BEFORE SPECIAL BOARD OF ADJUSTMENT NO. 924
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
and
CHICAGO & NORTH WESTERN TRANSPORTATION COMPANY
STATEMENT OF CLAIM: Claim of the System Committee of the
Brotherhood that:
1. The dismissal of H. E. Smith for alleged
violation of Rule G was without just and sufficient
cause, on the basis of an unproven charge, and in
violation of the Agreement (Organization File 4LF
2306D; Carrier File 81-89-118).
2. The Carrier violated the Agreement when it did
not timely notify the General Chairman of the
discipline imposed and provide a copy of the
investigation transcript as required.
3. As a result of either 1 or 2, H. E. Smith shall
be allowed the remedy prescribed in Rule 19 of the
June 1, 1985, Agreement.
FINDINGS:
Claimant H. E. Smith was employed by the carrier as a
trackman.
On April 20, 1989, the carrier notified the Claimant to
appear for a formal investigation in connection with the
following charge:
Your violation of Rule G. when you had illegal
drugs in your system while on duty on April 14,
1989. This is . . to notify you that you will be
held out of service pending investigation.
After two postponements, the hearing took place on May 30,
1989. On June 2, 1989, the Carrier notified the Claimant that he
was being dismissed from service effective that date for
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violation of Rule G. On July 24, 1989, the organization filed a
claim on the Claimant's behalf challenging his dismissal on the
grounds that the Carrier had made gross procedural errors in
dismissing the Claimant, i.e., issuing the dismissal notice 23
calendar days after the hearing (violation of Rule 19);
disciplining the Claimant for a rule violation on a date not on
the original notice of hearing; and disciplining the Claimant in
direct violation of Iowa Code. The Organization also claimed
that the dismissal of the Claimant was without merit on the basis
that the Carrier wrongfully tested the Claimant for drugs and
failed to prove that the Claimant indeed was in violation of Rule
G. The Carrier thereafter denied the claim stating the
procedural errors were corrected, that Iowa Code did not apply to
the Claimant as the incident occurred in Nebraska, and that the
Carrier had every right to test the Claimant as he was injured at
a Nebraska job site which, the Carrier asserts, may have been
caused by the Claimant's use of drugs. The parties being unable
to resolve the issues, this matter came before this Board.
This Board has reviewed the procedural arguments raised by
the Organization and we find them to be without merit.
With respect to the late issuance of the dismissal notice,
this Board finds that it was a violation of Rule 19, but that
that violation was a technical violation and not sufficient
enough to sustain this claim. The Claimant was not prejudiced by
the procedural error of the Carrier.
With respect to the difference in the dates, this Board
2
15~
finds that a typographical error caused the notice to indicate
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that the Claimant was dismissed for having illegal drugs in his
system on April 17, 1989, when the original notice of the charge
stated that he had illegal drugs in his system on April 14, 1989.
Once again, that typographical error was de minimus and did not
have any impact on the Claimant or his ability to process his
claim. It is not sufficient to sustain the claim.
With respect to the failure of the carrier to follow Iowa
state law, this Board finds that the alleged Rule G violation and
the accident took place while the Claimant was working in the
state of Nebraska and, therefore, Iowa law would not apply.
With respect to the merits, this Board has reviewed the
record and testimony in this case, and we find that there is
sufficient evidence in the record to support the finding that the
Claimant was guilty of a Rule G violation when the Carrier
discovered traces of marijuana in his urine after he was tested
subsequent to the accident in which he was involved.
The fact that the Claimant injured his finger while loading
a plate lifter was sufficient reasonable cause for the Carrier to
order him to take the urine test. The urine test demonstrated
that the Claimant had a metabolite of marijuana in his system.
Claimant also admitted that he had used marijuana the night
before.
Once this Board has determined that there is sufficient
evidence in the record to support the guilty finding, we next
turn our attention to the type of discipline imposed. This Board
will not set aside a Carrier's imposition of discipline unless we
3
find its action to have been unreasonable, arbitrary, or
capricious.
This Board has found on numerous occasions in the past that
a Rule G violation is sufficient cause to terminate an employee,
even on the first offense. This Board can find no basis upon
which to question the action of the Carrier in this case.
Therefore, the claim must be denied.
AWARD:
Claim denied,-
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AwA Igo
C ier M mb<
Dat
PETE MEYERS
Neut a Member
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LABOR MEMBER'S DISSENT
TO
SPECIAL BOARD OF ADJUSTMENT 924, AWARDS 149, 150 AND 151
(Referee Meyers)
The Majority erroneously ruled on the procedural argument
raised by the Organization when it held:
"With respect to the procedural issues raised by the organization, this Board finds them to be without merit. Although the
Carrier admits that it did not mail the transcript to the
General Chairman within the time limits required, that error
is not sufficient to sustain the claim. The Claimant's rights
were not at all affected by that delay, as he still had a
right to appeal his dismissal to this Board."
The requirements of Rule 19 are clear and unambiguous and in
pertinent part reads:
"(a) *** Decision will be rendered within ten (10)
calendar days after completion of hearing. ***
(b) When discipline is administered, copy of the
discipline notice and the transcript will be furnished
the employe and the General Chairman. Divisions will
issue transcripts to the General Chairman at the time the
discipline notices are issued to the employe, that is,
within 10 days of the hearing."
