BEFORE SPECIAL BOARD OF ADJUSTMENT NO. 924
BROTHERHOOD OF
MAINTENANCE OF WAY EMPLOYES DIVISION
IBT RAIL CONFERENCE
and
UNION PACIFIC RAILROAD COMPANY
(FORMER CHICAGO
& NORTHWESTERN TRANSPORTATION COMPANY)
Case No.
270
Award No. 1~4
4
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
1. The dismissal of Laborer D.T. Schmitt for allegedly making inappropriate
comments to other employes on March 20, 2005, was without just and sufficient
cause, in violation of the Agreement, capricious and unsupported
(System File UPSW-2125D/1425661).
2. As a consequence of the violation referred to in Part (1) above, Laborer D.T.
Schmitt shall now be reinstated to service with seniority and all other rights
unimpaired and compensated for all wage lost suffered. Any reference to this
incident shall be removed from his record."
FINDINGS:
By notice dated March 31, 2005, the Claimant was directed to appear for a formal
investigation and hearing "to develop the facts and place responsibility, if any, in
connection with the charge that you allegedly made inappropriate comments to other
employees on March 20, 2005, which is a violation of Rule 1.6 (Conduct) and Union
Pacific's EEO Policy dated December 5, 2000. such violations constitute a Level 5 -
permanent dismissal under Union Pacific's UPGRADE Policy. You are being withheld
from service pending the outcome of the investigation." The investigation was
conducted, as scheduled on April 7, 2005. By letter dated April 25, 2006, the Claimant
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was informed that as a result of the investigation, he was found guilty as charged, and
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an appeal, challenging the Carrier's decision to dismiss the Claimant. The Carrier denied
the claim.
The Carrier initially contends that there were no procedural improprieties in the
handling of the investigation or the subsequent handling of the claim on the property.
Rule 48's time limits were followed to the letter, and the Claimant was provided a fair
and impartial investigation during which the Claimant and his representative were given
full opportunity to present the Claimant's defense and interview witnesses called to
support the charge.
As for the Organization's assertion that the Notice of Investigation was in
violation of Rule 48 because it listed March 20 as the date on which the inappropriate
comments were made. instead of March 19 and 19
the Cnrrier maintains that this
------------ - - --
argument is of no substance. The Carrier emphasizes that Rule 48 requires that the
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Investigation in this matter satisfied this requirement, regardless of what date was
indicated. The Carrier insists that the fact that March 20 was referenced in the Notice,
rather than March 18 and 19, as the date of the inappropriate comments did not affect the
Claimant's and his representative's understanding of the nature of the charges against the
Claimant.
The Carrier argues that the Claimant's own testimony demonstrates that he knew
full well who his accusers were prior to the investigation, and he also knew the precise
2
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nature of the inappropriate comments that he was charged with making to his co-workers
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instead of March 18 and 19, in the Notice of Investigation had no bearing whatsoever on
the Claimant's ability to understand the charge against him and, in turn, receive a fair and
impartial investigation. The Carrier contends that the Board should disregard the
Organization's argument on this point because it clearly is nothing more than an attempt
to capitalize on an error in hopes of finding a technicality to excuse conduct for which
there is no excuse. The Carrier maintains that such inconsequential errors should not be
used to overturn discipline, particularly where, as here, the Claimant and his
representative fully understood the nature of the charge against the Claimant.
The Carrier goes on to emphasize that the Organization did not raise this argument
until well into the investigation. The Carrier points out that if the reference to March 20
was so significant as to compromise the
nYEanizatinn'c ability to
defend the Claimant
the Organization could have requested a recess, but it did not do so. The Carrier urges
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The Carrier further asserts that there can be no disagreement that the nature of the
conduct
attributed 'to the Claimant violated Rule 1.6 and the Carrier's EEO policy. The
Carrier argues that the statements and testimony of the two complaining employees, if
true, constitute more than substantial proof of the charges at issue. The Carrier
emphasizes that the Organization never argued that the nature of the conduct described
by these two employees, if true, did not violate Rule 1.6 and the Carrier's EEO policy, as
charged.
3
Award a14b
As for the Organization's argument that the testimony and statements of these two
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nothing of substance to advance its theory that these two employees were prejudiced
against homosexuals. The Carrier further argues that given that these two employees
roomed together and were a captive audience of the Claimant for two days, it is logical to
expect that they would give similar statements. The Carrier insists that nothing in their
testimony smacks of prejudice, much less collusion. The Carrier points to the testimony
of one of these employees that they were "good" with the fact that the Claimant had
informed them that he was gay; this witness further stated that he found the Claimant to
be very pleasant and had no problems with the Claimant. The Carrier asserts that there is
no basis for the accusation that these two employees took it upon themselves to "punish"
the Claimant, as the Organization has speculated.
