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SPECIAL BOARD OF ADJUSTIvlENT NO. 894
AWARD NO. 1637
CONSO IDATED All O PO ATION
VS.
BROTHERHOOD OF LOCOMOTIVE ENGINEFRS
STATFMFNT OF CLAIM: System Docket No. CRT- I 9772-D -
Philadelphia Division Case - Appeal of
Engineer J. V. Gautieri of the discipline of
"Dismissal" assessed in connection with the
following:
Your willful disregard of public and personal
safety, federal law and Conrail rules when you
did not conduct nor require the required brake
tests be done during your tour of duty on job
WPCA-29 which registered on August 14, 22,
23 and 28, 1994 and numerous other occasions
as stated in your own testimony in a deposition
conducted on May 20, 1997. This was brought
to the attention of Transportation
Superintendent Kovar on June 12, 1997.
We request Appellant to be paid for all time
lost as a result of this incident, his benefits be
'SBA No. 894
Award No. 1637
Page No. 2
restored and the discipline be expunged from
his record.
STATEMENT OF FACTS: Mr. J. V. Gautieri (hereinafter claimant)
entered the service of the carrier as an engineer, and acquired seniority on
the Seniority District "G" Roster of Engineers, effective July 6, 1978.
On May 20, 1997, Engineer Gautieri gave testimony in a deposition
taken at the offices of a law firm located in Pennsauken, New Jersey. His
deposed testimony, given under oath, focused on facts surrounding an
alleged injury (severed leg) to a trespasser, which occurred on August 15,
1994, while Mr. Gautieri was employed and operating as the engineer on
Traveling Road Switcher WPCA-29. In his testimony Gautieri stated that
on August 15, 1994, and on numerous other dates both before and after
August 15, 1994, he worked as the engineer on WPCA-29 with the same
Conductor, Ernie Hauser. On each date that he worked the assignment,
which was home-terminaled out of Camden, NJ, Engineer Gautieri and
Conductor Hauser would service industries and pick up and set out cars at
locations such as Delanco, West Burlington, Florence and Fieldsboro.
Gautieri stated that the trip to these locations formed a loop, and that he and
SBA No. 894
Award No. 1637
Page No. 3
Conductor Hauser would first set off cars at these intermediate points and
then pick up cars on the return trip, stopping at each of the same locations.
Gautieri further testified that at each location where cars were set off, or
picked up,
he and his conductor knowingly failed to conduct brake tests to
their train required by Federal law and by Conrail NORAC and Air Brake
Rules.
A copy of the printed deposition taken was provided to Philadelphia
Division Transportation Superintendent Kovar on June 12, 1997. As a
result of the statements and admissions contained therein, Gautieri was
notified to attend a formal investigation in connection with the following
charge:
"Your willful disregard of public and personal safety, federal law and Conrail
rules when you did not conduct nor require the required brake tests be done during
your tour of duty on job
WPCA-29
which registered on August
14, 22, 23
and
28,
1994
and numerous other occasions as stated in your own testimony in a
deposition conducted on May
20, 1997. This
was brought to the attention of
Transportation Superintendent Kovar on June
12, 1997.
Rules that may apply:
NORAC D, F, N, S, 70, 950, 951, 956, 960
and
EC-99,13,
10.2.4
and Federal Rule CFR
49.232.13."
In addition to the Notice of Investigation, Gautieri was also notified by
separate letter that his Locomotive Engineer Certificate was suspended
SBA No. 894
Award No. 1637
Page No. 4
because his actions on the cited dates may have violated 49 CFR Part 240 of
Federal law.
The investigation was held on July 29, 1997. We would note
parenthetically that prior to the date on which Gautieri gave his deposition,
and continuing to the date of the hearing before this Board, claimant has
remained dismissed on an unrelated charge, which is also under review by
another board. Following the formal investigation, Gautieri was notified by
Form G-32, Notice of Discipline, dated August 8, 1997, that he was
dismissed in all capacities.
The dismissal was appealed pursuant to Article G-m-11 (k) of the
BLE Agreement by the BLE District Chairman in a letter to the Senior
Director-Labor Relations dated August 25, 1997. A conference was held on
September 4, 1997, to discuss the procedural and merit-based objections to
the disciplinary action taken. The Senior Director-Labor Relations, by letter
dated September 17, 1997, denied the appeal of discipline. Failing to reach
a mutually satisfactory settlement the dispute was thereafter timely
submitted to this Board for final adjudication.
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FINDINGS: Under the whole record arid all the evidence, after hearing, the
Board finds that the parties herein are carrier and employee within the
meaning of the Railway Labor Act, as amended, and this Board is duly
constituted by agreement and has jurisdiction of the parties and subject
matter.
