Special Board of Adjustment No. 1112
Parties to Dispute
Brotherhood of Maintenance of Way )
Employees' Division/IBT )
vs ) Case 88/Award 89
Burlington Northern Santa Fe )
Railway Company )
Statement of Claim
Appeal of discipline of dismissal assessed employee Kathy 1. Pinto on February 9,
2005.
Background
On November 24, 2004 the Claimant to this case, Kathy 1. Pinto, was advised by
the Carrier to attend an investigation in order to determine facts and place responsibility,
if any, in connection with her alleged failure to comply with instructions about her
medical condition prior to the date of November 19, 2004 in accordance with a letter to
that effect sent to her by the Carrier on November 5, 2004.
After postponements an investigation was held on January 12, 2005. The Claimant
was advised on February 9, 2005 that she had been found guilty as charged. She was then
advised that she was being dismissed from service of the Carrier for violation of Rule
1.13 of the Maintenance Operating Rules, effective October 31, 2004.
On March 16, 2005 the Claimant appealed the discipline in accordance with
Section 6
sM
of an arbitration agreement signed on July 29, 1998 between the Carrier
Ss k Ills.
2
and the Organization which created Special Board of Adjustment (SBA) 1112 under the
authority of the National Mediation Board. In accordance with the provisions of that
agreement this case is now properly before SBA 1112. The neutral member has been
granted final and binding powers to issue an Award on this case based on the criteria
outlined by the parties in accordance with Section 8 of the agreement creating SBA 1112,
and in accordance with Section 3 of the Railway Labor Act.
Discussion & Findines
Rule 40 of the parties' labor agreement is incorporated into this Award by
reference and in toto.
The BNSF policies applicable to this case are the following which are cited here in
pertinent part.
BNSF Maintenance of Way Operating Rule 1.13
Employees will report to and comply with instructions from supervisors who have
the proper jurisdiction. Employees will comply with instructions issued by
managers of various departments when the instructions apply to their duties.
On November 5, 2004 the division engineer in Denver, Colorado wrote the
following letter to the Claimant to this case which is cited here in pertinent part.
"Dear Ms. Pinto:
"The BNSF is committed to the safety and well being of each employee. Our
vision includes a work place where everyone is entitled to a rewarding job which
is free from unacceptable risk of injury and illness, and provides a sense of
community in which respect, trust and open communications exist.
"As your employer, we sympathize that you have been unable to work due to an
seA
1111
~Awd 8q
on-duty injury received on September 24, 2004. However, open communication
and the sharing of information is very important for facilitating optimal care,
treatment and timely return to full duty for employees who have experienced
personal injuries.
"I understand from our medical and environmental health (MEH) group that you
have not voluntarily provided the with requested medical information. At this
juncture, however, please understand that as your employer, the BNSF requires
this medical information regarding your injury for the following reason(s).
(Emphasis in original).
"The information provided by your physician/your time away from work
indicates that your unavailability is beyond a reasonable duration for an
injury of this nature --- according to national disability guidelines.
"We need to know when and in what capacity you will be able to return to
work so we can meet our manpower planning responsibilities. This entails
developing an individualized return-to-work plan, which can only be
responsibly accomplished by knowing specifically what your treatment plan
and physical/functional capabilities are, as well as specific restrictions and
pertinent time factors for anticipated work ability status changes.
"To allow us to identify appropriate existing vocational/developmental
opportunities to assist you in locating alternative work.
"As such you are required to have a physician provide the information listed
below, and submit it to Aimee Uhrig, MCM: P.O. Box 6141, Lincoln, Nebraska
68506, FAX 866-870-0921.
1. Diagnosis of the medical condition/s for which you are currently being
treated.
2. Treatment plan or treatment being received.
3. An approximate length of time that this treatment will continue.
4. Your current functional level -- along with your current functional
restrictions.
"You have the option to complete the enclosed medical release forms, whereby a
BNSF medical team member can contact your physician and make the above-cited
inquiries on your behalf.
"The BNSF needs to receive the information required above no later than
s9k ilia.
November 19, 2004. Your failure to provide the information will be considered as
misconduct and may be handled as a disciplinary matter for failure to comply with
instructions."' (Emphasis in original)
There is information in the record to show that this letter was sent by certified mail and
that it arrived at the Claimant's address in Moorcroft, Wyoming.
This letter was written to the Claimant as a result of a Physician Activity Status
Report sent to the Carrier by a physician who saw the Claimant on September 24, 2004.
That Report states that the Claimant suffered "lumbar strain", and "sprain of unspecified
site of shoulder and upper arm". The Claimant was approved to return to work on that
same day with restrictions. Those restrictions included: "no repetitive lifting over 5 lbs.;
no bending greater than 0 times per hour; no pushing and/or pulling over 10 lbs. of force;
and no reaching above shoulders.".
2
This report states that prescription medication was
dispensed to the patient without specifying what that was. According to this report it also
projected an "...anticipated date of maximal medical improvement..." to be October 31,
2004.
On September 24, 2004 the Claimant signed an authorization to release medical
information.
Although the Carrier did not have this information on November 5, 2004 when it
wrote the letter cited in the foregoing to the Claimant, the record before the Board in this
case also shows that on October 28, 2004, or some 30+ days after the Claimant suffered
'Record Exhibit A.