The Carrier then points out that there are
ouestionc about wbv tl,e Claimant would
even discuss his sexual orientation with his co-workers. The Carrier maintains that this
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Claimant's denial, as opposed to the statements and testimony of the complaining
witnesses. The Carrier argues that the hearing officer logically determined that the
complaining witnesses were not out to get the Claimant, but they simply became fed up
with the Claimant's comments and conduct of a sexual nature, and they took steps to
ensure that it no longer would interfere with their ability to perform their work. The
Carrier therefore contends that there is more than sufficient evidence to support the
finding of guilt in this case, and the Board should not substitute its judgment on questions
4
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capricious. Instead, dismissal was fully warranted by and consistent with the Claimant's
violation of Rule 1.6 and the Carrier's EEO policy. Moreover, the Carrier's UPGRADE
Discipline Policy requires the assessment of Level 5 discipline, permanent dismissal, in
this case. The Carrier insists that a number of Board Awards have found that this policy,
and the consistent discipline meted out under this policy for a proven rule violation, is
fair and equitable, not arbitrary or harsh.
The Carrier further contends that its EEO Policy is well communicated to all
employees, including the Carrier's "zero tolerance" policy regarding any type of
harassment. It is undisputed that the Claimant was fully aware of both Rule 1.6 and the
Carrier's EEO Policy, and he was well informed about the Carrier's zero tolerance policy
and the fact that conduct such as his could lead to dkrn_issa_l_. The Carrrrier insists that it
cannot be said that dismissal in light of the Claimant's proven conduct was arbitrary or
harsh, instead, the discipline .Jas
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~onsistCiit
wiui
tire ~ai~icr'S policles arid practice,
of which the Claimant was fully aware.
As for any argument that dismissal was excessive in view of the Claimant's years
of unblemished service, the Carrier argues that when the Claimant elected to engage in
conduct that had the effect of interfering with his co-workers right to work in an
environment free of harassment, the Claimant surely gave up any consideration that his
years of service otherwise may have afforded him. The Carrier argues that it has the
responsibility not to condone actions, such as the Claimant's, that have the effect of
5
restricting the rights of others to work in an environment free of harassment and
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Claimant's conduct for any reason, as recognized by many Board Awards.
'the Carrier ultimately contends that the instant claim should be denied in its
entirety.
The Organization initially contends the Carrier failed in its duty to provide the
Claimant with a fair and impartial hearing, and violated Rule 48, by officially charging
the Claimant with events that allegedly occurred on March 20, 2005, and then changing
the dates to March 18 and 19, 2005, during the investigation. The Organization argues
that the record proves that the Claimant did not make any inappropriate comments or
statements on March 20, 2005.
The Organization goes on to assert that in the situation giving rise to this dispute,
three emDlovees conducted a dai]v
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Two of the employees accused the third, an openly gay male, of inappropriate behavior.
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Organization emphasizes that the record fails to unequivocally substantiate the charges
against the Claimant. l he Organization argues that it is open to speculation whether the
accusations are true or whether the two heterosexual male employees are prejudiced
against homosexuals and testified in a manner to punish the third employee. The
Organization asserts that the testimony of these two employees is suspect in that they
gave virtually identical written statements. Moreover, neither of these employees
reported the alleged violation for three days, even though they had ample opportunity to
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make such a report, and these employees also did not call the Hotline as required.
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the
iccord demonstrates mat me Claimant had
worked for the Carrier for more than twenty-eight years without similar complaints being
made against him. 'the Organization also points out that Gang 9066 is comprised of
about sixty employees, but only two employees made accusations against the Claimant,
who had worked with this gang for three years. The Organization insists that there is no
basis for the Hearing Officer's decision to credit the testimony of the two complaining
employees, while completing disregarding the Claimant's denial.
The Organization insists that the Carrier's mere suspicion that the testimony of the
two complaining employees was truthful, while the Claimant's was not, does not satisfy
the Carrier's burden of proof of showing guilt and upholding the dismissal of an
employee with almost twenty-nine years of service with the Carrier.
The Orffanizatinn
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its entirety.
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Board.
This Board has reviewed the procedural arguments raised by the Organization, and
we find them to be without merit. We hold that Rule 48's time limits were followed by
the Carrier and that the Claimant was provided a fair and impartial investigation, as well
as enough notice as to the nature of his alleged rule violations.
This Board has reviewed the evidence and testimony in this case, and we find that
there is sufficient evidence in the record to support the finding that the Claimant was
7
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guilty of making inappropriate comments to other employees in March of 2005. The
rnmlnante
were
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Once this Board has determined that there is sufficient evidence in the record to
support the guilty finding, we next turn our attention to the type of discipline imposed.
This Board will not set aside a Carrier's imposition of discipline unless we find its
actions to have been unreasonable, arbitrary, or capricious.
The Claimant in this case has been employed by the Carrier for nearly thirty years.
There is no question that he engaged in serious wrongdoing, but to terminate his
employment as a result of this after all of his years of service for the Carrier constitutes
unreasonable and arbitrary discipline. This Board orders that the Claimant shall be
reinstated to service, but without back pay. The period that the Claimant was off shall be
considered a lengthy disciplinary suspension.
AWARD:
The claim is sustained in part and denied in part. The Claimant shall be reinstated
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DATED: ^-~" C~ DATED:
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8