BEFORE SPECIAL BOARD OF ADJUSTMENT NO. 924
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
and
CHICAGO & NORTH WESTERN TRANSPORTATION COMPANY
Case No. 165
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STATEMENT OF CLAIM: Claim of the System Committee of the
Brotherhood that:
1. The dismissal of R. J. Humpal for alleged
violation of Rule G was without just and sufficient
cause, unsupported and capricious (organization
File 4LF-2309D; Carrier File 81-89-116).
2. The Carrier violated the Agreement when it did
not timely notify the
General Chairman
of the
discipline imposed and provide a copy of the
investigation transcript as required.
3. As a result of either 1 or 2, R. J. Humpal
shall be allowed the remedy prescribed in Rule 19
of the June 1, 1985, Agreement.
FINDINGS:
Claimant R. J. Humpal was employed by the Carrier as a
machine operator.
On April 24, 1989, the Carrier notified the Claimant to
appear for a formal investigation in connection with the
following charge:
Your violation of Rule G while you had illegal
drugs in your system while on duty on April 17,
1989.
After two postponements, the hearing took place on May 30,
1989. On June 2, 1989, the Carrier notified the Claimant that he
was being dismissed from service for violation of Rule G
effective that date. On July 24, 1989, the organization filed a
.SeA492V lqw&rd 151
claim on claimant's behalf challenging the Carrier's decision to
dismiss the Claimant, contending that the Carrier's ruling was
not rendered in a timely fashion, rendering the discipline
assessed the Claimant null and void; that the carrier had no
right to test the Claimant's urine since he had been exonerated
of the incident leading to the claimant's being required by the
Carrier to undergo testing; and that the Carrier failed to prove
a Rule G violation. Thereafter, the Carrier denied the
organization's claim and reaffirmed its position claiming that
the Claimant was in violation of Rule G and that the
organization's claim lacks support from schedule rules and
agreements. The parties being unable to resolve the issues, this
matter came before this Board.
With respect to the procedural issues raised by the
organization, this Board finds them to be without merit.
With respect to the question of whether or not there was
probable cause to test the Claimant for illicit drugs or alcohol,
this Board finds that there was because the Claimant was directly
involved in the accident at issue. Claimant was employed as a
machine operator and was a passenger on a Ballast Regulator that
was involved in a collision. Although the Claimant may not have
been personally responsible for the accident, he was not
sufficiently unrelated to the accident to preclude him from the
drug and alcohol testing which the Carrier requires after
incidents of that kind.
With respect to the merits, this Board has reviewed the
2
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evidence and testimony in this case, and we find that there is
sufficient evidence in the record to support the guilty finding.
The Claimant was subjected to a urinalysis and, as a result, a
metabolite of marijuana was found in his urine. The Carrier had
sufficient grounds to find him guilty of a Rule G violation.
Once this Board has determined that there is sufficient
evidence in the record to support the guilty finding, we next
turn our attention to the type of discipline imposed. This Board
will not set aside a carrier's imposition of discipline unless we
find its action to have been unreasonable, arbitrary, or
capricious.
This Board has found, on numerous occasions in the past,
that a Carrier has just cause to dismiss an employee for a Rule G
violation, even on the first offense. The record in this case
contains nothing upon which this Board can find that the
Carrier's action was unreasonable, arbitrary, or capricious.
Therefore, the claim will be denied.
AWARD:
Claim denied.
PETE R. EYERS
Neut al ember
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/ Carrier Member O anization Member
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LABOR MEMBER'S DISSENT
TO
SPECIAL BOARD OF ADJUSTMENT 924. AWARDS 149. 150 AND 151
(Referee Meyers)
The majority erroneously ruled on the procedural argument
raised by the Organization when it held:
"With respect to the procedural issues raised by the Organization, this Board finds them to be without merit. Although the
Carrier admits that it did not mail the transcript to the
General Chairman within the time limits required, that error
is not sufficient to sustain the claim. The Claimant's rights
were not at all affected by that delay, as he still had a
right to appeal his dismissal to this Board."
The requirements of Rule 19 are clear and unambiguous and in
pertinent part reads:
"(a) *** Decision will be rendered within ten (10)
calendar days after completion of hearing. ***
(b) When discipline is administered, copy of the
discipline notice and the transcript will be furnished
the employe and the General Chairman. Divisions will
issue transcripts to the General Chairman at the time the
discipline notices are issued to the employe, that is,
within 10 days of the hearing."
Prior to the inclusion of the last sentence of Rule 19(b) into
the Agreement, the parties entered into a letter of Agreement
involving the issuance of the transcript to the General Chairman.
