimant stated. "We had no way to get a hold of them,"
the Claimant testified. He feels that he did the safest thing for CSX, the Claimant
asserted, and did not violate any rules.
The Claimant acknowledged that if one of his pieces of equipment possibly struck
a switch, he would be in charge of investigating the incident. He was asked why then he
did not notify Mr. Weber about the switch since he did not know who hit it. He
answered, "Because wasn't none of my machines there." He was reminded that he and
the roadway mechanic were in the area with their trucks. He stated that his truck did not
hit the switch and that he is not in charge of the roadway mechanic. The Claimant
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acknowledged that the mechanic is a member of the T-3 team and that the latter's truck
had been in the general area of the switch.
The Claimant stated that he took no initial steps toward starting an investigation.
For example, he made no notes on the track chart that he found a damaged switch. He did
not note the location of the switch on the track chart. The Claimant testified that an
outside party could also have caused the damage.
On February 26, 2008, Donald E. Crews, Road Crossing Foreman, was the
Employee-in-Charge running the 707 work authority on the Savannah subdivision. A 707
work authority, he explained, is a segment of track between points A and B that is being
worked on. "[T]rains have to talk to us before they enter the work limits," Mr. Crews
stated.
Around 11:30 or 11:45 a.m. on February 26th, Mr. Crews stated, the Claimant
drove up to him and said that he (Crews) needed to go to the south end of the passenger
station and look at a switch rod that was bent. Mr. Crews went to the site and saw that the
switch point rod was bent over. There were fresh tire marks and some dirt marks at the
head of the tie next to the bent rod on the switch machine. The road next to the tracks,
Mr. Crews testified, is used for CSX access, but he has seen the public pull down in there
and turn around and go back out in the opposite direction.
Mr. Crews stated that the first thing he did was call the signal technician on his cell
phone, who said that he would be there in 5 or 10 minutes. The signal technician was in
Roadmaster Hendricks's office at the time, and he infonned the Roadmaster of Mr.
Crews's call. "Once George [the signal technician] got to where I was," Mr. Crews
testified, "we both then went back to the office because he needed to call his supervisor
and I reported it to the Roadmaster which he already knew of it."
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Nelson A. Weber, Manager of System Production Teams work equipment, testified
that on February 26, 2008, the Claimant was working for him as Foreman for the
timbering portion to the T-3 T&S team. Between 5:00 and 6:00 o'clock that evening Pete
Crutchfield, who was changing planes in Atlanta, called Mr. Weber and said that there
had been some type of incident with a switch earlier in the day and that Weber had to go
around there and see what was going on. Mr. Weber then arranged for the Claimant and
Bryan Thomason, the mechanic, to meet him at the switch at around 6:00 o'clock.
Roadmaster Hendricks also showed up for the meeting.
When Mr. Weber arrived at the site he saw that a rod on the switch had been struck
and that the housing was cracked. Earlier in the day there had been a heavy rain which
washed away any tracks that were on the ground. Mr. Weber looked at the tires on the
mechanic's truck and on the Claimant's truck but did not see anything unusual. Mr.
Weber could not determine how the switch was damaged. He asked Roadmaster
Hendricks if he saw anything that would enable him to determine what happened, and the
Roadmaster said no.
Mr. Weber left the site to attend a safety meeting. That night he got phone calls
and more questions about the damaged switch. He then went to the Claimant's hotel and
took pictures of the tires on the latter's truck. The next morning he took written
statements from the Claimant, the Assistant Foreman, the mechanic, and Mr. Crews. He
also took pictures of the switch and the area near the switch. The log of the switch
machine was pulled, and it showed that the switch went out of correspondence at
10:42:12 on 02/26/2008. Mr. Weber testified that the Claimant, Assistant Foreman
Bauer, and the mechanic, Mr. Thomason, were all in the area when the switch went out of
correspondence at 10:42 a.m. He is not aware of any other employees or outside parties
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in the area at the time, Mr. Weber stated.
Mr. Weber testified that in order to gain access to the paint gauge buggy the
Claimant drove his truck alongside the switch point and approximately 325 feet past the
switch to where the paint buggy was situated. He also went past the switch on the way
out. The Claimant did not notify him that he found a switch damaged, Mr. Weber stated.