Prior to the inclusion of the last sentence of Rule 19(b) into
the Agreement, the parties entered into a letter of Agreement
involving the issuance of the transcript to the General Chairman.
This Board, with another Referee as Chairman, considered that
letter of Agreement and held:
qaL+-iso
"Section (b) specifically stipulates that a copy of
the discipline notice and transcript will be furnished
the employe and the General Chairman. The record also
contains a letter Agreement between the authorized
representatives of the parties dated February 21, 1980,
and which reads in pertinent part:
'You stated that you would advise me whether the
cases could be disposed of on the basis that the
divisions will issue transcripts to the General
Chairman at the time the discipline notices are
issued to the employe, that is, within ten days of
the hearing, and it appears that the divisions will
be able to comply with your request.'
The record is clear that the transcript of the
investigation that was conducted on November 3, 1982, was
not furnished to the General Chairman within ten days of
the hearing, as required by by (sic) the Letter Agreement
of February 21, 1980.
While we are always hesitant to dispose of claims or
disputes on technicalities, where the language of an
agreement is clear and unambiguous, we must apply it as
written. We will sustain the claim for difference
between trackman's rate and foreman's rate, where
applicable, for the one-year period following reinstatement in May, 1983." (Award 20 of Special Board of
Adjustment No. 924)
Rule 19 was considered by another Board and another Referee
and held:
"The record persuasively establishes that the Notice of
Discipline was typed on Thursday, April 12, 1979, within
the ten day limit. But the decision was not mailed until
Monday, April 16, 1979, apparently because of mail
backlog in Carrier's office due to the Easter holidays.
On those facts, the decision was 'rendered' for purposes
of the ten day requirements of Rule 19 (a) when it was
placed in the mail by Carrier. See Awards 3-12001 and 313219. The postage meter date on the envelope in which
Carrier mailed the decision is April 16, 1979. Clearly,
this is more than ten days from the completion of the
hearing on April 4, 1979. We have on other occasions
held that the time limits of Rule 19 are meaningful
provisions which must be strictly enforced. See PLB
1844, Awards 19, 28, 58, and 62. We shall sustain the
claim due to Carrier's violation of Rule 19(a), without
qaU-iso
"reaching the merits." (Award 79 of Public Law Board No.
1844)
A third Board has considered Rule 19 and held:
"*** The Carrier cannot justify delay in setting an
investigation date when they have sufficient information
and when the effect of the delay is to perfect their case
against an employee. To do so would gut the rule of any
meaning. The hearing officer at the hearing further
justified the delay by stating it was necessary to have
the Special Agent investigate Mr. Burns because of the
'seriousness' of the offense. Many offenses are serious
and the parties were certainly aware of this when giving
the Carrier up to 10 days to hold a hearing. Regardless
of the seriousness of the offense, where the Carrier has
'sufficient information' to believe an offense is worthy
of a disciplinary investigation they are obligated to act
within the 10-day limit. It is further noted that a
procedure for postponements once a hearing is scheduled
is provided for in Rule 19.
The burden on the Carrier is a heavy burden.
Further, we subscribe to the description of this burden
by Referee Eischen in Award 26, supra, when he stated:
'Where, as here, Carrier avers that the hearing was
held within ten calendar days of the ADME's knowledge of the alleged offense, then Carrier has the
burden of proving that fact, as well as the additional burden of showing good reason for any delay
in the ADME acquiring knowledge of the offense.
The latter point must be a required burden of proof
in such cases to vitiate the potential for unilateral manipulation of the negotiated time limits
if the ADME is negligently or even intentionally
kept in the dark about an alleged offense.'
We must also consider Carrier's argument that the
Claimant wasn't prejudiced in any way by the delay. This
is similar to the 'de minimus' (sic) argument made in
Award 62 of PLB 1844. It was stated:
'The case comes to us on a procedural/timeliness
issue stemming from the requirement of Rule 19
Discipline which reads as follows: "Decision will
be rendered within ten (10) calendar days after
completion of hearing". There is no getting around
the fact that in this case the decision was rendered one day late, i.e. on the eleventh calendar
0,a-q-(5-D
"day after the hearing. Carrier urges that this
error is de minimis and should not invalidate the
disciplinary action, but rather, at most, should
result in a reduction of the penalty by the one day
dereliction. In support of this approach Carrier
cites Award 3-21289. Analysis of that decision
persuades us that the approach taken therein was
limited to the peculiar facts of that case and is
without precedent value to us. The weight of
authority favors the position of the Organization
that time limits are to be construed strictly and
that they are two-edged swords which cut equally
whether to work a forfeiture against an employee or
to invalidate action taken by the employer. See
Awards 1-16366; 3-743; 3-2222; 3-21675; 3-21873; 321996, et al. Because of the patent violation of
Rule 19 we must sustain the claim but in so doing
we neither express nor imply any finding regarding
the merits or lack thereof in the substantive
claim.'
In view of the fact the hearing was not held in
compliance with the time limits of Rule 19, the claim
must be sustained without regard to the merits." (Underscoring in original) (Award 3 of Public Law Board No.
2960)
When the Carrier admitted the time limit violation, the bottom line
of the award should have read "Claim Sustained" periodl These
three awards are palpably erroneous and of no precedential value.
Respectfully submitted,
D. Bart~olomay
Laber