This Board, with another Referee as Chairman, considered that
letter of Agreement and held:
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"Section (b) specifically stipulates that a copy of
the discipline notice and transcript will be furnished
the employe and the General Chairman. The record also
contains a letter Agreement between the authorized
representatives of the parties dated February 21, 1980,
and which reads in pertinent part:
'You stated that you would advise me whether the
cases could be disposed of on the basis that the
divisions will issue transcripts to the General
Chairman at the time the discipline notices are
issued to the employe, that is, within ten days of
the hearing, and it appears that the divisions will
be able to comply with your request.'
The record is clear that the transcript of the
investigation that was conducted on November 3, 1982, was
not furnished to the General Chairman within ten days of
the hearing, as required by by (sic) the Letter Agreement
of February 21, 1980.
While we are always hesitant to dispose of claims or
disputes on technicalities, where the language of an
agreement is clear and unambiguous, we must apply it as
written. We will sustain the claim for difference
between trackman's rate and foreman's rate, where
applicable, for the one-year period following reinstatement in May, 1983." (Award 20 of Special Board of
Adjustment No. 924)
Rule 19 was considered by another Board and another Referee
and held:
"The record persuasively establishes that the Notice of
Discipline was typed on Thursday, April 12, 1979, within
the ten day limit. But the decision was, not mailed until
Monday, April 16, 1979, apparently because of mail
backlog in Carrier's office due to the Easter holidays.
On those facts, the decision was 'rendered' for purposes
of the ten day requirements of Rule 19 (a) when it was
placed in the mail by Carrier. See Awards 3-12001 and 313219. The postage meter date on the envelope in which
Carrier mailed the decision is April 16, 1979. Clearly,
this is more than ten days from the completion of the
hearing on April 4, 1979. We have on other occasions
held that the time limits of Rule 19 are meaningful
provisions which must be strictly enforced. See PLB
1844, Awards 19, 28, 58, and 62. We shall sustain the
claim due to Carrier's violation of Rule 19(a), without
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"reaching the merits." (Award 79 of Public Law Board No.
1844)
A third Board has considered Rule 19 and held:
"*** The Carrier cannot justify delay in setting an
investigation date when they have sufficient information
and when the effect of the delay is to perfect their case
against an employee. To do so would gut the rule of any
meaning. The hearing officer at the hearing further
justified the delay by stating it was necessary to have
the Special Agent investigate Mr. Burns because of the
'seriousness' of the offense. Many offenses are serious
and the parties were certainly aware of this when giving
the Carrier up to 10 days to hold a hearing. Regardless
of the seriousness of the offense, where the Carrier has
'sufficient information' to believe an offense is worthy
of a disciplinary investigation they are obligated to act
within the 10-day limit. It is further noted that a
procedure for postponements once a hearing is scheduled
is provided for in Rule 19.
The burden on the Carrier is a heavy burden.
Further, we subscribe to the description of this burden
by Referee Eischen in Award 26, sera, when he stated:
'Where, as here, Carrier avers that the hearing was
held within ten calendar days of the ADME's knowledge of the alleged offense, then Carrier has the
burden of proving that fact, as well as the additional burden of showing good reason for any delay
in the ADME acquiring knowledge of the offense.
The latter point must be a required burden of proof
in such cases to vitiate the potential for unilateral manipulation of the negotiated time limits
if the ADME is negligently or even intentionally
kept in the dark about an alleged offense.'
We must also consider Carrier's argument that the
Claimant wasn't prejudiced in any way by the delay. This
is similar to the 'de mini.mus' (sic) argument made in
Award 62 of PLB 1844. It was stated:
'The case comes to us on a procedural/timeliness
issue stemming from the requirement of Rule 19
Discipline which reads as follows: "Decision will
be rendered within ten (10) calendar days after
completion of hearing". There is no getting around
the fact that in this case the decision was rendered one day late, i.e. on the eleventh calendar
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"day after the hearing. Carrier urges that this
error is de minimis and should not invalidate the
disciplinary action, but rather, at most, should
result in a reduction of the penalty by the one day
dereliction. In support of this approach Carrier
cites Award 3-21289. Analysis of that decision
persuades us that the approach taken therein was
limited to the peculiar facts of that case and is
without precedent value to us. The weight of
authority favors the position of the Organization
that time limits are to be construed strictly and
that they are two-edged swords which cut equally
whether to work a forfeiture against an employee or
to invalidate action taken by the employer. See
Awards 1-16366; 3-743; 3-2222; 3-21675; 3-21873; 321996, et al. Because of the patent violation of
Rule 19 we must sustain the claim but in so doing
we neither express nor imply any finding regarding
the merits or lack thereof in the substantive
claim.'
In view of the fact the hearing was not held in
compliance with the time limits of Rule 19, the claim
must be sustained without regard to the merits." (Underscoring in original) (Award 3 of Public Law Board No.
2960)
When the Carrier admitted the time limit violation, the bottom line
of the award should have read "Claim Sustained" periodl These
three awards are palpably erroneous and of no precedential value.
Respectfully submitted,
D. Bart olomay
Labo· Member