If he had found out about the damage earlier in the day, Mr. Weber testified, he would
have gone around and inspected the area prior to the rain storm and, he believes, would
have been able to develop more facts. The Employee-in-Charge, Mr. Crews, is not a
company official, Mr. Weber stated, but is a contract employee on the Jacksonville
division.
The Claimant asked Mr. Weber at the hearing if he found the Claimant to be an
honest person. Mr. Weber stated, "Yes, sir, I do." The Claimant asked, "Then why am I
here." Mr. Weber stated that because he really believed that if he had been notified by
the Claimant he might have been able to come to a better conclusion as to how the switch
was damaged. Mr. Weber went through each of the rules cited in the charge letter and
explained why, in his opinion, the Claimant violated that rule.
Following the hearing, by letter dated April 16, 2008, the Assistant Chief Engineer
System Production notified the Claimant that "[a]s a result of the testimony and other
evidence presented in this investigation, it has been detennined that you failed to notify
CSX management of an incident that occurred on February 26, 2008, which in turn
hampered a proper investigation." He was assessed discipline of a 5-day actual
suspension, with a 15-day overhead suspension to be in effect for one year from the date
of the incident and to be removed from his record if he was discipline-free for that period.
At the outset of the hearing the Organization requested that the Investigation be
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brought to a conclusion and the charges against the Claimant be removed from his record
because the Carrier took a written statement from the Claimant without offering him the
opportunity to contact his accredited union representative. In addition, the Organization
representative was not provided a copy of the Claimant's statement prior to the hearing.
The applicable provision of Rule 25, Section 1(c) states as follows:
(c) An employee who is required to attend an investigation and or make a
statement prior to a hearing in connection with any matter which may eventuate in
the application of discipline to any employee shall be offered the opportunity to
contact his accredited union representative before a statement is reduced in
writing. A copy of his statement, if reduced in writing and signed by him, shall be
furnished him and his union representative.
Neither party presented any prior award interpreting Rule 25, Section 1(c) that might aid
this Board in applying the provision in this case. The Board will therefore make its own
unaided interpretation.
By its terms the clause applies to two situations: (1) where an employee is required
both to attend an investigation and make a statement prior to a hearing; or (2) where an
employee is required to make a statement prior to a hearing, but not necessarily also to
attend an investigation. In both examples, however, the clause states "prior to a hearing
in connection with any matter which may eventuate in the application of discipline. . . : '
The question which arises is whether there must actually be a hearing scheduled at the
time that the employee is required to give the statement or if it is sufficient that a hearing
may be ordered depending on the information contained in the statement plus any other
facts that a particular investigation uncovers.
The Board notes that, with regard to discipline, the clause states, "which may
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eventuate in the application of discipline to any employee . . . ." There is no similar
language with regard to the hearing. For example, the clause does not state "or make a
statement the content of which may cause a hearing to be held" or similar language.
Instead it states "or make a statement prior to a hearing . . . ." In the absence of any
contrary ruling or other authority presented to this Board, the Board finds that there must
be a hearing actually scheduled or in the process of being scheduled at the time that the
statement is required of the employee for Section 1(c) to apply.
No hearing was scheduled or in the process of being scheduled at the time the
Claimant was requested to give a statement. According to the testimony, the statement
was requested for investigatory purposes only. On the record before us, the Board finds
that there was no requirement to offer the Claimant the opportunity to contact his
accredited union representative before he was instructed by the Carrier to give a
statement.
So far as whether the Carrier was required to provide a copy of the statement to the
Claimant's Union representative, there was no requirement to do so before a decision was
made to hold a hearing. Once a hearing was scheduled, however, then, in this Board's
opinion, there was an obligation to provide a copy of the Claimant's signed statement
both to the employee and his union representative. A copy of the statement was made
available to the Claimant and his union representative at the hearing. That literally
fulfilled the Carrier's obligation under the last sentence of paragraph (c) of Rule 25,
Section I. In the absence of bargaining history showing a broader intent or the citation of
authority requiring voluntary production of the statement prior to the hearing, the Board is
not prepared to require more than a literal compliance with the contractual provision.
There is no evidence that the Organization requested a copy of the statement prior
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to the hearing. The Board therefore does not here rule on the question of whether, upon
request, the Carrier is required to make available to the Claimant and his union
representative prior to a scheduled hearing any signed statement made by the employee
before the hearing.
