PUBLIC LAW BOARD NO. 7437
AWARD NO. 1, (Case No. 1)
BROTHERHOOD ()F MAINTENANCE OF WAY
EMPLOYES DIVISION - HIT RAIL CONFERENCE
Vs
THE ALTON & SOUTHERN RAILWAY COMPANY
William R. Miller, Chairman & Neutral Member
T. W. Kreke, Employee Member
B. W. Hanquist, Carrier Member
Hearing Date: September 22, 2010
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
I. The discipline (dismissal) imposed upon Mr. D. Hayes by letter dated
January 1$, 2010, for alleged violation of Rule 1.5 of the General Code of
Operating Rules and The Alton & Southern Railway Company's (A&S)
Drug and Alcohol Policy in connection with alleged refusal to take an
A&S follow-up alcohol test on January 14, 2010, at East St. Louis, Illinois,
was unjust, on the basis of unproven charges and in violation of the
Agreement (Carrier's File 1529505).
2. As a consequence of the violation referred to in Part I above, Claimant D. Hayes
shall now receive the remedy prescribed by the parties in Rule 20(d)."
FINDINGS:
Public Law Board No. 7437, upon the whole record and all the evidence, finds and holds
that Employee and Carrier are employee and carrier within the meaning of the Railway Labor
Act, as amended; and that the Board has jurisdiction over the dispute herein; and that the parties
to the dispute were given due notice of the hearing thereon and did participate therein.
The instant case concerns the Claimant who tested positive for drugs and/or alcohol while
on company property and in accordance with the Carrier's Companion Agreement, he was
offered the opportunity to participate in a 12 month rehabilitation and education program.
Claimant accepted the Carrier's offer to enter the program on July 24, 2009. The Agreement he
signed required him to fully participate for 12 months and if he withdrew or was removed from
it, the Agreement stated he would be returned to the status of a dismissed employee without any
further disciplinary proceedings.
P.L.B. No. 7437
Award No. 1, Case No. I
Page 2
Claimant was returned to service on September 14, 2009, and was subject to the Leniency
Agreement he signed on July 24th, and as part of the treatment program he was subject to
random drug and alcohol testing for a period of 12 months following his return to service.
It is the Organization's position that the Carrier erred in returning the Claimant to a
dismissed status for alleged refusal to provide an adequate alcohol breathalyzer sample on
January 14, 2009, which according to it was no fault of his, but instead was the result of a faulty
breathalyzer machine's malfunction.
It argued that the breathalyzer in question yielded an inconclusive "NOGO"result six
times and the Test Administrator took no remedial action to attempt procurement of a different
conclusive result. It her argued he only took such action, in the course of testing the next
employee in line, who vouched that the Test Administrator admitted that he did not know what
was going on with the breathalyzer when it ceased working altogether in the next employee's
presence.
It pointed out that the Claimant was tested in an effort to see if his inconclusive test
results were due to some physical incapacity of his to give an adequate breath that was readable
by the breathalyzer in question. The doctor concluded that there was nothing wrong with the
Claimant to prevent him from giving an adequate breath sample, therefore, it reasoned that the
machine should have been tested as well and at the very least he should have been retested after
the battery had been changed in the machine. It concluded by requesting that the discipline be
set aside and the Claim be sustained as presented.
It is the position of the Carrier that Claimant refused on six occasions to provide an
adequate sample to a breathalyzer machine, which was a requirement of his return to service
treatment program. It argued that the Test Administrator provided the Claimant an additional
three opportunities (six total) and he still failed blow hard enough into the machine for an
adequate sample to register. It reasoned that he purposely did not blow hard enough.
The Carrier further argued that the Claimant did not object to his failure to provide an
adequate sample at the time he was removed from service and it was only after another employee
told him the machine had a problem in a later breathalyzer test did the Claimant assert the issue
was with the equipment and not his lack of cooperation. The Carrier asserted that no technical
proof was offered by the Organization that the machine malfunctioned and in fact its Tester of
the Claimant stated the machine was fine and the changing of the battery after the Claimant was
tested was routine and is no proof that the machine did not properly function. It asked that the
Claimant's status remain that of a dismissed employee and the Claim remain denied.
The Board has thoroughly reviewed the record and determined that the issue in dispute is
whether or not the Carrier satisfied its burden of proof in returning the Claimant to a dismissed
P.L.B. No. 743'7
Award No. 1, Case No. I
Page 3
status for an alleged refusal to provide an adequate alcohol breathalyzer sample. The
Organization argued that the "breathalyzer machine" malfunctioned which was verified by
another employee (S. Maloata) immediately following the Claimant that noted that the Tester
was allegedly having problems with the breathalyzer and was required to change its battery.
After the Organization made the assertion that the machine malfunctioned, the Carrier contacted
the Tester, Paul Deason, who responded in writing in regards to the testing of the Claimant. He
stated in pertinent part the following:
"...The donor that followed Mr. Hayes noticed that I changed the batteries
with his test. I did this because the BAT was illuminated on the AS-IV. Noted
in the instruction manual "BAT: The 9-volt alkaline battery should be changed.
If this display is followed by normal operations, the battery must be installed.
Good practice demands that the battery be changed at the end of the first test
where "BAT" appears." The BAT appeared first on test #0870 not on test #0868
and #0869. The machine was working functional normal durin Mr. Ha yes'
tests."
(Underlining Boards emphasis)
The record substantiates that the Tester, P. Deason, completed the Alpha Pro Solutions Breath
Alcohol Technicians CBT Training Course. Additionally, it indicates that he was certified by
Intoximeters, Inc. as a Factory Authorized Calibration Technician and is recognized by the
Gateway Regional Medical Center as a regional Certified Professional Collector Trainer. There
is nothing to indicate that Deason had any reason to make an inaccurate description of the
circumstances surrounding the testing of Claimant and the un-refuted record further verifies that
employee S. Maloata was not in the room when the Claimant was tested. Claimant's tests were
#0868 and #0869 and it was reported the machine functioned normally during those tests. It is
also clear that at the time of the testing the Claimant took no exception to the machine's
functionality.
Based upon the Tester's confirmation that the machine did not malfunction during the
Claimant's testing, coupled with the fact that a doctor examined him and determined there were
no medical reasons as why he could not have activated the machine the Carrier reasonably
concluded that the Claimant purposely failed to provide an adequate sample for testing purposes.
Therefore, the Board finds and holds that the Claimant failed to comply with the terms of his
Reinstatement Agreement and he was properly returned to a dismissed status in accordance with
the parties Prevention Program Companion Agreement.
P.L.B. No. 7437
Award No. 1, Case No. 1
Page 4
AWARD
Claim denied.
William R. Miller,
Chairman
B. W. Hanquist, Carter Member
Award Date: 10. ,,Z Z3 . ZQ'(
T! W. Kreke, E~ployee Member