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PUBLIC LAW BOARD NO. 7120
(BROTHERHOOD OF MAINTENANCE OF WAY
PARTIES TO DISPUTE: (EMPLOYES DIVISION
(
(CSX TRANSPORTATION, INC.
STATEMENT OF CHARGE:
By letter dated March 15, 2008, the Manager System Production Teams instructed
Gregory L. Siefer, the Claimant herein, to attend a formal Investigation in Louisville,
Kentucky, on March 26, 2008, "to determine the facts and place your responsibility, if
any, in connection with information that I received on Monday, February 25, 2008, in
connection with an alleged personal injury that you assert occurred while you were
working on the T8 System Production Gang in or around Louisville, Kentucky, sometime
during 2005 or before." The letter continued, "In connection with the above matter, you
are charged with failure to properly perform the responsibilities of your position, late
reporting of an alleged injury, as well as, possible violations of, but not necessarily
limited to, applicable CSX Transportation Operating Rules and Regulations; CSX Safe
Way Safety Rules; Engineering Department Rules and Instructions; as well as System
Production Teams SPT Policies."
FINDINGS:
Public Law Board No. 7120, upon the whole record and all the evidence, finds
that:
The carrier or carriers and the employee or employees involved in this dispute are
respectively carrier and employee within the meaning of the Railway Labor Act, as
approved June 21,1934.
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The Board has jurisdiction over the dispute involved herein.
Parties to said dispute were given due notice of hearing thereon.
On February 28, 2007, a complaint in the name of Gregory L. Siefer was filed in
the Common Pleas Court of Lucas County, Ohio, against CSX Transportation, Inc.
pursuant to the Federal Employers' Liability Act seeking damages in the amount of one
million dollars. The complaint was not sworn to and was signed by the Plaintiff's (Mr.
Siefer's) attorney as attorney for the Plaintiff. It alleged that from 1975 through 2007,
while employed as a Trackman by the Carrier, the Claimant "was subjected to numerous
repetitive traumas while repairing Defendant's railroad tracks and was caused to be
severely and permanently injured, in whole or in part, due to the carelessness and
negligence of Defendant . . . ." Specifically, according to the complaint, the Claimant
"sustained severe permanent injuries to his back, spine and body resulting in disability. . .
As part of the record in the Investigation, the Carrier introduced into evidence a
deposition given by the Claimant in his lawsuit in which he testified that he underwent
surgery twice for a herniated disk, once in 1998 by a Dr. Duggan; and a second time in
January, 2006, by a Dr. Kim. After both surgeries he returned to work with medical
releases permitting him to work without any restrictions. He made no claim in connection
with either surgery that his back condition was work-related. At no time did he report a
back injury or fill out an injury report. At the Investigation the Claimant expressed the
opinion that the Carrier removed him from service prior to the hearing as retaliation for
the lawsuit he filed against the Carrier.
According to Carrier testimony, the Claimant was in violation of the following
rules:
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General Safety Rules:
Rights and Responsibilities
1. We have the right and the responsibility to make decisions based on
experience, personal judgment, and training. We must make certain that:
i. oral and written report of accidents and injuries are made as soon as
possible to the supervisor or employee in charge.
GS-5. Reporting Injuries or Incidents
A. On Duty Injuries
Any employee experiencing an on-duty injury must report the injury to a
supervisor at the time of the occurrence prior to leaving the property on the
day of the occurrence so that prompt medical treatment may be provided. A
form PI-IA must be completed by the employee reporting the injury . . . .The
Claimant is charged with late reporting of an injury. In fact the alleged
injury, identified by the Claimant in his deposition at page 21 as a herniated
disk, was never reported by the Claimant as an injury. The record shows
that the Claimant underwent surgery for a herniated disk on two occasions:
in 1998 and, again, in January, 2006, and missed several weeks of work on
each occasion. It is not disputed, however, that at no time did the Claimant
notify his supervisor or manager either with regard to the 1998 surgery or
the 2006 surgery that his back condition was caused by an injury at work.
On each occasion the Claimant was released by his doctor to return to work
without restriction.
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It is not clear in the record when the Claimant decided that his injury was workrelated. Neither in his deposition or in his testimony at the Investigation did the Claimant
attribute his herniated disk to any particular accident or other incident that occurred on the
job. Rather the Claimant testified that it was walking on the ballast and assisting with the
manual handling of tie plates when the gang was shorthanded that, over a period of time,
caused his back condition. The Claimant further stated that no one really told him that the
walking and handling of the plates caused his back condition, that neither Dr. Kim, the
surgeon, or Dr. Sandy, who referred him to Dr. Kim, said that that was what caused his
back condition.
The Claimant's testimony regarding his alleged injury is consistent with the FELA
complaint fled by his attorney so far as the cause of the injury is concerned. The
complaint does not allege that Mr. Siefer was injured in a particular incident or on a
specific day. Rather it claims that he "was subjected to numerous repetitive traumas
while repairing Defendant's railroad tracks and was caused to be severely and
permanently injured . . . due to the carelessness and negligence of Defendant . . . ."
The fact nevertheless remains that both in his lawsuit and his testimony at the
Investigation Mr. Siefer is claiming that he was injured. As such the Carrier's rules are
clear. General Safety Rule I i and Rule GS-5 both require that injuries be reported as
soon as possible, and GS-5 in addition requires that a Form P I-IA be completed. At
some point, whether it was in 2005 or 2007, the Claimant came to the conclusion that he
had an on-duty injury. At that point he should have reported the injury to his supervisor
and completed a form PI-IA. His failure to do so was a disciplinable offense.
