SPECIAL BOARD OF ADJUSTMENT NO. 1112
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES,
Vs.
BURLINGTON NORTHERN &
SANTE FE RAILWAY CO.
CASE # 82 - AWARD #83 - Michael G. Fox
[Level S 30 Day Record Suspension]
Dennis J. Campagna, Esq., Referee
William A. Osborn, Carrier Member
Roy C. Robinson, Organization Member
BACKGROUND
A. Special Board of Adjustment #1112
This Special Board of Adjustment was created pursuant to the provisions outlined in a
Memorandum of Agreement ("MOA") between the Carrier and the Organization dated
September 1, 1982. Appeals reviewed under this MOA are expedited, and the Award
resulting from any appeal, bearing only the Referee's signature, is considered "final and
binding" subject to the provisions of the Railway Labor Act.
B. The Appellant
Michael G. Fox, the Appellant at issue, was employed by the Burlington Northern Santa
Fe Railway Company (Carrier) on September 7, 1979 as a Trackman. He was dismissed
from his employment on March 18, 1994, and subsequently reinstated on May 13, 1994.
At the time of the incident that occurred on October 1, 2004, the Appellant worked as a
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truck driver/Section Foreman in Wenatchee, Washington. The Appellant is represented
by the Brotherhood of Maintenance of Way Employees.
C. The Charge at Issue
On or about December 8, 2004, following an Investigation conducted on November 11,
2004 by Don Karls, Trainmaster and Conducting Officer, the Appellant was charged with
a violation of Maintenance of Way Safety Rule S-1.2.3 (Alert and Attentive) when on
October 1, 2004, the Appellant struck a vehicle that was stopped in front of him at a
street light at the intersection of Maiden Lane and Wenatchee Avenue. The Carrier seeks
to impose a 30-day Level S Suspension as a result of the Appellant's alleged failure to
comply with the foregoing Rule.
D. Facts Gathered from the November 11. 2004 Investigation
On November 11, 2004, a formal investigation was conducted by Mr. Don Karls, BNSF
Trainmaster from Spokane, Washington, who served as the conducting officer. At all
times during the investigation, the Appellant was represented by Robert (Bob) Osler,
Vice General Chairman, BMWE. The record created at this formal investigation
established that:
· On October 1, 20041,Charles ("Chuck") Christ, Roadmaster and the Appellant's
immediate supervisor, received a phone call from Roger Dunn who informed him
of the accident involving the Appellant. The Appellant told Mr. Christ that when
he tried to stop at the intersection, he noticed that there were "[n]o brakes and he
couldn't stop, struck the vehicle." (TR 11) Mr. Christ described the intersection
as consisting of two lanes, and a third lane dedicated to a left turn. Appellant was
in the center lane at the time of his accident. (Id.)
All dates noted herein occurred in calendar year 2004 unless otherwise noted.
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a.
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On the week following the accident, Mr. Christ inspected the truck driven by the
Appellant, described as a
1995
Ford Crew Cab, Four Wheel Drive Hyrail
(meaning that the truck is capable of traveling on the roads as well as on the
railroad track rails). (TR 11-12) Mr. Christ testified that the Truck was parked at
Lloyd's Truck Center. He spoke with an individual named Bob, who indicated
that following their inspection of the Truck's master cylinders, brakes, brake
shoes and pads, hoses "and so forth", Lloyd's "[d]idn't find anything wrong with
the brakes." (TR 12) Moreover, Mr. Christ noted, this Truck has a "double
master cylinder", meaning that if one of the master cylinders fail, the other master
cylinder would engage. Lloyd's could find nothing wrong with the double master
cylinder system. (TR
19)
Mr. Christ testified that during his inquiry of the
Appellant, the Appellant told him that the brake pedal went to the floor. (TR
34)
During his testimony, Jamie Sandoval, a truck driver in his own right, and
passenger in the Appellant's Truck at the time of the accident, agreed. (TR
36,
39)
However, when Mr. Christ took the Truck for a test drive, the brake pedal did
not go to the floor, but went down far enough to stop the vehicle normally. (TR
34, 36)
The inspection report from Lloyd's Auto & Truck noted: "Inspect brakes -
[driver] involved in [motor vehicle accident] and stated that brake pedal went to
floor - found no leaks - brake at 20% remaining on [front] and
50%
on rearmaster full and no leaks - booster working correctly." (Exhibit D, page 2)
Mr. Christ testified that he drove the truck, taking some back roads "[a]nd drove it
quite a bit you know thinking maybe I'd find something wrong but I didn't take
any exceptions to the stopping it seemed to stop fine." (TR 12)
Notwithstanding the lack of any findings by Mr. Christ or Lloyd's, a repair
consisting of the replacement of the Master Cylinder was performed on the truck.
