BEFORE SPECIAL BOARD OF ADJUSTMENT NO. 924
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
And
UNION PACIFIC RAILROAD COMPANY
(former Chicago and North Western Transportation Co.)
Case No. 249
Award No.
STATEMENT OF CLAIM: Claim of the System Committee of the Brotherhood that:
(1) The dismissal of Trackman Jerome Bruns for his alleged falsification of
Union Pacific Post-Offer Pre-Placement Medical History dated April 24,
1998, was without just and sufficient cause and in violation of the
Agreement. (Organization File 4WJ-7255D; Carrier File 1189055D.)
(2) Trackman Jerome Bruns shall now be reinstated to service with seniority
and all other rights unimpaired, compensated for all wage loss suffered,
and have his record cleared of this incident.
FINDINGS:
Claimant Jerome Bruns was employed by the Carrier as a trackman at the time of
this claim.
On January 11, 1999, the Carrier informed the Claimant to appear for a formal
investigation into the charges that he falsified the Carrier's Post-Offer Pre-Placement
Medical History form dated April 24, 1998. The Carrier alleged that the Claimant
violated Carrier Rules 1.2.7, 1.6(4), and Rule 4(b) of the collective bargaining agreement
between the Organization and the Chicago and Northwestern Transportation Company.
The Claimant was to be withheld from service pending the outcome of the investigation.
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After one postponement, the hearing took place on February 3, 1999. On
February 10, 1999, the Carrier notified the Claimant that he had been found guilty of all
charges and was being assessed a Level 5 discipline and dismissed from the service of the
Carrier.
The Organization filed a claim on behalf of the Claimant, arguing that Carrier
employees testified that on November 10, 1998, they became aware that the Claimant had
experienced previous back problems prior to being hired by the Carrier and that the
Claimant excluded that information from his Post-Offer Pre-Employment Medical
History form (Form 16900) dated April 24, 1998. The Organization contends that, as a
result of that information, the Carrier conducted the hearing well over the ten-day time
limit from the time that the Carrier first became aware of the information of the alleged
violation in this case. The Organization maintains that the Carrier committed a
procedural default in failing to provide the Claimant with a timely hearing required under
Rule 19 and any discipline assessed as a result of the improper hearing must not stand.
The Organization also argues that the Carrier's contention that the Claimant also
excluded information on Form 16900 pertaining to his eye is far fetching as the removal
of a foreign body from his eye did not leave the Claimant with any eye or vision
problems. The Organization also contends that the Claimant' back condition was
diagnosed as a spur, which is common condition and not necessarily associated with an
injury. The Organization argues that there was no intentional withholding of information
or premeditated purpose on the part of the Claimant when he did not include information
that the Carrier required on Form 16900. The Organization argues that the Claimant only
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became aware of what information the Carrier required on the form after he had been
questioned during the investigation.
The Carrier denied the claim, contending that the hearing was not scheduled
within the usual time limit since its investigation of the matter was ongoing. In addition,
the Carrier argues that the Carrier employees who allegedly possessed the knowledge of
the Claimant's back pain were not engineering department officers. The Carrier
maintains that it is the engineering department officer who must be made aware of the
information concerning an alleged offense in order for the ten calendar-day time period to
take effect. The Carrier argues that the Claimant did indeed falsify Form 16900 on the
date in question by not including pertinent information relating to his health; that is, the
Claimant not only omitted information relating to his back problems, but vision problems
as well. In addition, the Carrier argues that it received documentation of the Claimant's
falsification of Form 16900 on or about January 11, 1999, and that the investigation
notice was sent out that same day. Therefore, the Carrier maintains that the hearing was
held within the time limit required, and the evidence presented at the hearing supports the
charges that the Claimant falsified his medical history when applying for work. The
Carrier argues that the Claimant concurred that he indeed failed to properly fill out Form
16900 and there should be no argument that he was dishonest on his application. The
Carrier contends that the work of a track laborer entails strenuous physical activity and it
must insist on complete openness and truthfulness from employees on their post-medical
conditions. The Carrier maintains that such information from the Claimant was crucial to
an objective evaluation of his ability to function as a track laborer. The Carrier argues
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that the discipline assessed the Claimant is appropriate and in accordance with the
upgrade policy.
The parties being unable to resolve the issues, this matter came before this Board.
This Board has reviewed the procedural arguments raised by the Organization,
and we find them to be without merit. The rule in question, Rule 19, states the following:
The hearing will be held within ten (10) calendar days of the alleged offense
or within ten (10) calendar days of the date information concerning
the alleged offense reached the designated Engineering Department
officer.
Although the record demonstrates that a track supervisor and a senior specialist claims
operations employee both possessed the information earlier, it is clear that the
Engineering Department officer did not review the documents supporting the violation
until January 11, 1999. At that time, it was determined by the Engineering Department
that there was sufficient evidence to proceed with a hearing and the investigation notice
was sent out the same day. The investigation was held seven days later on January 18,
1999. Consequently, this Board finds that the Carrier complied with Rule 19 by
scheduling the hearing within ten calendar days of the date that the information
concerning the alleged offense reached the designated Engineering Department officer.
With respect to the substantive issue, the record reveals that the Claimant
acknowledged that he had previous back problems prior to working with the Carrier and
that he should have checked the appropriate boxes as "yes" instead of "no" when he
applied for employment. Consequently, it is clear from this record that the Claimant was
not honest on his application for employment because he did not indicate that he had preexisting medical problems.
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Once this Board has determined that there is sufficient evidence in the record to
support the guilty finding, we next turn our attention to the type of discipline imposed.
This Board will not set aside a Carrier's imposition of discipline unless we find its action
to have been unreasonable, arbitrary, or capricious.
It is fundamental that dishonesty is a dismissible offense in the rail industry. The
Carrier's upgrade discipline policy identifies dishonesty as a Level 5 violation. Given the
seriousness of the Claimant's wrongdoing, this Board cannot find that the Carrier acted
unreasonably, arbitrarily, or capriciously when it terminated his employment after it
discovered the Claimant had lied on his application for employment. Therefore, the
claim must be denied.
AWARD:
The claim is denied. ,.
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