The facts of this case are substantially identical to the facts in Award No. 9 before
this Board. As in Award No. 9 it was, or should have been, apparent to the Claimant that
there was a good chance that either his or mechanic Thomason's truck damaged the
switch on the track going into the Savannah passenger station. First, the Claimant did not
see any other vehicle in the vicinity of the switch while he was in the general area.
Second, both the Claimant and the mechanic backed up their trucks on the road alongside
the track where the switch machine was located. The reasonable possibility existed that
one of them inadvertently struck the switch while backing up. Indeed the fact that the
Claimant called over mechanic Thomason and asked him if he (the mechanic) had hit the
switch shows that the Claimant was aware of the possibility that either his or the
mechanic's truck had hit and damaged the switch.
Mr. Crews testified that on inspecting the switch after the Claimant told him that it
was damaged he saw that there were fresh tire marks leading right up to the bent rod on
the switch machine. There is little doubt that when the Claimant examined the switch, he
also saw those same tire marks and was aware of their significance in terms of how the
damage was caused and who was responsible.
In Award No. 9, involving the very same incident as the present case, Foreman
Morris (the Claimant herein) testified that had he personally done damage or seen
someone on his gang do damage, he would have notified Mr. Weber. As the Foreman of
his team, the Claimant had the primary responsibility to report any damage that he
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personally, or any member of his team, caused to company equipment. On February 26,
2008, for the reasons discussed above, it should have been apparent to the Claimant that
there was a reasonable likelihood that either his truck or mechanic Thomason's truck ran
into the switch and damaged it. As the only Foreman on the scene, the Claimant had the
primary responsibility to report the incident to Mr. Weber, his acting supervisor that day.
The Claimant testified that the Employee-in-Charge was the appropriate person to
notify about the damage to the switch and that he notified the Employee-in-Charge, Mr.
Crews. The Board agrees that it made sense to notify the Employee-in-Charge of damage
to the switch on track that was under his 707 authority. The Employee-in-Charge was
someone who could take the necessary steps to have the switch machine repaired. In fact
the Employee-in-Charge did arrange for a signal technician to make the repairs.
But notifying the Employee-in-Charge did not relieve the Claimant of his
responsibility also to notify his supervisor. The Employee-in-Charge had no authority to
institute an investigation of how the switch was damaged. That, as the Claimant well
knew, was within the purview of his supervisor's authority. The Claimant's failure to
notify his supervisor of the damage to the switch so that an appropriate investigation
could be started was a violation of accepted procedure at the Carrier.
Not only was it the recognized procedure to report such incidents to the supervisor
in charge, but there are specific rules that place an obligation on an employee to do so.
General Rule F of the CSX Operating Rules, for example, states, "The following
conditions must be reported promptly and by the quickest means to the proper authority:
1. Accidents. . . ." Running over the switch was certainly an accident, and, as the
Claimant knew, there was a distinct possibility that he or the mechanic had just damaged
the switch by accidentally hitting it with his truck. The proper authority to report the
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incident to was the manager in charge of the team, Mr. Weber.
General Safety Rule GS-5. E. states:
GS-5. Reporting Injuries or Incidents
E.
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All incidents
Employees must inuiiediately report to the train dispatcher or supervisor all
incidents involving equipment and any other incident involving loss or
damage to CSX property.
In this case, as discussed above, there was a reasonable possibility that either the
Claimant's truck or mechanic Thomason's truck had run over the switch and damaged it.
That constitutes an "incident" within the meaning of General Safety Rule GS-5. E. It was
not reported either to Mr. Weber or to the train dispatcher. That was a rules violation.
The Board finds that the Carrier has established by substantial evidence that the
Claimant was guilty of failing to notify CSX management of the February 26 incident
involving damage to company equipment, one of the allegations in the charge letter. The
Claimant thereby violated General Rule F and General Safety Rule GS-5. E. Taking into
consideration that the Claimant is a Foreman who had the primary responsibility to report
the incident in question, the Board finds that the discipline assessed for the violations was
within the range of reasonableness and will not be disturbed by the Board. The claim will
be denied.
AWARD
Claim denied.
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ORDER
This Board, after consideration of the dispute identified above, hereby orders that
an award favorable to the Claimant not be made.
h, j
j
Sinclair Kossoff, Referee & Neutral Member
Chicago, Illinois
August 25, 2008