SPECIAL BOARD OF ADJUSTMENT NO. 1048
AWARD N0.126
Parties to Dispute:
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
AND
NORFOLK SOUTHERN RAILWAY COMPANY
Statement of Claim:
Claim on behalf of R. L. Thomas for reinstatement to service with seniority, vacation and
all other rights unimpaired and pay for time lost as a result of his dismissal from service
following a formal investigation held on May 31, 2002, in connection with his failure to
comply with the Carrier's drug policy and failure to follow the instructions of the
Medical Director as a result of providing a urine specimen on May 7, 2002, which tested
positive for cocaine.
(Carrier File MW-DEAR-02-24-LM-079)
Upon the whole record and all the evidence, after hearing, the Board finds that the parties herein are
carrier and employee within the meaning of the Railway Labor Act, as amended, and this board is duly
constituted by agreement under Public Law 89-456 and has jurisdiction of the parties and subject matter.
This award is based on the facts and circumstances of this particular case and shall not serve as a
precedent in any other case.
AWARD
After thoroughly reviewing and considering the record and the parties' presentations, the Board finds that
the claim should be disposed of as follows:
Rule 30 of the controlling Agreement provides:
(a) An employee who has been in service more than sixty (60) calendar days shall not be
disciplined or dismissed . . .without a fair and impartial investigation .... At such investigation
he may be assisted by duly authorized representatives . ...
An employee required to attend a discipline investigation will be given not less than ten (10)
days' advance notice, in writing, of the date of the investigation which shall set forth the precise
charge against the employee with a copy to the duly authorized representative ....
Claimant's duly authorized representative was Paul R. Baird, General Chairman for the NKP Federation.
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Carrier did not send a copy of the investigation notice to Mr. Beard. Instead, Carrier sent copies of the
notice to Perry Geller and Jedd Dodd, General Chairman of the Consolidated and Pennsylvania
Federations. Plainly, Carrier did not comply with Rule 30 when it failed to send notice to Claimant's
duly authorized representative.
Carrier's failure to comply with the notice requirements of Rule 30 was aggravated by the fact that
neither Claimant nor his representative attended the hearing, which was held in absentia. Although
Carrier clearly sent the notice to Claimant, as evidenced by the certified mail receipt in the record, there
is no evidence in the record as to what the Postal Service did with the notice. There is no return receipt
showing that Claimant actually received the notice, nor is there any documentation from the Postal
Service that the notice was undeliverable or that delivery was refused. Furthermore, it is clear from the
record that Carrier was aware of the appropriate representative who was entitled to receive the notice. At
the close of the hearing, the hearing officer remarked that Mr. Beard was not present and Carrier sent the
notice of discipline and transcript to Mr. Beard.
We cannot say from the record whether, if Carrier had properly notified Mr. Beard of the investigation,
Mr. Beard and Claimant would have attended or what defense they may have proffered. Under these
circumstances, we think it is clear that Claimant was prejudiced by Carrier's failure to provide notice to
Claimant's duly authorized representative and the claim must be sustained. Claimant is to be reinstated to
service with seniority and benefits unimpaired. Claimant's entitlement to compensation for time held out
of service is dependent on whether he has satisfied the DARS rehabilitation requirements. Claimant's
return to service is subject to the DARS program's requirements and conditions, as existed on the date of
his dismissal.
M. H. Malin
Chairman and Neutral Member
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D. artholomay ~ D. L. Kerby
Organ' anon Member Carrier Member
Issued at Chicago, Illinois on December 16, 2003
SPECIAL BOARD OF ADJUSTMENT NO. 1048
AWARD N0.126
Parties to Dispute:
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
AND
NORFOLK SOUTHERN RAILWAY COMPANY
Interpretation No. 1
In an Award issued by the Chair on December 16, 2003, but executed by the other members ofthe Board
in January 2004, we sustained the claim as follows:
We cannot say from the record whether, if Carrier had properly notified Mr. Beard of the
investigation, Mr. Beard and Claimant would have attended or what defense they may have
proffered. Under these circumstances, we think it is clear that Claimant was prejudiced by
Carrier's failure to provide notice to Claimant's duly authorized representative and the claim must
be sustained. Claimant is to be reinstated to service with seniority and benefits unimpaired.
Claimant's entitlement to compensation for time held out of service is dependent on whether he
has satisfied the DARS rehabilitation requirements. Claimant's return to service is subject to the
DARS program's requirements and conditions, as existed on the date of his dismissal.
The Organization has returned to the Board seeking an Interpretation of the Award that Claimant is
entitled to compensation for time held out of service from May 7, 2002, through his return to service on
October 5, 2004. For the reasons developed below, we reject the Organization's request but find that
Claimant is entitled to compensation for 40 hours at the straight time rate.
Claimant was dismissed following an investigation that resulted from his providing a urine specimen that
tested positive for cocaine on May 7, 2002. In Award No. 126, we found that Carrier violated Rule 30 of
the Agreement by failing to provide Claimant's duly authorized representative notice of the investigation,
a procedural error that we found prejudiced Claimant's right to a fair investigation. We sustained the
claim but conditioned Claimant's reinstatement and entitlement to compensation for time out of service
on his completion of the DARS program because, in light of his record of substance abuse, Claimant
would not be qualified to return to service unless and until he completed the DARS program.
The Organization argues that Claimant is now entitled to compensation dating back to May 7, 2002, the
date he was initially withheld from service, because he completed the DARS program on September 14,
2004, thereby satisfying the condition specified in our Award. The Organization's argument
misconstrues our Award. Claimant did not become eligible for reinstatement or compensation until he
completed the DARS program. Completion of the DARS program did not entitle him to compensation
for the period he was not qualified to work.
Any entitlement to compensation for time out of service thus turns on whether Carrier was responsible
for the delay in Claimant's return to service. Claimant completed the DARS program on September 14,
2004, was released by Carrier's Medical Department on September 15, 2004, received a return-to-work
physical on September 30, 2004, and returned to service on October 5, 2004. The overwhelming bulk of
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the delay in Claimant's return to service between the execution of our Award and October 5, 2004, was
due to the length of time it took Claimant to complete the DARS program. This was due to Claimant's
lack of a telephone during much of this period which impeded his counselor's ability to contact him and
to Claimant's failure to comply with various aspects of the program. Claimant's lack of a telephone was
due to his severe financial problems and his failure to comply with various aspects of the program was
due to his being on the road working as a truck driver. We certainly are sympathetic to the situation in
which Claimant found himself, but the difficulties he encountered do not provide a basis for attributing
the delay to Carrier.
On the other hand, there is no explanation in the record as to why Claimant was not given a return-towork physical until September 30, 2004. Under the circumstances, we find that a small part of the delay
may be attributable to Carrier and therefore award Claimant compensation of one week's pay, i.e. 40
hours at his straight time rate.
M. H. Malin
Chairman and Neutral Member
Issued at Chicago, Illinois on May 11, 2006