PUBLIC
LAW ?~OARD :<C~ . I 8`!c
D -7
AWARD NO. 48
CASE NO. 57
PAR
TIES TO TEE DT SF"L"I'E
Brotherhood of :Maintenance of !Jay
Employees
and
Chicago and North Western Transportation Company
STATEMENT OF CLATM:
"Claim of System Cormrittee of the Brotherhood that:
(1) The
dismissal of
James CalvLn, Jr., was without just
and sufficient cause based on unproven charges (Carrier
File D-11--17-233).
(2) Claimant Calvin be reinstated with all rights unimpaired
and compensated for all time lost because of the violation
referred to within Part (1) of this claim."
OPINION OF BOARD:
The record shows that from time to time Carrier retains, through its
Security Department, the services of private investigators to go undercover
and investigate suspected violations of safety regulations. Operatives are
a
placed in the workforce without the knowledge of the employees or the
Division :Management, and their reports are channeled back to Carrier's
Security Department. If and when that Department deems that sufficient
evidence of violations has been accumulated, it notifies Division Management
which handles any disciplinary proceedings which might arise. If charges
are brought against an employee and the investigator is used as a witness,
then naturally his "cover" is "blown" and he can no longer serve in an
undercover capacity.
2
In April 1977 Carrier's Security Department retained an F. R. Kirby
Associates, a private security agency, to make a general audit of employee
activity on the property. A Kirby operative, one Jerry I). Stevens, hired
on as a B & ti Carpenter Truck Driver on April 18, 1977 and worked in that
capacity until he "resigned" on August 26, 1977. During his period of
employment Stevens apparently posed as a narcotics user. He filed periodic
reports of his investigations with Kirby Associates, who in turn channeled
them to Carrier's Security Department. In late August 977 Stevens "came in
from the cold" and, based upon his revelations, charges were filed against
several employees, one of whom eras Claimant.
Claimant entered Carrier's service on April 20, 1977 and, like Stevens,
he was employed as a B & B Carpenter Truck Driver. Under date of September 12,
1977 Claimant was served with Notice to attend a hearing into charges described
as follows:
Your responsibility in possession of narcotics while on
company property in violation of the General Regulations
and Safety Rules, Rule G and Rule G Addition on
nay 31,
1977 and June 28, 1977.
Based upon evidence developed at that hearing Claimant was judged guilty and
discharged from all service on September 23, 1977. This claim by the organization was appealed on the property and to this Board on two grounds:
(1) the hearing on September 12, 1977 was fatally untimely since the alleged
misconduct occurred on May 31 and June 28, 1977 and , (2) Carrier failed to
carry its burden of proof that Claimant actually violated Rule G. For ready
reference the Rules in question read as follows:
G. The
use of alcoholic beverages or narcotics
by employees subject to duty is prohibited. Being
under the influence of alcoholic beverages or narcotics
while on duty or on Company property is prohibited.
The use
or possession of alcoholic beverages or nar
cotics while on duty or on Company property is prohibited.
3
RULE G (Addition)
Except as otherwise provided below, employees are
prohibited from reporting, for duty or being on
duty or tin company pro;:)erty while under the influence
of, or having in their posses~;ion while can duty or on
company property, (L) any drug the possession of which
is prohibited by law; (2) any drug belonging t;o the
generic categories of
narcotics,
depressants, stimu-
lants, tranquilizers, hallucinogens, or anti-depressants;
or (3) any drug assigned a registration number by the
Federal Bureau of Narcotics and Dangerous Drugs not
included in category (2).
It is permissible for an employe to take and use a
drug coming within categories (1), (2) and (3) above
as medication for treatment of chronic health problems or
temporary illness provided that when medication is prescribed by a licensed medical doctor the employe obtains
from the doctor a written statement (which, upon request,
will be submitted by the employe to his supervisor)
certifying; that in the doctor's opinion the medication
prescribed does not adversely affect the employe's
ability to safely perform his duties with the company.
We deal first with the alleged violation of Rule 19, the applicable
clause of which reads as follow;:
...The hearing will be held within ten (10) calendar
days of the alleged offense _or within ten (10)
calendar days of the date information concerning
the alleged offense has reached the Assistant
Division Manager-Engineering.
This Board has dealt exhaustively with the issue in our Award No. 26 and
the controlling principles are fully developed therein. It remains only
to apply those principles in the instant case. We find that the Organization
has :made a colourable prima facie case for a violation of the Rule since the
hearing was held substantially more than ten days from the occurrence of the
alleged offenses. Carrier asserts that information concerning the alleged
offenses did not reach the AD~tf until September 9, 1977 and accordingly he
timely served Notice on September 15, 1977. Carrier has the dual burden of
prooving that fact to our satisfaction and of explaining and justifying the
4
delay in forwarding such information to the ADME. Of course, each such
determination must turn on its own facts on an ad hoc basis.
In the particular facts of this case, we are persuaded that Carrier
has met its burden on the disputed points. We might well require documentary
evidence, including affidavits from the ADME regarding the source of his
knowledge in a different case. But on this particular record, we are convinced that ADME Kuehn was not informed of the results of Stevens, investigations until September 9, 1977. There is evidence which, if believed,
shows that such information was conveyed orally to Kuehn by Division Manager
Milcik, who had the information from Carrier's Security Department. To avoid
negative inferences and a possible evidentiary default in future cases,
however, Carrier should consider that oridinarily we would expect a "paper
trail" or some documented proof of the channel through which the information
was communicated to the ADME. As a general rule, anything less would leave
the door open for possible manipulation and bootstrapping by Carrier management, thus rendering the requirements of Rule 19 worthless. In this case,
however, the ADIiE's assertions are believable because at least one of the
alleged offenses occurred within 60 days of Claimant's hiring date. The
ADME, had he possessed such information earlier, could easily have dismissed
Claimant as a probationary employee without any necessity for a formal
hearing under Rule 19. As for the rationale for withholding the information
from the ADME until September, we find probable and reasonable the explanation
that an undercover agent placed to deal with a suspected general problem of
illicit narcotics would not be called in and thus have his cover blown after
one encounter with one violator. Based upon all of the foregoing we find no
violation of Claimant's Rule 19 rights in this case.
5
Turning to the merits, we have reviewed the transcript of the hearing
with care. Stevens testified in extreme detail about Low Claimant approached
him on May 31, 1977 and gave him a marijuana cigarette or "joint" in the
locker room of the B & B Shop. Thereafter, on June 21, 1977 Claimant sold
Stevens a "lid" of marijuana for fifty dollars and made delivery on June 2$,
1977, again in the B & B Shop locker room. The physical evidence of these
transactions was present at the hearing and available for examination by
all parties. Stevens' specific, detailed and persuasive testimony remained
unshaken on cross examination. Claimant offered only
a
general denial of
wrongdoing. On this record, Carrier did not err in accepting the testimony
of the investigator, even if there were no other direct witnesses to corroborate the transactions. See Awards 2-4744 and 3-13953. Substantial persuasive evidence supports the conclusion that Claimant violated Rule G as
charged.
FINDINGS:
Public Law Board No. 1$44, upon the whole record and all of the evidence,
finds and holds as follows:
1. that the Carrier and Employee involved in this dispute are, respectively, Carrier and Employee within the meaning of the Railway Labor Act;
2. that the Board has jurisdiction over the dispute involved herein;
and
3. that the Agreement was not violated.
6
AWARD
Claim denied.
Dana
E.
Eischen,
G
an
H. G. Harper, EmploVee Member
it.
W. Schmiege, Carrier Meaer
Dated: