SPECIAL BOARD OF ADJUSTMENT NO. 947
Case No. 191
Award No. 191
Claimant: A. S. FLORES
PARTIES Brotherhood of Maintenance of Way Employees
TO and
DISPUTE Union Pacific Railroad Company
STATEMENT 1. That the Carrier's decision to assess
OF CLAIM Claimant a thirty (30) day suspension
without pay was excessive, unduly harsh and
in abuse of discretion and in violation of
the terms and provisions of the Collective
Bargaining Agreement.
2. That because of the Carrier'sfailure to
prove and support the charges by introduction
of substantial bona fide evidence, that
Carrier now be required to reinstate and
compensate Claimant for any and all loss of
earnings suffered, and that the charges be
removed from his record.
FINDINGS
Upon reviewing the record, as submitted, I find that the
Parties herein are Carrier and Employees within the meaning of
the Railway Labor Act, as amended, and that this Special Board of
Adjustment is duly constituted and has jurisdiction of the
Parties and the subject matter; with this arbitrator being sole
signatory.
The Claimant was notified by letter dated October 7, 1996,
to report to the office of the Roadmaster,Bakersfield,
California, at 9:00 a.m., Thursday, October 17, 1996 for a formal
investigation. The purpose of the hearing was to determine
whether he had violated Carrier Rules 10.1 and 10.3 of the Rules
and Regulations for Maintenance of Way and Engineering,
particularly those portions cited below:
Rule 10.1 (M) Authority to Enter CTC Limits
CTC limits are designated in the timetable. A machine, ,
track car or employee must not enter or occupy any track
where CTC is in effect unless:
OW _( q f
-The control operator grants track and time under Rule 10.3
(Track and Time).
Rule 10.3 (M) Track and Time
. . .Limits designated by a switch extend only to the signal
governing movement over the switch unless otherwise
designated.
After reviewing the evidence produced at the hearing, the
Carrier determined that the Claimant had violated the cited
rules. He was issued a thirty (30) day suspension.
The Claimant is a Track Supervisor and has been employed
with the Carrier for over 34 years. On Friday, October 4, 1996,
the Claimant went on duty at 7:00 a.m. at Tulare, California and
off-duty at 5:30 p.m. at Goshen, California. At approximately -
1:30 p.m., at Traver, California, the Claimant who had Track and
Time from West Goshen to East Traver, encountered the Tulare
Local on the main line as he approached the east switch at
Traver. He was nearly out of track time when he realized that
the dispatcher had lined the switch so that he could enter the
siding. He made- contact with the dispatcher, but lost contact
once someone walked over him. He entered the siding and at that
time regained communications. He told her that he was in the
siding and she asked him how he had obtained track time for the
siding, which he had not done. Shortly afterwards she did give
him the track time. At that point, the Claimant gave up his
Track and Time on the main line and the Tulare Local continued on
its run.
The Claimant went on to the West end of Traver and got Track
and Time into Kingsburg._ In the meantime, the dispatcher called
the Roadmaster and reported that the Claimant had violated the
rules on Track and Time. -The Roadmaster contacted the-Claimant .... -
and told him to meet with him at Kingsburg.
CARRIER'S POSITION
The Carrier contends that the Claimant violated the cited
rules by not obtaining track and time before entering the siding
at east Traver. It was only after he entered the siding that he
obtained the track and time.
ORGANIZATION'S POSITION
The Organization argues that the Claimant did the only safe
thing he could have done. After all, they say, when the Claimant
got to the East Traver siding, the Tulare Local was facing him on
the main line. They point out-that since he was nearly out of
track time and the switch was aligned to enter the siding, he
proceeded to get off the main track. The Organization claims
2
qq-?
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that the Claimant first tried to contact the dispatcher, but, was
walked on and the dispatcher hung up. It was only after he
entered the siding that he reached her and could ask for
permission to have time in the siding. The Organization contends
that this problem happens frequently and presents a problem to
employees. They argue that the Claimant did what he should have
done to save the Carrier money. Furthermore, they argue, the
actions of the Claimant could not have caused an accident.
DECISION
The Board has reviewed the evidence. There is no dispute as
to the facts. It seems the Claimant arrived at the switch at
East Traver and realized he was running short of track time.
Simultaneously, he saw that the Tulare Local was on the other
side of the signal waiting to proceed. In unrefuted testimony,
he said he attempted to contact the dispatcher, but, she hung up
when he got walked over by someone else on the line. Obviously,
the track was aligned for his entrance into the siding and he
proceeded. Clearly, the Claimant believed he was doing the best
thing for everyone. He immediately contacted the dispatcher once
he entered the siding. At that time, he was given clearance.
There was no evidence presented that he prevented someone else
from entering the siding or caused a troublesome delay, in fact
just the opposite. Although admittedly, on another day, the
circumstances could be different.
The Organization raises a valid point, besides the obvious
(getting permission before entering the siding), what should the
Claimant have done when he could not make contact with the
dispatcher and was running out of track time and was preventing
another train from proceeding. If there is a set procedure, the
Carrier did not present it during the investigation in response
to the Organization's inquiry.
The penalty issued to the Claimant was excessive under the
circumstances here.
AWARD
The suspension is to be reduced to a 5 day suspension; the
Claimant is to be reimbursed the difference in wages and benefits
he lost in the 30 day suspension and the 10 day suspension.
Carol J amperi i, Neutral
Submitted this 62 of 1998.
Denver, Colorado