There being no material
factual
dispute, based on Engineer Gautieri's
sworn admission against interest,
our primary responsibility devolves into a
determination of the procedural propriety of the organization's Motion to
Dismiss. From the outset of the original investigation, and continuing
throughout the appeals process, the organization has objected to the
timeliness
of the carrier's charges, which are based on admitted violations
during calendar year 1994 (i.e.
more than seven
calendar days after the last
known actionable occurrence).
Article G-m-11 of the applicable collective bargaining agreement
provides in pertinent part as follows (emphasis added):
"An engineer directed to attend a fonnal investigation to determine his
responsibility, if any, in connection with an act or occurrence shall be noted in
writing within 7 days from the date of the act or occurrence or in cases involving
stealing or criminal offense ense within days from the date the Corporation becomes
aware of such act or occurrence."
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Award No. 1637
Page No. 6
Inasmuch as this collective bargaining agreement contains both.
expressed and implied rights and obligations it is akin to a commercial
contract and therefore must be interpreted subject to the general precepts of
contract law (Cox, Reflections Upon Labor Arbitration in the Ligh of he
Lincoln Mills Case, Arbitration and the Law, 12th Annual Meeting,
National Academy of Arbitrators: BNA Books, 1959). The law presumes
that both parties understand the import of their written agreement and that
they had the intention (meeting of the minds) which all their selected terms
manifest (12 American Jurisprudence, §27).
Counsel for the claimant resourcefully argues that a Board award,
which is based on the consideration of merits, would constitute a
"de facto"
change in the current agreement provisions. In support of such argument
we are cited to,
inter alia,
several awards issued by this Board under the
chairmanship of A. VanWart (e.g. SBA 894, Awards 1 and 46).
It is axiomatic that in order to qualify for
summary judgment,
in both
a judicial and arbitral forum, the official record must persuasively show that
there
is-no genuine issue as to any material fact,
and that the moving party
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Award No. 1637
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is entitled to judgment as a matter of (contract) law. Of course, the party
seeking summary judgment always bears the initial responsibility of
identifying those portions of the record which he believes demonstrate the
absence of any genuine issue of material fact. Furthermore, if there is a
factual dispute, the movant may still prevail if he can persuasively show
(legal) entitlement, assuming all material facts are either undisputed or
presumed to be as alleged by the respondent. .
If there is any aspect of the interpretation and adjudication process of
a labor agreement that compels strict construction, many courts, and the
majority of arbitration awards, consistently hold that it is in those
procedural portions of the grievance machinery which impose "time limits"
[Pressman's Union v. International Paper Co., 107 LRRM 2618 (Ct. App.
3rd Cir. - 1981)]. However, we recognize that other courts and arbitrators
have (conversely) stressed that it is inadvisable to be overly technical in. ,
language construction, when the net effect is to preclude an employee's
access to the grievance system r'orrest industries v-Woodworkers of
America, Local No. 3-436, 381 F2d 144 (9th Cir., 1967), Kent
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Page No. 8
Michigan. Department of Public Health; 75 LA 948 (Kruger, 1980),
Tennessee Dressed Beef Co., 74 LA 1229 (Hardin, 1980); National Park
Service, 72 LA 314 (Pritzker, 1979)].
Notwithstanding such divergent "case law", in this dispute it is
significant, if not pivotal, that the explicit limitation provisions described in
Article G-m-11 mandate that the carrier's limitation period expired at the
end of seven calendar days, measured from the occurrence, unless the
alleged act involved theft or other criminal act. The contract appears
explicit in regard to the time within such notice of investigation shall be
served, and the mandatory words selected by the drafters do not appear to
permit arbitral derogation. Such provision represents a condition
precedent to the carrier's initiation of disciplinary action.
Although counsel for the carrier resourcefully argues that the
collective bargaining agreement tolls the running of limitations where a
criminal act is involved, such procedural exception must be rejected for
want of sufficient proof. Although counsel refers this Board to a generic
legal definition of a criminal act, such argument ignores the critical
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Award No. 1637
Page No. 9
ingredient; a positive or negative act in violation of a penal law against a
state or federal authority (9 ALR 922). An examination of the record before
this Board reveals a void of any proven violation of a penal statute, of
which the claimant stands accused by the enforcingpublic authority.
Although we find such admitted deliberate omissions to be abhorrent, we
are not authorized to ignore the unambiguous contractual mandate.
AWARD: Claim sustained. Carrier is directed to implement this award
within 30 days of the effective date hereof.
/ Xk
DO . HAYS, Neutfal Member
SRFaa&ei,
- Disseyi ~
S. R FRIEDMAN, Carrier Member /~. W. R CZr anization Member
_.
March 27, 1998
DATE