I
T IT
n.
UNION PACIFIC RAILROAD COMPANY
(FORMER CHICAGO & NORTH WESTERN TRANSPORATION COMPANY)
e No. 262
Award No.
4A34-V
STATEMENT CLAIM: "Claim of the System Committee of the Brotherhood at:
1. The Level 2 assessed Laborer .C. Martinez for his alleged failure to watch his
footing which cause i to fall d injure his hand on April 2, 2003, was
without just and sufficient cause, based on an proven charge and ' violation
of the Agreement (System File IJPSw-2050 /1383293 ).
2. s a consequence of the violations referred to in Part (1) above, Laborer ..
Martinez `. . . must have his record cleared of the charges and have the discipline
assessed, as set forth in the Carrier's notice date July , 2003, stricken fro his
record. Claimant must be compensated at his applicable rate e and be-reimbursed
for his expenses incurred in co ection with his attending the July 16, 2003,
hearing.
"'
At the tine of the events leading up to this claim,
the
Claimant was employed by
the Carrier as a Laborer, working on Gang 9065.
y letter dated ay 2, 2003, the Claimant was notified to an-Dear for a formal
investigation and hearing to develop the facts and deters 'nte Claimant's
responsibility, if ny, in connection with the Claimant's allege failure to watch his
footing, thereby tripping an fallin , resulting in an injury to the Claimant's . After
postponement, the hearing was conducted on July 16, 2003. Bletter dated July 29,'
2003, the Claimant was notified that he had been found ail as charged and that he was
being assessed a Level 2 discipTine. The Organization thereafter filed a claim on the
Claimant's behalf challenging the Carrier's decision, and the Carrier denied the claim.
The Carrier initially contends that the Claimant was afforded all elements of due
process in accordance with the Agreement. The Claimant received adequate notice of his
investigation., was allowed ample representation, an vas able to present his own
witnesses, as
well
s cross-examine all of the Carrier's witnesses who were resent t e
investigation. The Carrier points out that a Organization's only procedural objection is
base on the argument that the Carrier allegedly failed to provide adequate notice to the
General Chairman of the charges against the Claimant. The Carrier insists that this
argument fails because Rule 8 stipulates only that c General Chairman shall be notified
of such charges, d this ale does not contain any time limit requirement. The Carrier
asserts that the assessed discipline cannot a overturned o procedural l grounds alone.
The Carrier then argues that there is no basis for the Organization's assertion that
its finding of guilt is unsported y the testimony at the investigation. The Carrier
emphasizes that the testimony demonstrates that the Claimant tripe when a carelessly
stepped a large n reasonably obvious hole on the Carrier's property. e is
points out that its ales highlight the importance of alertness an safety for
it
employees. a Carrier maintains that although it it t n no
2
circumstances, people are not held responsible for tripping d injuring themselves, t
considerations are different when such an incident occurs on railroad prope
Carrier argues that its employees are subject to a heightened duty of care, and any
accidents on the property are subject to extreme scrutiny.
S'B A gay
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The Carrier cites the Claimant's testimony that a had received multiple job
briefings on the special need for safety, and that the hole eras at least seven inches deep.
The Carrier argues that the hole should have been clearly visible to anyone paying
attention to his i1mmediate surroundings. The Carrier points out at the Claimant could
have stepped into this hole only if e mere careless and inattentive to his surroundings,
thereby violating the Carrier's ales.
The Carrier then addresses the Organization's argument
that
the mere fact that
accident occurred ®n the rope does not equate to a rule violation. . The Carrier
maintains that this argument does not apply to the instant case because the ,circa stances
surrounding this accident mere such that it eras entirely preventable had the Claimant
exercised normal care while on the property. Under the circumstances, the Carrier asserts
that it had no option but to find against the Claimant.
The Carrier goes on to contend that once bitral panel verifies that substantial
evidence supports ending of guilty, the panel lacks authority. to overturn t level
discipline assessed, even if the discipline may see harsh, less there is sufficient
demonstration that discipline ws arbitrary, capricious, or a useCarrier
513A 9Qq
discretion. The Carrier insists that the disciPline t issue was not arbitrary, capricious, an abuse of Carrier discretion. The Carrier emphasizes that the Level 2 discipline
assessed in the Grievant's case was correct and in accordance with the Carrier's
UPGRADE Policy. The Carrier maintains that the Level 2 discipline at issue was merely
cautionary and was assessed correctly. There is no evidence of arbitrariness or
capriciousness in connection with the assessment of this discipline, and the same amount
of discipline in similar situations has been upheld in a number of prior Awards: The
Carrier argues that there is no reason for this discipline to a overturned. The Carrier also
insists that there is no language isle 48 at provides for award of expenses for
g the hearing.
The Carrier ultimately contends that the instant claim should be denied in its
entirety.
The Organization initially contends that in a high gh percentage of cases involvM'9
personal injury, the Carrier has reiie ` on the age that if an employee is injoured, -he must
have violated a safety rule. T o satisfy its burden of proof- in . "s matter, the Carrier must
cxcktonS
establish that the Claimant's ` were somehow in violation of the cited ales. The
Organization maintains that the Carrier has not one so and cannot o so base on the
record" As has been held in prior awards, the instant claim must be sustained because
there is no proof that the Claimant was negligent or filed to perform "s duties " a safe
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The Organization ultimately contends that the instant claim should be sustained in
its entirety.
The parties being unable to resolve their dispute, this matter came before this
Board.
This Board has reviewed the evidence and testimony in this case, and we find that
there is insufficient evidence in the record to support the finding that the Claimant was
guilty of violating Carrier rules when he fell and injured his hand on April 21, 2003. The
charging officer, r. Reimer, testified' at the hearing that ". . . nobody had seen the actual
fall . . ." and the Claimant ". . . evidently tripped in an open crib and fell forward, landing
on the right palm of his hand, or paim of his right hand." There is no testimony in this
record by any witness that supports the fact that the Claimant violated Carrier rules and
thereby caused the accident.
The record is clear that the Carrier has numerous safety rules which require that
employees take precautions when walking, tale short deliberate steps with toes pointed
outward, and make sure that their front foot is flat before moving their rear foot.
The record also reflects that the Carrier has rules that require that employees be
careful to prevent injuring themselves or others and that they be alert.
However, as this Board has stated on numerous cases in the past, the fact that
accident occurs does not necessarily prove that a Claim t~ violated the Carrier rules and
tereby,subjected himself to discipline. The C 'er must come fo d with evidence
that the rules were violated before it has just cause to issue discipline to a Claimant.
In this case, the Carrier failed to come forward with sufficient evidence to prove
that the Claimant acted in violation of the Carrier rules at the time he was injured on April
21 , 2003. Consequently, this hoard must sustain the claim.
The claim is sustained.
C"IZATION "ER
DATED:
~, I - °~ - O-S"
PET J ® E~Y
r a er
CARRIER EMB
E