With regard to taking the Claimant out of service, the Carrier's Individual
Development and Personal Accountability Policy expressly provides that late report of an
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on-duty personal injury is a major offense warranting removal from service prior to
hearing. The Carrier properly removed the Claimant from service when it learned that he
was claiming an on-duty injury which was not reported to a supervisor.
The Board believes, however, that under all of the circumstances dismissal from
service was an excessive penalty. For one thing, according to the evidence there was no
single incident wherein the Claimant was injured. Based on his testimony and the
complaint, he claims that over a period of time the cumulative effects of walking on
ballast and assisting in lifting tie plates resulted in trauma to his back and a herniated
disk. The absence of a single event resulting in an injury could have caused him to reach
the erroneous conclusion that the rules of reporting an injury did not apply to him.
In addition, there is no substantial evidence of a fraudulent claim on the part of the
Claimant. For example, he has had two surgeries for a herniated disk, so one cannot say
that the alleged injury was fabricated. Whether the injury is work-related is another
question on which this Board expresses no opinion. In the absence of fraud and in light
of the Claimant's more than 30 years of service, the Board believes that dismissal was an
excessive penalty in this case. See Third Division Awards Nos. 30989 and 36576. The
fact, however, that the Claimant waited almost two years to claim that his herniated disk
was work-related seriously prejudiced the Carrier's ability to investigate the cause and
circumstances of his injury. It is a proper basis for denying any back pay to the Claimant.
The lawsuit, however, raises another problem that must be addressed. In the
Board's opinion there is a basic inconsistency between the Claimant's suit and the
unconditional release he provided the Company when he offered to return to work in
April, 2006, following his back surgery in January of that year. Based on the medical
release without restrictions that the Claimant presented, the Carrier was entitled to believe
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that there was no medical risk to it in permitting the Claimant to return to work in his
previous job.
However, the complaint alleges that from 1975 through 2007 the Claimant, in his
work as a trackman, "was subjected to numerous repetitive traumas while repairing
Defendant's railroad tracks and was caused to be severely and permanently injured, in
whole or in part, due to the carelessness and negligence of Defendant as hereinafter
alleged." This includes the period of time after the Claimant's return to work following
his second back surgery. There is no evidence that the Claimant's working conditions
changed after he returned to work from his second surgery. The complaint is thus
alleging that the Claimant's normal duties and work conditions are continuing to cause
him severe and permanent injuries.
The final paragraph of the complaint alleges that the injuries sustained by the
Claimant have "caused and will cause him in the future to suffer great pain and mental
anguish; and he has lost and will in the future lose earnings he otherwise would have
earned but for his injury; and he has been and will in the future be compelled to obligate
himself for medical aid and attention; and his future earning capacity has been seriously
diminished thereby . . . ."
In his deposition the Claimant testified that since his surgery in 2006 he has not
missed any work because of his back. He also stated that he has not seen a doctor about
his back since he was released to return to work without any restrictions in April, 2006.
He testified that he is able to do the same job duties as prior to his surgery, that his back
feels okay. He takes no medication for his back, including no pain medication.
Prom the Claimant's testimony in the Investigation and in his deposition it is clear
that the allegations in the complaint that he will in the future suffer great pain and mental
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anguish and will be compelled to obligate himself for medical aid and attention have not
yet come to pass. If we are to believe the complaint's allegations, however, they can
come to pass at any time as a result of the performance by the Claimant of his normal job
duties. Such a state of affairs appears to this Board as contrary to the release to return to
work without any restrictions given to the Claimant in 2006 by his physician or surgeon.
Given the contradiction between the allegations in the complaint and the medical
release without restrictions that the Claimant presented to the Carrier in April, 2006,
permitting him to return to work, this Board will require another medical release, in
writing, from his physician or surgeon before permitting the Claimant to return to work.
Such release must be based on an actual contemporaneous physical examination of the
Claimant, including x-rays if necessary, and must include a statement that the Claimant
has provided a detailed description of his job duties and working conditions, including
walking on large-sized ballast and lifting, from time to time, of tie plates.
The release should make clear whether the Claimant can safely perform his job
duties given the condition of his back. The Claimant must cooperate by providing a
complete and detailed description of his job duties and working conditions to the
examining physician or surgeon. Preferably the examination of the Claimant should be
performed by Dr. Kim or some other surgeon or physician familiar with his medical
history. Should the Claimant provide the Carrier with a medical release without
restrictions of the kind described herein, then the Carrier shall be required to permit him
to return to work to his former job. The Carrier may also require the Claimant to fill out
an injury report as provided in Rule GS-5. If the Claimant is unable to provide a release
without restrictions, then his case shall be handled by the Carrier as that of any other
employee in good standing with a similar medical condition.
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If the Claimant believes that his job duties pose a danger to his back or his health
in general, he shall be permitted to retire voluntarily based on his years of service. Such
retirement should be on the same basis as anyone else with his years of service and
medical condition would be entitled to retire. This Board expresses no opinion on the
question of whether the Claimant is entitled to retirement benefits at this time. The terms
of any applicable retirement plan or statute will determine the Claimant's right to any
monetary or other benefits.
AWARD
Claim sustained in accordance with findings .
ORDER
This Board, after consideration of the dispute identified above, hereby orders that
an Award favorable to the Claimant be made. The Carrier is ordered to make the Award
effective on or before 30 days following the postmark date the award is transmitted to the
parties.
t
Sinclair Kossoff, Referee & Neutral Member
Chicago, Illinois
September 3, 2008