BEFORE SPECIAL BOARD OF ADJUSTMENT NO. 924
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
and
UNION PACIFIC RAILROAD COMPANY
(former Chicago & North Western Transportation Company)
Case No. 242
Award No.
STATEMENT OF CLAIM:
The Agreement was violated when the Carrier failed to properly charge Foreman M.
Acosta pursuant to Rule 19 of the Agreement and instead had Mr. Acosta sign a waiver of
hearing form. (Organization File 9KB-6437D; Carrier File No. 1135715; Docket No.
242.)
FINDINGS:
Claimant M. Acosta was employed by the Carrier as a track foreman at the time of this
claim.
On May 13, 1998, the Carrier issued Form DAF-1 to the Claimant notifying him of a
violation of Rule 42.3 when, on May 11, 1998, he entered CPY0904 with a Mark IV Tamper
without proper authorization. The Claimant signed the form, waiving his right to a hearing in
connection with the incident and accepting the discipline of an UPGRADE Level 3.
On May 27, 1998, the Organization filed a claim on behalf of the Claimant, contending
that the Carrier violated Rule 19 of the parties' agreement. The Organization contends that
neither the Claimant nor the Organization was provided with the required advance notice of
hearing or the precise charges against the Claimant. The Organization argues that the Claimant
could not waive his rights to a fair and impartial hearing when no notice had been received
advising him that such a hearing even existed or was pending. The Organization argues that
. SsA9~- Award x.19
Rule 19 does not provide for the waiver,of the Claimant's right to a fair and impartial hearing
under the Agreement and that the waiver is not a tool for the Carrier to deny the Claimant due
process. The Organization contends that the Carrier must comply with the terms of Rule 19 and
give notice of the charge to the Claimant and the Organization and schedule a hearing before any
hearing can be waived by the Claimant. ,
The Carrier denied the claim, contending that the Claimant did not want a hearing. The
Carrier argues that the Claimant was advised of the charges that he would be charged with prior
to his waiver. The Carrier contends that a lengthy discussion occurred prior to the Claimant's
signing of the waiver and the Claimant indicated his understanding of the charges against him.
Therefore, the Carrier argues, the Claimant freely and knowingly waived his right to a hearing
and accepted the discipline, nullifying the Organization's claim. The Carrier also contends that
waivers have been used on many occasions in the past under Rule 19, and the waiver signed by
the Claimant fully comports with that rule. In addition, the Carrier argues that Rule 19 would
only be applicable if the Claimant did not believe that he was guilty of the charges and wished to
have an investigation and then appeal the decision if found guilty. The Carrier contends that the
Organization is seeking a change in the work rules by advancing the Rule 19 issue to this Board,
which, the Carrier argues, is improper. The Carrier argues that no notice of investigation was
required in this case since the waiver was freely agreed to by the Claimant and the Claimant had
the right to represent himself in this situation and forego the Organization's representation.
The parties being unable to resolve the issues, this matter came before this Board.
This Board has reviewed the record in this case, and we find that, despite the language set
forth in Rule 19, the Carrier has demonstrated that it has been a long established practice of
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extending to the employee the option of waiving a hearing and accepting discipline.
Consequently, the claim must be denied.
The Organization focuses on the language in Rule 19 that states:
. . . prior to the hearing, the employee will be notified in writing of the precise
charge against him, with copy to the General Chairman, after which he will be allowed
reasonable time for the purpose of having witnesses and representatives of choice
present at the hearing.
The Organization contends that that language guarantees to the employee the right to have the
Organization's participation in the resolution of his dispute with the Carrier. However, a close
reading of that section makes it clear that it assumes that there will be a hearing and that prior to
the hearing, the employee will be notified of the precise charge against him as will the
Organization.
In this case, the Carrier went to the employee shortly after the incident giving rise to the
discipline. The Carrier's representative and the Claimant discussed the alleged wrongdoing and
then the Claimant was given an opportunity to make an educated and informed decision as to
whether or not he wanted to have the matter proceed to a hearing or he wanted to waive the
hearing and accept the proposed discipline. It is fundamental that employees have a right to
represent themselves without the involvement of the Organization and, in this case, this Board
finds that there was nothing wrong with an employee executing a waiver after having a
discussion with the Carrier representative before the matter proceeds to the hearing stage and
before the Organization becomes involved.
As in several Third Division awards, including 2339 and 18468, the employee in this case
voluntarily acknowledged the commission of the offense charged and voluntarily waived his
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SSA-q~4 _ A~art~
rights to a hearing. This Board does not find that that action was a denial of his due process
rights. The record reveals that the employee was informed and provided the opportunity to elect
the provisions of Rule 19 and the employee in this case elected not to invoke Rule 19. The
employee freely admitted his guilt and accepted the discipline and waived his right to a hearing
under Rule 19.
The Organization has admitted that there is a long-standing practice of having employees
sign waivers on the C&NW. If the Organization wants to change that practice by requiring that
the notice and charges be sent to the Organization even prior to a meeting with the Carrier
representative, that type of language must be added to the rule. Currently, the rule only requires
that the Organization be notified prior to the hearing. The Claimant waived his right to the
hearing prior to the hearing and, therefore, there was no requirement that the Organization be
notified. Consequently, the claim in this case must be denied.
Award:
The claim is denied.
P TER A. AYER -
Neutral ember
O NIZATION ME ~R CARRIER MEMBER,
DATED:
~[ y a
14 - c'~,
Q. DATED: ~~-z 6-- .~t)O D
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