SPECIAL BOARD OF ADJUSTMENT NO. 925
BURLINGTON NORTHERN RAILROAD COMPANY
-and- * CASE NO. 12
* AWARD NO. 12
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYES
On May 13, 1983 the Brotherhood of Maintenance of Way
Employes (hereinafter the Organization) and the Burlington
Northern Railroad Company (hereinafter the Carrier) entered
into an agreement establishing a special board of adjustment
in accordance with the provisions of Section 3 of the Railway
Labor-Act. The agreement was docketed by the National
Mediation Board as Special Board of Adjustment No. 925 (hereinafter the Board).
This agreement contains certain relatively unique provisions concerning the processing of claims and grievances
under Section 3 of the Railway Labor Act. The Board's
jurisdiction is limited to disciplinary disputes involving
employees dismissed from service. Although, the Board consists of three members, a Carrier Member, an organization
Member, and a Neutral Referee, awards of the Board only contain
the signature of the Referee, and are final and binding in
accordance with the provisions of Section 3 of the Railway
Labor Act. Employees in the Maintenance of Way Craft or Class
who are dismissed from the Carrier's service may choose to appeal
their dismissals to this Board, and they have a sixty (60) day
period from the date of their dismissals to elect to handle
their appeals through the usual appeal channels, under Schedule
Rule 40, or to submit their appeals directly to this Board in
anticipation of receiving expedited decisions. The employee
who is dismissed may elect either option, but upon such election
that employee waives any rights to the other appeal procedure.
The agreement further establishes that within thirty (30)
days after a dismissed employee's written notification of his/
her desire for expedited handling of his/her appeal is received
by the Carrier Member of the Board, that said member shall
arrange to transmit one copy of the notice of investigation, the
transcript of investigation, the notice of dismissal, and the
dismissed employee's service record to the Referee. These
documents constitute the record of proceedings and are to be
reviewed by the Referee. In the instant case, this Board has
carefully reviewed each of the above described documents prior
to reaching findings of fact and conclusions. Under the
SBA No. 925
BN/BMWE
Case/Award No. 12
Page Two
terms of the agreement the Referee had the option to request
the parties to furnish additional data regarding the appeal, in
-terms of argument, evidence, and awards, prior to rendering a
final and binding decision in the instant case. The agreement
further provides that the Referee, in deciding whether the
discipline assessed should be upheld, modified or set aside,
will determine whether there was compliance with the applicableprovisions of Schedule Rule 40; whether substantial evidence was
adduced at the investigation to prove the charges made; and,
whether the discipline assessed was excessive, if it is determined that the Carrier has met its burden of proof in terms of
guilt.
Under paragraph 5 of the May 13, 1983 agreement the
Referee must agree, as a condition of the assignment, to render
an award in each dispute submitted within sixty (60) days of
the date the documents specified above are received. The sixty
(60) day period may be extended when funding of the dispute
resolution procedures under Section 3 of the Railway Labor Act
are suspended.
Mr. Keith Alan Wilant, the Claimant, who entered the
Carrier's service on May 1, 1982, was dismissed from service
effective April 17, 1984 as the result of an investigation
held on March 26, 1984. The documents of record including a
46-page transcript were received and reviewed by the Referee.
Findings and Award -
The Claimant was assigned as a Section Foreman at Cle
Elum, Washington when he was advised by letter dated February
21, 1984 that he was. to attend an investigation which was
being conducted for the purpose of ascertaining the facts and
determining his responsibility, if any, regarding the alleged
selling of ties at Easton, Washington and for not remitting the
payments to the Carrier. The notice further stated that such
failure to remit funds to the Carrier constituted misappropriation and that the alleged sales occurred while the Claimant
was employed as a Section Foreman at Cle Elum, Washington
between the dates of October 22, 1982 and November 23, 1982.
The Claimant attended the investigation on March 26, 1984;
he was accompanied by a duly designated representative of the
organization; and, he was afforded a full opportunity to
present witnesses in his own behalf and to examine those witnesses presented by the Carrier.
SBA No. 925
BN/BMWE
Case/Award No. 12
' Page Three
Before turning to the merits of this case, there is a
procedural issue which should be addressed. Prior to the
.investigation being conducted; the Organization's vice General
Chairman wrote to the Carrier and requested documentation
regarding the allegations of improper sale of ties. The
Carrier declined to provide this documentation to the Organization in advance of the hearing and advised that the
documentation would be made available to the Organization at
the investigation. This was done. During the investigation,
the organization requested a postponement on the basis that it
needed time for the Claimant to review the documents. The
requested postponement was for a two-week period. The Carrier's Conducting Officer was willing to grant the postponement
but advised the Organization that the Claimant would be held
out of service until the subsequent investigation was convened. The Claimant then decided to proceed with the
investigation on the basis that he could not afford being
taken out of service for the two-week period. It appears to
this Referee that there was little basis for the Carrier to
deny the Organization access to records which were going to be
used in the investigation involving the Claimant. A better
course of procedural due process would have resulted had the
Carrier provided the Claimant and his Organization Representative with the documents which it had in its possession at
the time the request was made prior to the investigation.
However, we do not find that the Carrier's failure to disclose
prior to the investigation resulted in fatal, prejudical error.
The Claimant was accused of committing a serious offense; i.e.,
misappropriation of Carrier funds. Being held out of service
for sucn an alleged offense is not inconsistent with the practice in the industry. Thus, we do not construe the Investigating
Officer's conditioning a postponement on the Claimant's being
held out of service as being coercive. The Claimant could
have chosen to take the two weeks and review the documents
which were made available to him at the investigation. Therefore, we do not find that the Claimant was denied a full and
fair hearing or any of the rights which the organization has
provided for in Schedule Rule 40 of its agreement with the
Carrier.
Turning to the merits, the documents referred to above
are the significant and convincing pieces of evidence which
establish clearly that the Claimant, who was authorized to act
as the Carrier's agent in the sale of ties to outside customers, received payment from a Mr. William Spagnola who was
the owner of a company known as Evergreen Bark and Top Soil,
on several occasions. Mr. Spagnola's testimony, supported
by the documents (checks and check register), establishes that
the Claimant, on several occasions, received checks from Mr.
SBA No. 925
BN/BMWE
Case/Award No. 12
Page Four
Spagnola which should have been drawn to the order to the Burlington Northern Railroad. Instead, several of those checks
were drawn to "Cash" or to "Keith Wilant". Although the
Organization has argued that the checks drawn to "Cash" and to
"Keith Wilant" were drawn for the purpose of Mr. Wilant paying
wages to individuals who would stack the ties for the outside
customer, that argument is not supported by any objective
evidence. The evidence of record indicates that on only one
occasion did Mr. Spagnola understand that he was paying the
Claimant wages to be distributed to individuals who were to
stack the ties for him; while on the other occasions in
question Mr. Spagnola testified that he understood that the
payments were for property belonging to the Burlington
Northern' Railroad Company.
In the above circumstances, the Carrier could justifiably
conclude that the Claimant had acted improperly, had violated
his responsibility as as agent for the sale of ties, and had
misappropriated the funds paid intended for the Burlington
Northern for his own use.
Accordingly, we find that the Carrier had sufficient
cause to discipline the Claimant, and that the discipline
imposed for this offense was not overly severe or arbitrary.
Award: Claim denied.
This Award was signed this 8th day of August 1984 in Bryn
Mawr, Pennsylvania.
Richard R. Kasher
Chairman and Neutral Member
SBA No. 925