SPECIAL ADJUSTMENT BOARD NO. 947
Award No.3
Case No. 3
PARTIES Brotherhood of Maintenance of Way Employes
TO and
DISPUTE Southern Pacific Transportation Company (Western
Lines)
STATEMENT 1. That the Carrier violated the provisions of
OF CLAIM the Agreement when, by letter dated December
29, 1982, it disqualified Richard Ely Hopkings
as a Ballast Regulator Operator and suspended
him from service for a period of thirty (30)
calendar days, commencing January 1, 1983
through January 30, 1983, for allegedly
violating Rule M869 and Rule 801, said action,
following an investigation and a formal
hearing which took place in Bakersfield,
California, December 10, 1982, during which
Mr. J. D. Maxwell, District Maintenance of Way
Manager, Southern California Region, assisted
in conducting the hearing,which violated Rule
45 of the Agreement since Mr. Maxwell was the
District Manager in the region in which this
accident took place and he had already
investigated the incident and knew the
information regarding the accident prior to
the hearing.
2. That Richard Ely Hopkings be compensated for
all time lost as a result of his unjust
suspension and that he be considered qualified
as a Ballast Regulator Operator and that his
record be expunged of all charges incident to
this matter.
FINDINGS
Upon reviewing the record, as submitted, I find that the Parties
herein are Carrier and Employes with the meaning of the Railway
Labor Act, as amended, and that this Special Board of Adjustment
is duly constituted and has jurisdiction of the Parties and the
subject matter, with this arbitrator being sole signatory.
_ SBA No. 947 Award No. 3
Case No. 3
The Grievant was a Ballast Regulator Operator who worked out of
the 7th Standard Road Headquaters in Bakersfield, California.'
On November 17, 1982, Mr. Hopkings, Mr. Thomas David Lupio,
Extra Gang Foreman, 72, and Martin Sias, Machine Operator, were
assigned to go to Goshen, California to return a tamper to
Bakersfield. Mr. Lupio and Mr. Sias rode on the tamper and Mr.
Hopkings drove the ballast regulator, remaining a safe distance
behind during their trip from Goshen to Saco, California.
During the trip the equipment traveled at a speed of about 10-15
miles per hour. As they entered Saco and neared the west end
switch, which was where they were to stop to get more clock
time, the tamper machine unaccountably slowed down to one (1)
mile per hour. Mr. Lupio and Mr. Sias jumped from the machine
to try to determine what was wrong, but could not. They were
directed to proceed in order not to disrupt traffic. Mr.
Hopkings who was behind them, noticed the men disembarking and
slowed down to'about one (1) mile per hour. When he saw them
board again, he accelerated to about five (5) miles per hour.
When the Grievant was 200 feet away he did not realize the
tamper was still only moving at about one (1) mile per hour,
however, when he was about 78 feet from the machine, he knew he
was approaching too quickly and attempted to apply the brakes.
His vehicle was unable to stop in time and he hit the tamper
machine.
Mr. Hopkings, who was employed with the Company on January 4,
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SBA No. 947 Award No. 3
Case No. 3
1954, qualified as a Ballast Regulator Operator in 1980 and
since then had operated the same ballast regulator. During the
formal hearing all three men involved in moving the tamper
machine from Goshen to Bakersfield on November 17, 1982,
testified that there was mechanical problems with both the
tamper and the ballast regulator. According to their testimony
the tamper was leaking a great deal of oil which covered the
rails and made them slippery. However,' Mr. Jack Nelson, Work
Equipment Supervisor, testified he doubted there could be
sufficient leakage to cause oil to cover the rails since the
problem involved a fitting for a cylinder and since no pressure
could build up there would be no leaking. The problem with the
ballast regulator centered around its brakes. Apparently only
three brake shoes were working. None of these problems
interfered with the trip from Goshen to Saco.
Anytime the safety of employes and/or others is at stake,
equipment must be operated in a safe effective manner. Mr.
Hopkings had operated the same ballast regulator for two years.
He was and should have been aware of its mechanical
"characteristics". He did testify that he was aware of the
brake deficiencies and indicated he was careful to maintain a
safe distance behind the tamper during the trip from Goshen to
Saco. He also stated he was congnizant of the oil leakage from
the tamper. If he had been more alert during the time the
tamper appeared to develop trouble and the time they were to
arrive at the west end switch at Saco, the accident most
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. _ SBA
No. 947
Award
No. 3
Case
No. 3
i.
probably could have been avoided. It also most probably would
j have been avoided if Mr. Hopkings had been forewarned of the
mechanical problems which developed with the tamper, but he was
not. At least some of the blame should be shared in this
instance.
Taking all things into consideration, the Grievant did show bad
judgement which contributed to the accident, but he worked for
the Company for over twenty-eight (28) years at the time of this
incident. His employment record is unblemished with the
exception of one accident which occurred in 1974. The
discipline issued to him in this matter is excessive.
AWARD
The claim is sustained in part; Mr Hopkings is to remain
qualified as a Ballast Regulator Operator and his suspension is
to be reduced to ten (10) working days; he shall be made whole
for all loss sustained in excess of that amount of time. The
remainder of the claim is denied.
ORDER
The Company is to comply with this order within thirty
(30)
days
of its issuance.
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SBA No. 947 Award No. 3
Case No. 3
Z~U~'
.
Neutral
Submitted:
June 11, 1984
Denver, Colorado
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