ZRecord Exhibit C.
s(6k 1110%
Bawd 89
5
an on-the-job injury, she was admitted for two days to a hospital in Gillette, Wyoming
with principal diagnosis being a "major depressive affective disorder, single episode, in
partial/unspecified remission".3 She was released from this hospital on October 30, 2004.
This document was provided to the Carrier, as far as the Board can determine, only after
the Claimant had been charged with violation of Rule 1.13.
Testimony at the investigation by the road master to whose territory the Claimant
was assigned is that the letter of November 5, 2004 was sent to her because the Carrier
was not getting any medical information from the Claimant about the on-duty injury that
she sustained on September 24, 2004 outside of the original report sent by the doctor after
examining her on that day.
There is some discussion in the record with respect to whether the November 5,
2004 letter was received by the Claimant. It was. The hard copies of computerized
tracking data produced by the postal service are somewhat difficult to decipher, as the
Claimant's union representative states at the investigation, but that data warrants
conclusion that the letter in question was indeed delivered and received.
The Claimant does not deny that she received the letter. She just states at the
investigation, in testimony that is evasive at best, that she does not "...remember that
letter at all...".. If the Claimant had not received the letter, the Board can but opine, she
would have explicitly testified to that effect. In fact, she implies a bit further on in her
3Record Exhibit G.
SisA I1)
a,
Awd 89
6
testimony that she did receive the letter. But then states, in a bit more of evasive
testimony, that she did not remember when she got the letter, and that it "...didn't make
sense to me...".
The record shows that the Claimant did not come back to work from the date of
September 24, 2004 through the date of the investigation which was held on January 12,
2005. The evidence also shows that the Claimant never went back to any of the
physicians at the Concerna Medical Center in Fort Collins, Colorado after her initial visit
there on September 24, 2004 after her on-the-job injury.
When the Claimant was asked at the investigation what she did with the forms
contained in the November 5, 2004 letter that she was asked to fill out in order that the
Carrier's medical staff assist her in obtaining information on her status, she responded at
the investigation that she did not remember what she did with those forms.
The narrow issue before the Board in this case centers on the alleged violation of
Rule Rule 1.13 by the Claimant because she did not follow instructions when she did not
respond to a Carrier's request to provide medical information on her status after an injury
sustained by her on-the-job on September 24, 2004. As a result of that injury the
Claimant was put back-to-work with restrictions. She was also asked to return for followup appointments. She never returned to work. She never met any of the appointments. For
all practical purposes, she disappeared as an employees of this Carrier.
The letter sent to her on November 5, 2005 was a reasonable response by this
employer to try and figure out what was going on. Obviously, neither this employer nor
66k 111
a.
AL46
8q
any other can operate effectively if employees have on-the-job injuries, are treated, refuse
to honor follow-up medical appointments, and then just disappear. This is the background
to the narrow issue here before this Board in this case. This case is not comprehensible
without being put in this context.
There is no question that the Claimant did not respond to the November 5, 2004
request for medical information. She tries to imply at the investigation that she may not
have gotten it. Then she states that she did but did not remember when she got it. Then
she testifies that she did not fill out the forms in that letter because she does not
remember what she did with them. Then she states that the letter, which is about as clear
as a letter on these matters can get, made no sense to her.
The Claimant's testimony is replete with convenient forgetfulness. At some points
it is simply evasive. There is insufficient information of record, nor does the Claimant
provide any which was her right at the investigation, to warrant conclusion that all of this
forgetfulness, and indeed evasiveness in her testimony, is caused by some other condition
not related to what happened to her in the first place on September 24, 2004. The Board
does not discount that the record suggests that there were other issues at stake witnessed
by the Claimant's hospitalization for two days in late October of 2004. But the
information and evidence is far too tenuous to permit conclusions that this is why the
Claimant did not respond to the simple set of clearly enunciated requests found in the
Carrier's November 5, 2004 letter to her. On the face of it, there were reasons why the
Claimant may not have wanted to respond, which is not the same as not being able to
S 6N 111
a..
~AWd g°1
8
respond, to this letter: she had refused to cooperate with all other obligations related to
both medical appointments and her retain to work since September 24, 2004.
Upon the record as a whole conclusion is warranted that the Claimant was guilty
as charged. On basis of evidence of the type permissible in forums such as this the claim
must be denied on merits. Arbitral rulings are based on substantial evidence. This type of
evidence has been defined as such evidence "...as a reasonable mind might accept as
adequate to support a conclusion...".' As moving party to this case the employer has
sufficiently borne its burden of proof.' The discipline assessed by the Carrier, in view of
other information in the file on this relatively short-term employee, was neither arbitrary
nor capricious.
Award
The claim is denied.
Edward L. Sunhup, Chair &
Neutral Member
Date:
~'4
'- ,~c `~
' _Consol. Ed. Co. vs Labor Board 305 U.S. 197, 229. See also Second Division 6419, 8130; Public
Law Board 5712, Award 4 inter alia
SSee Second Division 5526, 6054; Fourth Division 3379, 3482; Public Law Board 3696, Award 1
inter
alia.
Also Special Board of Adjustment 1112, Award 85.