Mr. Christ explained the reason for this repair: "After I drove the truck and I
went back to the shop and I didn't take any exception to anything. And I talked to
Mike Fox and later that day . . . Mike thought that we should have something
done to the truck. `Cause he felt that he told me that something will happen again
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to the you know maybe not today, tomorrow but something will happen. And I
felt that hey Mike wants us to do something to the truck, I didn't take any
exception with the truck when I drove it but . . Mike's empowered and for to
show him good faith yeah I went back to the shop and I talked to them. I said hey
is there anything we can do to this vehicle you know and they thought about it
well we could start with the actual I believe the name was actuator and I said let's
go ahead and replace that cause the guys Mike's refusing to drive it so they
replaced that and they're driving it now." (TR 13, see also TR 16)2
During his examination, the Appellant testified that he didn't see the vehicle in
front of him brake due to the lack of any visible brake lights. He watched the
vehicle in order to determine if it was going to stop at the light, and in the process,
"slowly started applying the brakes more and more and more the entire time the
vehicle was never slowing down. And I kept slowly applying more and more
pressure and finally the car did stop at the light and I applied the brakes until they
stopped and they did absolutely nothing.
The brake pedal didn't go to the floor
the pedal only went about as far as it should of but the brakes didn't work.
Immediately I hollered out Jamie no brakes." (Emphasis added) The Appellant
testified that he looked to the right and left but was unable to move to either lane
due to the fact that both lanes were occupied with traffic. He also testified that he
did not use the emergency brake, or attempt to shift to a lower gear. (TR 21) The
Appellant estimated his speed at the time of the incident as approximately 30
MPH. (TR 22)
Jamie Sandoval, Appellant's passenger at the time of the accident, testified that he
recalled the incident and the Appellant yelling to him that he had no brakes. (TR
37) Mr. Sandoval testified that while he and the Appellant anticipated that the
vehicle directly in front of them would not stop for the signal ahead, electing
instead "[t]o run a yellow light", he testified that "[a]ll of a sudden [she] stopped
by then that's when." (Id.) Finally, Mr. Sandoval testified that while he was the
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Exhibit D shows that the Master Cylinder on the Truck was replaced.
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only eyewitness to the accident, no BNSF agent questioned him about the incident
as part of the investigation. (TR 40)
DISCUSSION
A. The Role of the Referee in the Instant Matter
Pursuant to the Memorandum of Agreement between the parties dated September 1,
1982, the role of the Referee in this matter is three-fold:
1. To determine whether there was compliance with the applicable
provisions of Schedule Rule 40;
2. To determine whether substantial evidence was adduced at the
investigation to prove the charge at issue, and
3. To determine whether the discipline was excessive.
B. The Organization's Issue Regarding Compliance With Rule 40
During the formal investigation, Mr. Osler maintained that in his opinion the
Investigation was not conducted in a fair and impartial manner, but stated no specific
reasons to support this opinion.
Following a careful review of the record in this case, it cannot be said that the Carrier
deprived either the Appellant or the Organization the opportunity to call and examine
witnesses, or the right to introduce relevant evidence of its own choosing. Indeed, the
Appellant himself acknowledged that he had an opportunity to review all exhibits and
question all witnesses. (See TR 46) Accordingly, it is the determination of this Referee
that the Carrier has complied with Rule 40 in this matter.
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C. Substantial Evidence Exists to Support the Instant Charge
Initially, this Referee notes that he sits as a reviewing body and does not engage in
making de novo findings. Accordingly, I must accept those findings made by the Carrier
on the Property, including deternunations of credibility, provided they bear a rational
relationship to the record. In the instant matter, it is apparent that the Carrier made its
credibility determination against the Appellant, and I find that its decision to do so was
supported by the record.
Turning now to the merits of the Charge, the Carrier maintains that the Appellant, by his
actions on October 1, 2004, failed to adhere to the foregoing Maintenance of Way Safety
Rule 1.1.2, "Alert and Attentive". I find, on the basis of this record, that substantial
evidence exists to support these charges. In this regard, the record evidence supports a
fair conclusion that it is more conceivable than not that the Appellant proceeded in
anticipation that the vehicle in front of him would not stop for the signal that was yellow
at the time, but once he became aware of the fact that the vehicle would in fact stop, it
was too late for him to do so.
The Appropriate Penalty
Having found and concluded that there is substantial evidence in the record to support the
charges at issue, there remains a question as to the appropriate penalty. In this regard, the
Carrier seeks to impose a Level S 30 Day Record Suspension. As an initial matter, it
should be noted that where, as here, substantial evidence exists to support the charges at
issue, it is well accepted that the proposed penalty as suggested by the Carrier will not be
disturbed unless it is arbitrary or capricious, or simply too harsh to fit the offense. I
cannot find on the basis of this record that the penalty sought to be imposed by the
Carrier was arbitrary, capricious or too harsh.
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S8A IIIA.
CONCLUSION AND AWARD
Given the foregoing discussion and analysis, it is the determination of this Referee that:
1. The Carrier has substantially complied with Rule 40;
2. Substantial evidence exists to support the charges at issue, and
3. 1 find the penalty imposed by the Carrier, consisting of a Level S 30-Day
Record Suspension to be, under the circumstances of this case, just and
reasonable.
Dated nnis . C agn e
o. 1112
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