SPECIAL BOARD OF ADJUSTMENT NO. 1020
PARTIES ) AMTRAK
SERVICE WORKERS COUNCIL
TO
DISPUTE ) NATIONAL
RAILROAD PASSENGER CORPORATION
STATEMENT OF CLAIM
L . Carrier, acting arbitrarily and unjustly, violated Rule 19, and other
related rules of the Agreement, when, on November 25, 1987,
it
dismissed Clamrarrt Richard Jefferson from service.
2. Carrier further exacerbated its arbiwariness, in justice and rule
violation when Passenger Service Director, Ms. L. D. Berberian,
who was not present at the hearing, assessed discipline.
3. Cagier shall now be required
m
reinstate Claimant to service with
seniority rights unimpaired, compensate him for all time lost as a
result of his wrongful dismissal, and make him whole for any other
material injury he may incur in connection with such dismissal
(Carrier file ASWC-D-1970, ASWC file 390-D7-153-D).
OPINION OF BOARD
As a result of charges dated September 14, 1987, investigation eventually
conducted November 20, 1987 and by letter dated November 25, 1987, Claimant, a food
specialist in the Carrier's service since June 1,1976, was dismissed for failing to timely
submit to a second drug test as directed under the Carrier's return Oo-duty drug testing
policy.
On May 1, 1987 Claimant went on medical leave due to foot problems. Thereafter,
Claimant contracted Hepatitis A. On July 27, 1987 Claimant was released by his doctor to
return to wor3c However, Claimant failed a return-to-duty drug screen taken on August 3,
1987.1 -.;;:,..- ... .-
According to General Supervisor A. G. Tam, after Claimant tested positive
Claimant was orally notified of the results and was sent a follow up, certif ed letter dated
1
The specific results of the tat was not supplied during the investigation.
SBA 1020, Award 24
R. Jefferson
Page 2
August 3, 1987 (Tr. 9, 12):
[A.] ... And, Mr. Jefferson later called me and I informed him
that he did not pass his return back to work physical and I
explained to him the procedure that he needs to take another
test within thirty days from the date of the known results. I
followed up by sending him a letter, giving him ail that
information in my letter of August 5th, 1987.
In my letter to Mr. Jefferson, I stated that within thirty days
from August the 4th that tie must take another drug screen
test
... I did talk to him and explained to him of his option that he
failed his drug screen test and he mast take another drug
screen test within thirty days before he can come back to
work.
Claimant did not appear to take the second drug test within the 30 day period
specified by Tam or at any tithe thereafter.
Claimant denies that he spoke
to
Tam immediately after the August 3,1987 drug
test Instead, Claimant asserts that within a few days after taking the drug test he spoke to
Crew Base Supervisor R. Settell about returning to work and Settell informed him that a
later was being mailed to him and that Claimant should wait until he received the letter.
According to Claimant ('Tr. 19), Settell "didn't say what it was for."
Claimant testified that he never recdved Tam! s c...-~tified le-.=
off
August 5,1987.
The letter was eventually returned unclaimed.
Claimant also testified that on the same day he spoke
to
Settell he also spoke to a
clerk at Caew Box and, because of the letter referred to by Settell, Claimant indicated that
he wanted
to
give the clerk his correct address. According to Claimant, the clerk declined
to take his address stating that Claimant had to fill out the appropriate form in person.
According to Claimant (Tr. 20):
[A.] They just would not accept it over the phone.
SBA 1020, Award 24
-R. Jefferson
- Page 3
Now, when he said they tried to mail me a letter, I said,
"Well, what address do you have?" And I think they stated
the one on Campbell and I said, "Well, that's not my
address." And he said, "Well, we cannot accept the address
unless it's filled out on the form"
Further, according to Claimant, it was not until later in August 1987 that he spoke
to Tam. Claimant testified that it was not until that time that Tam advised Claimant that he
failed the drug test and that he sent Claimant a letter.
In Award 21 of this Board we upheld the right of the Carrier to conduct return-toduty drug tests. The Organization argues that after failing the return-to-duty drug test,
Claimant did not have knowledge of the conditions placed upon him under the Caster's
drug testing policy. The Carrier's assertion is to the contrary.
The arguments focus upon whether substantial evidence supports the hearing
officer's conclusion that Claimant was told by Tam prior to August 5,1987 that he had to
submit to a retest within 30 days after failing the return-to-duty drug mat Absent
compelling reasons established by the record, it is not the function of this Board to make de
rwvo credibility determinations. We find no reason to do so in this case with respect to the
specific instructions given by Tam to Claimant that he had to retest within the 30 day
period, particularly where the hearing officer, who, by being at the hearing, was in a better
position to assess the demeanor and credibility of witnesses?
But giving the Carrier the benefit of any doubt, what is conspicuously missing in
this case is that upon testing positive Claimant was advised of his options under the
2
Indeed, the 6ae~ ot'Pfca made audibility tesolutmos adverse to t:laiatattt on the specific question
of having to retest within a 30 day period. We defer w those resolutions. Head Officer Baker found:
2. The charge against you was substantiated primarily, but not
exclusively, through the testimony of General Supervisor
A.
G. Tam. Such
evidence established that you was ituauctad to submit m a second drug screen
and that you did tent do so.
3. Your own testimony established din you were aware of the instructions
issued by Mr. Tam, and that you did not comply with them.
4. I did not fend your assertion that catrespondatx to you was improperly
addressed credible.-
' SBA 1020, Award 24
R. Jefferson
Page 4
Carrier's policy. Under the Carrier's policy, having failed the initial return-to-duty drug
test, Claimant:
... must, within 30 days, either be retested by an Amtrak nurse or a
medical facility designated by Amtrak or, if eligible, enter the
Employee Assistance Program.
If an employee who has had a positive test does not enter the EAP
and elects to be retested and the retest result is positive, the
employer shall be subject to dismissal and shall not be entitled to
enter the EAR [Emphasis added.
Specifically, while substantial evidence supports the Carrier's conclusion that Tam
told Claimant that he had to retest within a 30 day period, the record is devoid of any
evidence that Claimant was similarly advised by Tam or any other Carrier official that he
also had the option under the Carrier's policy to enter the EAR Typically, the option to
enter the EAP is spelled out in the Carrier's letter W the employee after the initial positive
tat is indicated. Indeed, in Tam's letter of August 5,1987 Tam suggested that Claimant
contact the EAP counselor and further wrote that "1f you fail to pas your second test, you
will not be able to enter the EAP Program and will be subject to disciplinary action."s
But the record is clear that, for whatever reasons, Claimant never received Tam's
August S, 1987 letter. That deficiency could have been overcome through oral notification
to Claimant. However, close review of the record, particularly Tam's testimony, shows
that although Tam told Claimant of the need to retest within 30 days, that record does not
show that Tatm-dlscnssed the EAP option with Claimant. Gives that the Carrier has made
the EAP optiae as integral part of its return-to-duty drug testing policy, it follows that
notification to the employee of that option must be demonstrated, especially where the
employee does not receive the formal notification of the results of the return-to-duty drug
test. _
3
The record shows that Tan war
aware of
the
F.AP
optic. in explaining the Carrier's policy a
the
hewing,
Tam
testified (Ty. 20) that "the employee cart also join the -A3. pmgram."
SBA
loco,
Award
as
R. Jefferson
Page 3
Claimant shall therefore be permitted to return to service without loss of seniority.
However, in that substantial evidence shows that Claimant was made aware in earlyAugust 1987 that he would be receiving a letter from Tam detailing the circumstances
surrounding his failure to pass the return-to-duty drug test and
further given
that Claimant
took no concrete affirmative steps to obtain a copy of that letter (i.e., such as contacting the
Post Office for forwarding purposes concerning the letter after Claimant learned that the
Cagier did not have his correct address or requesting Tam or another Carrier official to
forward a copy of that letter to his new address), reinstatement shall be without
compensation for time lost. As a further condition of reinstatement, within 30 days of the
date of this award, Claimant shall be required to pass a return-to-duty physical including a
drug test. However, since thin record does not demonstrate that Claimant was informed of
his option to enter the F.AP prior to his retest under the Carrier's drug testing policy, rather
than submitting to a drug teat within 30 days of the date of this award, Claimant shall have
the option to enter the EAP within 30 days of the date of this award. Should he choose to
do so, the arms of the Carrier's drug testing policy for employees choosing that course
shall thereafter appiy.4
AWARD
Claim sustained in part Claimant shall be permitted to return to service without
leas of seniority. Reinstatement shall be without compensation for time lost and shall
further be conditioned upon successful passage of a return-to-duty physical including a
drug teat to be taken by Claimant within 30 days of the date of this award. Additionally,
rather than submitting to a drug test within 30 days of the dart: of this award, Claimant shall
4
-Whether the pivots! date far computing the 30 day period for retesting under the Caaier'a policy is
the dace the test results were known a the date of the Curia's letter is not a determinative question in this
matte and is one that need not be decided in this cue.
At
no time did Claimant in this case ever appear for
a retest
Further, given that the thrust of the invdtigatim concerned the circumstances surrounding the
instruction to submit to a retest and the validity of the dmg test results were not specifically raised at the
investigation, the Organization cannot now attack the validity of those tests. Cf. Award 21,
supra.
SBA 1020, Award 24
R. Jefferson
Page 6
also have the option to enter the EAP within 30 days of the date of this award. Should
Claimant choose to enter the EAP, the terms of the Carrier's drug testing policy for
employees choosing that course shall thereafter apply.
E
04
dwin H. Benn
Neutral Member
-~.~'~:it-.~-
12
ZJLJOA
~. D. Miller J. . am ll
Carver Member Organization ember
Chicago, Illinois
,
. 1990
~_ .
AWARD NO. 24
CASE NO. 24
SPECIAL
BOARD OF
ADJUSTMENT NO.
1020
PARTIES ) AMTRAK SERVICE WORKERS COUNCIL
TO )
DISPUTE ) NATIONAL RAILROAD PASSENGER CORPORATION
SUPPLEMENTAL AWARD.
In this Board's initial award, the following remedy was formulated:
Claim sustained in part. Claimant shall be permitted to return to
service without loss of seniority. Reinstatement shall be without
compensation for time lost and shall further be conditioned upon
successful passage of a return-to-duty physical including a drug test
to be taken by Claimant within 30 days of the date of this award.
Additionally, rather than submitting to a drug test within 30 days of
the date of this award, Claimant shall also have the option to enter
the EAP within 30 days of the date of this award. Should Claimant
choose to enter the EAP, the terms of the Carrier's drug testing
policy for employees choosing that course shall thereafter apply.
By letter dated October 4, 1990 the Carrier, on behalf of the parties, advised us that
Claimant opted to take the physical examination including a drug screen rather than enter
the EAP and successfully passed. The Carrier further advised us that Claimant:
... has returned to active service; however, the parties are in
disagreement as to the claimant's status under Amtrak's Drug and
Alcohol Policy. It is Amtrak's position that since claimant was
subject to quarterly testing prior to the incident which resulted in his
dismissal, he should now be subject to quarterly testing for a new
two year period. This is consistent with [this Board's] decision in
Award No. 36 involving claimant W. J. Wright.
It is the Organization's position that since claimant Jefferson
tested clean on his return-to-duty drug screen and because of the
difference in wording between Award No. 24 and 36 he is no longer
subject to the two year quarterly testing.
As fully set forth in our award, Claimant was tested for drugs in accord with the
Carrier's return-to-duty drug testing policy which policy was found valid in our Award 21.
Claimant failed that initial test and did not take a second drug test within the 30 day time
frame called for in the policy. As a result, Claimant was dismissed from service. This
SBA 1020, Award 24
R. Jefferson (Supplemental)
Page 2
Board nevertheless permitted Claimant to submit to a re-test or enter the EAP because the
evidence did not demonstrate that Claimant knew or was made aware of his options under
the Carrier's return-to-duty drug testing policy.
Because Claimant initially failed the return-to-duty drug test, he became subject to
the provisions of the Carrier's return-to-duty drug testing policy at the time he first
provided a positive sample. The policy specifically states that:
An employee who has tested positive for drugs and is returned to
service after achieving a negative test result shall, as a condition of
being returned to service, be subject to testing for drugs and/or
alcohol by breath or urine sample, at least once each calendar quarter
for a period of two years. If the employee tests positive for the
presence of drugs or alcohol during such subsequent tests, or during
any future return-to-work or periodic physical, the employee shall
be subject to dismissal and shall not be entitled to enter the EAR
Our award merely gave Claimant the ability to re-test under the Carrier's policy.
Therefore, since Claimant provided a negative urine sample after the award issued, he
nevertheless remains subject to the policy's quarterly testing requirement. Consistent with
the Carrier's position in this matter and in accord with the policy, the quarterly testing
requirement shall run for a period of two years after his return to service.l
,..--,
Edwin
H. Berm
Neutral Member
L. er ampCarrierMember Organizationtuber
Chicago, Illinois
November 15, 1990
1 It is therefore unnecessary to rely upon the remedy formulated in Award 36.