SPECIAL BOARD OF ADJUSTMENT NO. 947
Case No. 189
Award No. 189
Claimant: D. B. NOVELLA
PARTIES Brotherhood of Maintenance of Way Employees
TO and
DISPUTE Union Pacific Railroad Company
STATEMENT 1. That the Carrier's decision to assess
OF CLAIM Claimant a thirty (30) calendar day
suspension without pay was excessive, unduly
harsh and in abuse of discretion and in
violation of the terms and provisions of the
current Collective Bargaining Agreement.
2. That because of the Carrier's failure to
prove and support the charges by introduction
of substantial bona fide evidence, that
Carrier now be required to reinstate and
compensate Claimant for any and all loss of
earnings suffered, and that the charges be
removed from his record.
FINDINGS
Upon reviewing the record, as submitted, I find that the
Parties herein are Carrier and Employees within the meaning of
the Railway Labor Act, as amended, and that this Special Board of
Adjustment is duly constituted and has jurisdiction of the
Parties and the subject matter; with this arbitrator being sole
signatory.
The Claimant has worked for the Carrier since June 2, 1977.
At the time of the alleged rule,violation, he was working as the
Foreman of Surfacing Gang S-9. On the day of the incident, the
Claimant went on duty at Warm Springs and off duty later that
same day. Around 1:50 p.m., October 7, 1996, he allegedly
allowed the track equipment under his charge to exceed the
authorized limits. This occurred at east limits CPCahill in the
vicinity of San Jose, California.
The Carrier believed the evidence presented at hearing
substantiated the following rule violations:
1.1 Safety
Safety is the most important element in performing duties.
Obeying the rules is essential to job safety and continued
employment.
It is the responsibility of every employee to exercise care
to avoid injury to themselves or others. Working safely is
a condition of employment with the Company. The Company
will not permit any employee to take an unnecessary risk in
the performance of duty.
No job is so important, no service so urgent, that we cannot
take the time to perform all work safely.
Rule 71.7.7, of the Chief Engineer's Instructions, that
portion which states:
Foremen and others in charge of work are responsible for the
safety of their men and must see that no unnecessary risks
are taken. They shall bear in mind that safety is the first
and most important consideration.
Rule 72.0.1.4, of the Chief Engineer's Instructions, that
portion which states:
Within CTC territory. . .when main track or controlled
siding is occupied by roadway machines, track and time
limits will be secured from Train Dispatcher to afford
protection against trains and engines without flag
protection as required by Rule 5.4
Track and time limits will be secured by foreman from Train
Dispatcher, complying-with Rules -10.0.' ' - . . _ .. -._ ..
Rule 80.3.1 Job Briefing Information -
All information related to on-track safety must be given in
the job briefing to every roadway worker who will foul the
track. In addition to other safety issues, the minimum on-- -
track Safety Information must include:
Track limits of track authority,
Time limits of track authority,. . .
Rule 10.1 (M) Authority to Enter CTC Limits
CTC limits are designated in the timetable. A machine,
track car, or employees must not enter or occupy any track
where CTC is in effect unless:
The control operator grants track and time under Rule 10.3
(Track and Time).
G~l~-i8R
The Claimant was suspended for thirty (30) calendar days
without pay for the cited violations.
CARRIER'S POSITION
The Carrier claims that the Claimant violated the cited
rules when he exceeded his track and time limits on the day in
question. They contend he did not. secure the track and time
limits and therefore was not afforded the necessary protection.
The Carrier further contends that the Claimant did not conduct
the proper job briefing and failed to relay the correct track and
time limits to the employees working within his charge. They
argue that since he did none of these things, he entered track
and time limits without the proper authority.
The Carrier claims that when they investigated the charge by
listening to the tapes from the Amtrak Dispatcher and reading the
Digicon, it was clear the Claimant had been cleared between CP
Michael and CP East Cahill. However, the tamping machines under
his charge went beyond East Cahill without obtaining the proper
Track and Time limits. The tamping machines left their
authorized area around 1:48:38 p.m. and did not return to their
authorized area until 1:56:50 p.m..
ORGANIZATION'S POSITION
The Organization believes the fact that the Roadmaster
issued discipline to the Claimant's two co-workers even before
the hearing, indicates an extreme prejudgment. They also point
'out that up until reaching the limits of Cahill, the tamper
operator had done everything he should have done. They argue
that for some reason he took the instructions_ of the Claimant
literally rather than stop at the Cahill limits.
Furthermore, the organization argues that the Claimant
followed all of the rules and regulations. They believe he
should bear no responsibility for equipment operators who knew
where to stop, but exceeded the limits. They ask that the
Claimant be returned to service and compensated for all time
lost.
DECISION
Even the Claimant does not deny that he did tell the machine
operators to stop just short of the depot. As foreman, he should
have been aware that this order, was contrary to the track
limitation he had been given. He had an obligation to clarify
any differences between the limits given by the Dispatcher and
the verbal instructions he gave to the machine operators.
Despite the Claimant's contentions, there was no evidence
presented that the machine operators knew that stopping "just
short of the depot" meant stopping at the Cahill limits.
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However, the Board believes that the thirty (30) day
suspension may be excessive for the following reasons. First,
the machine operators, albeit not Foremen, were aware that they
had been granted track limitation to the Cahill limits. If they
were confused, they could and should have radioed the Claimant
and received clarification. As recognized by the Carrier they
must share in the blame. Secondly,' the Claimant has had a fairly
good employment record over the last five years and prior to that
it has certainly been acceptable. It is true he was disciplined
in 1991, but, that was over five years ago. His record shows
that in 1989, he was given a 15 day deferred suspension for
failure to report a personal injury. Those incidents,
respectively, were five and eight years ago.
The Claimant should realize, however, that it was ultimately
his responsibility to make sure his gang honored the track and
time limitations. He cannot dismiss what happened by
transferring the blame to his crew or to faulty signs. He must
assume his share of the responsibility.
AWARD
The thirty (30) calendar day suspension is to be reduced to a
fifteen (15) actual working days suspension without pay. He is
to be reimbursed the difference between the thirty (30) calendar
day suspension and the fifteen (15) actual working days
suspension.
Carol J mper,ni, Neutral
Submitted this
-~2 7
of 1998.
Denver, Colorado
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