SPECIAL ADJUSTMENT BOARD N0. 947
Claimant - D. L. Harrison
Award No. 112
Case No. 112
PARTIES Brotherhood of Maintenance of Way Employes
TO and
DISPUTE Southern Pacific Transportation Company (Western
Lines)
STATEMENT That the Carrier's decision to suspend
OF CLAIM Claimant for a period of fifteen (15) working
days was excessive, unduly harsh and in abuse
of discretion and in violation of the terms
and provisions of the current Collective
Bargaining Agreement.
That because of the Carrier's failure to prove
and support the charges by introduction of
substantial bona fide evidence, that Carrier
now be required to reinstate and compensate
Claimant for any and all loss of earnings
suffered, and that the charges be removed from
his record.
FINDINGS
Upon reviewing the record, as submitted, I find that the
Parties herein are Carrier and Employes within the meaning of
the Railway Labor Act, as amended, and that this Special Board
of Adjustment is duly constituted and has jurisdiction of the
Parties and the subject matter; with this arbitrator being sole
signatory.
On October 8, 1990, the Claimant was notified to be present
at a formal investigation to be held at the office of the
District Engineer, Mr. J. C. Mahon, Roseville, California, on
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October 12, 1990 for the purpose of determining whether or not
he failed to inspect a tamper before moving it from a spur to
the main line. The cited incident occurred on October 1, 1990
and resulted in damage to the tamper. In the notice, the
Claimant was charged with a violation of Rule 2.13.3 - Work
Equipment, which reads as follows:
Rule 2.13.3: WORK EQUIPMENT:
Equipment shall not be operated in a manner
to endanger life, limb or property. No
equipment shall be set in motion until it is
known that the way is clear.
Mr. D. L. Harrison, the Claimant, was a Ballast Tamper
operator headquartered in Marysville, CA. He was employed on
June 5, 1989 and promoted to Ballast Operator on May 1, 1990.
There were at least two tampers the Claimant worked with; one a
Mark I tamper, the other a Mark III. On the day the equipment
was damaged, he was operating a Mark I, 269RB. According to the
inquiry after the accident, the Claimant failed to make sure the
jack attachment was up and locked into place. As a result, the
jack slipped down and bent the front part of the tamper and the
shadow board. Allegedly, the Claimant failed to check to see
that the jack was held into place by a lock pin. The Claimant
testified that he believed the jack was spring loaded and as
long as it was up he felt it was locked into place.
According to the testimony presented during the
investigation, everyone credits the Claimant with being a very
good employee. Although he had previously been issued a letter
when he was observed going too fast through a crossing, his
record contained no other disciplinary actions. Therefore it
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would appear everyone believes this employe has and will
continue to have value to the Carrier. Consequently, it is
necessary to examine not only whether the Claimant failed to
properly secure the jack, but whether the penalty issued was
appropriate.
As this Arbitrator has indicated time and again, the very
premise of progressive discipline requires that unless a rule
violation is so serious as to justify discharge for a first
offense, such as insubordination, theft, and Rule G violations,
discipline should be administered based on what would be
necessary to convince the employe involved to modify his/her
behavior. There is no evidence, nor do I believe, the Claimant
in this case, would not have responded to a more lenient form of
discipline. Although a fifteen (15) day suspension may be very
reasonable in some instances, it is questionable whether it is
necessary in the instant case. Regardless, of the damage done,
it is necessary to review the actual failing of the Claimant to
determine the approriate punishment. If we take into account
the Claimant was actually engaged in on the job training, as
described in the testimony of Carrier witnesses, then we should
consider his error as more a decision of poor judgment rather
than one of negligence. For that reason, progressive discipline
calls for a less severe penalty. The Employe has demonstrated
his worth to the Carrier and has been trained as a tamper
operator. It is simply not in the best interest of either the
Carrier or the Employe to demoralize him by issuing a harsher
penalty than necessary. It is more important to convince him to
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modify his behavior in order to enhance his value to the
Company. If the Employe then fails to recognize the necessity
of becoming more meticulous in his work habits, he `must
appreciate the possibility of more intense forms of discipline,
including discharge.
AWARD
The fifteen (15) day suspension is to be'reduced to a five (5)
day suspension.
i
Ca . Zamperini
Im artial Arbitrator
Submitted:
February 28, 1991
Denver, Colorado
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