SPECIAL BOARD OF ADJUSTMENT N0. 951
PARTIES METRO-NORTH
COMMUTER RAILROAD COMPANY )
AWARD 140. 80
TO AND )
CASE NO, 135
DISPUTE TRANSPORTATION COMMUNICATIONS INTERNATIONAL )
UNION(TCU) )
STATEMENT OF CLAIM.;
(a) That Carrier violated the Rules Agreement effective
January 1, 1983 and acted in an arbitrary and
capricious manner when it assessed discipline o`
dismissal on Tower Director (qua Local Protective
Chairman) Thomas G. Tringali on November 4, 1988.
(b) Claimant Tringali's record be cleared of the
charges brought against him on June 13, 1988.
(c) Claimant be restored to service and be compensated
in accordance with the provisions of Rule 51.
HISTORY OF DISPUTE;
At all times material to the dispute in this case Claimant held
the position of Tower Director at New York City as well as that of Local
Protective Chairman.
On May 27, 1988 Claimant in his capacity as Local Protective
Chairman represented a clerical employee at an investigation. At the
outset of the investigation Claimant became embroiled in a dispute with
the hearing officer over Claimant's repeated objections
which
the hearing
officer believed were preventing him from conducting an orderly hearing.
The dispute escalated to the point where Claimant apparently became
inflamed. Claimant dared the hearing officer to take him out of service
stating that the hearing officer could not do so because Claimant was a
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Local Chairman. When the hearing officer placed a call to Carrier police
to assure order, Claimant responded by repeating the dare, spinning around
in his chair,shouting, placing his feet on the conference room tabke and
clucking and flapping his arms to imitate a chicken. Claimant also referred
to the hearing officer as the lower parts of the human body including male
genitalia. The hearing officer recessed the hearing. After the hearing
reconvened it proceeded to a conclusion without further problems.
The Carrier notified Claimant to appear for formal investigation
on the charge that during the investigation he had been ". . . abusive and
offensive to Trial/Appeals Officer in manner and action, disrupted proceedings
of hearing and refused to comply with instructions of Trial/Appeals Officer,
in violation of Rule D . . . ." Following the investigation Claimant was
notified that he had been found guilty of the charge and
was
dismissed
from the Carrier°s service.
The Organization grieved the discipline. The Carrier denied the
grievance. The Organization appealed the denial to the highest officer
of the Carrier designated to handle such disputes. However, the dispute
remains unresolved, and it is before this Board for final and binding
determination.
FINDINGS:
The Board upon the whole record and all the evidence finds that
the employees and the Carrier are employees and Carrier within the meaning
of the Railway Labor Act, as amended, 45 II.S.C. 99151 et sect.The Board
a~s-
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also finds it has jurisdiction to decide the dispute in this case. The
Board further finds that the parties to the dispute, including Claimant,
were given due notice of the hearing in this case.
The substantive question raised by the claim in this case is
whether an employee of the Carrier is subject to discipline for conduct
engaged in while that employee is acting as the representative of another
employee during an investigation.
The carrier would answer the question
in
the affirmative. The
Carrier cites a number of arbitral authorities in support of its position
principle among which is Award No. 13 of Public Law Board No, 3139,
Burlington Northern R.R-(International Brotherhood of Firemen and Oilers
Apr. 22, 1983 (LaRocco, Neutral). That Board sustained discipline of an
employee acting as an employee representative during an investigation for
continuing to smoke after requests and orders not to do so. Noting what
the Board termed as "sensitive and legitimate concerns" raised by both
parties with respect to the need for employee representatives to operate
freely and independently of influence by a Carrier and the need for a
hearing officer to maintain order and decorum during an investigation to
insure the integrity of the fact finding process, the Board found that
Claimant's conduct was an attempt to badger and intimidate the hearing
officer and was not related to his duties as a union representative. The
Carrier maintains that Claimant in this case engaged in similar but more
egregious misconduct for which the discipline of discharge was fully
warranted.
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The Organization vigorously disagrees. It maintains that no
matter how egregious the misconduct by an employee representative -it an
investigation it may not provide the basis for discipline of that employee.
The Organization cites Award No. 624 of Public Law Board No. 912, Norfolk
& Western RY. Co./United Transportation Union, June 30, 19$2 More, Neutral)
which reinstated an employee representative who during an investigation wore
a T-shirt depicting Raggedy Ann and Andy engaged in sexual intercourse,
forced a halt to the investigation by insisting upon using a tape recorder
contrary to Carrier rules and refused a direct order to leave the property.
While finding that the employee representative was guilty of serious
misconduct the Board nevertheless held that ". . . the Claimant is just
not subject to discipline when he is appearing in the capacity of Local
Chairman." The Organization also cites NRAB Third Division Award No.
5367, Southern Ry.Co./United Transport Service Employees, June 20, 1951
(Elson, Referee) setting aside a thirty-day suspension of an employee
representative who during an investigation lost his temper, accused the
Carrier of framing the Claimant and at times attempted to take over the
investigation. Noting the dual capacity of an employee representative at
an investigation as both an employee of the Carrier and representative of
the employees in disciplinary matters, the Board found that it was essential
to the function of employee representative that his capacity as an employee
be disregarded and that he be subject to no sanction greater than that
to which a nonemployee representative would be subject.
We, like the tribunals in the cases noted above, find ourselves
faced with reprehensible and egregious misconduct committed by an employee
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representative during an investigation. The foregoing cases represent
diametrically opposite schools of thought on the issue of whether an
employee representative may be subject to discipline under such circumstances. There are sound considerations supporting both points of view.
However, we find ourselves more in agreement with the tribunals finding
absolute privilege.
We are sorely tempted by Claimant's misconduct in this case to
hold him subject to discipline. Nevertheless, we are persuaded that to do
so would place a weapon in the hands of the Carrier so powerful that
sooner or later it would have a chilling effect upon an employee's function
as .a representative during an investigation thereby infringing upon the
fundamental right of employees to have effective representation. The
Carrier may avail itself of other remedies to maintain order and decorum
during an investigation including,in a proper case, ejection of the offending
representative from the investigation and the property. However, it may
not discipline the representative as an employee for misconduct during an
investidation at which the employee acts as a representative of another
employee.
Accordingly, we find that the discipline must be set aside.
AWARD
Claim sustained.
~,r~ti~d%f~e
William E. Fredenberger,Jr...~
Chairman and Neutral
Member
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IlJii &,
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.·r ,
M. M. C' nor delletti
Carrier Member Employee Member
DATED:
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