NATIONAL MEDIATION BOARD, ADMINISTRATOR
SPECIAL BOARD OF ADJUSTMENT NO. 957
In the Matter of the Arbitration
-between-
Brotherhood of Maintenance of OPINION AND AWARD
Way Employes Award No. 259
-and
Southeastern Pennsylvania
Transportation Authority
In accordance with the September 26, 1999 agreement in
effect between the above-named parties, the Undersigned was
designated as the Chairman and Neutral Member of the SEPTA-BMWE
Public Law Board (the Board) to hear and decide the following
Claim:
1. The discharge of General Track Helper A.
Freeman for alleged violation of NORAC
Rule 30 and SEPTA RRD Rules 41 and 64
was unjust, unwarranted and based on
unproven charges (SEPTA Grievance 00048-F12).
2. Mr. Freeman shall be returned to service
with full benefits and shall be
compensated for all hours lost, both
straight time and overtime, at his
applicable rate and all reference to
this incident should (sic) expunged from
his record.
A hearing was held in Philadelphia, Pennsylvania on
September 4, 2002 at which time the Grievant and representatives
of the parties appeared. All concerned were afforded a full
opportunity to offer evidence and argument and to examine and
cross-examine witnesses consistent with the relevant procedures
that exist between the parties. The Arbitrator's Oath was
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waived. The Board met in Executive Session after the hearing.
FINDINGS OF FACT AND OPINION OF THE BOARD
A careful review of the record indicates that the Claimant,
began working for the Carrier on October 2, 1989 and served as a
Track General Helper. The Claimant signed a Return to Work
Agreement, dated May 9, 2000 that indicated, in pertinent part,
that:
1. The parties agree that as part of this
settlement, the
Union is
requesting a
modification of the discharge of the
above named employee. Contained herein
are the terms and conditions of the
return to work agreement.
b. Mr. Freeman will be required to
serve a two (2) year worked
probationary period, commencing
from his date of return to active
employment.
d. While on probation, should Mr.
Freeman be charged with
committing any infraction for
which discipline is justified,
he shall be subject to an
immediate discharge.
(Carrier Exhibit 15.) The Carrier terminated the Claimant as a
result of an incident that had occurred on Saturday, January 27,
2001 at the Main Street crossing in Lansdale,
Pennsylvania. In
particular, the Carrier concluded that the Claimant had violated
NORAC Operating Rule 30 by tampering with certain equipment, Rule
41 by failing to perform certain assigned tasks, and Rule 64
concerning defective equipment.
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NORAC (Northeast Operating Rules Advisory Committee)
Operating Rule 30 provides:
30. Tampering with Appliances and Other
Equipment
Employees are prohibited from breaking
seals on interlocking appliances or other
equipment, except when specifically
authorized to do so. Employees are
prohibited from altering, nullifying or in
any manner restricting or interfering with
the normal intended function of any device or
equipment on engines, cares or other railroad
property, except when specifically authorized
to do so.
In case of failure, or where seals are
found to be tampered with, broken, missing,
or authorized to be removed, a report must be
made immediately to the Dispatcher,
Yardmaster, or Enginehouse Foreman in charge
of the territory where the defect is
discovered.
The Work Rules for Employees of the Line Maintenance
Department provide, in pertinent part, that:
41. Refusal/Failure to Perform Assigned Work
Refusal and/or failure to perform
assigned work is cause for disciplinary
action up to and including discharge.
64. Defective Equipment
Employees shall not use defective
ladders, machinery, equipment or tools.
Defective equipment shall be reported
immediately to one's supervisor.
Safety devices will not be modified,
removed or made ineffective for any
reason. No revision or additions to
equipment, etc., shall be made without
authorization by proper authority.
Personal protective equipment furnished
to employees by the Authority, such as
goggles, respirators, etc., shall be
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worn when the employee is exposed to the
hazards for which such equipment is
intended.
A careful review of the record indicates that the Claimant
violated these provisions. In particular, the record reflects
that a train crew reported that the automatic crossing protection
at the Main Street crossing had failed to come down in a timely
manner. Maintenance Manager Mark A. Keller credibly testified
that the report of the initial malfunction caused him to
investigate the situation. The Maintenance Manager credibly
explained that the crossing constitutes an especially busy
intersection and that the presence of a constantly staffed
crossing box enables manual operation of the gates in a way that
disrupts traffic in the intersection for a shorter time than the
automatic gates require. The Maintenance Manager credibly
recalled that he had visited the Lansdale crossing box a short
time after the report and had found the Claimant in the confined
structure with a stick wedged in a vertical position into the
foot pedal in a way that bypassed the automatic system and
precluded the automatic gates from coming down. As a result, the
Maintenance Manager credibly observed that the presence of the
stick had the same effect as the manual operation of the foot
pedal and therefore overrode the automatic operation of the
gates.
The Claimant denied having any knowledge about the presence
of the stick and the use of the stick as a wedge to override the
automatic operation of the gates. As confirmed by certain
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photographs introduced as evidence into the present proceeding,
the Claimant's denial lacks credibility because of the extremely
close confines of the crossing box and the integral role of the
foot pedal in manually operating the gates. Although the
Claimant had denied being trained in a way that involved the
operation of the manual pedal and also had denied ever having
seen the stick, the record reflects that the Claimant had
received sufficient training to operate the relevant equipment.
A careful examination of the actual stick revealed that the
stick measured approximately seven inches long and one-half of an
inch wide. (Carrier Exhibit 21.) The close proximity of the
foot pedal only inches away from the feet of the operator of the
crossing box constitutes conclusive evidence that the operator of
the crossing box would have virtually no way to avoid being aware
of the presence of the stick wedged in the vertical position. As
a result, the record proves that the Claimant had to have known
about the presence of the stick in the wedged position.
By permitting the stick to remain in the foot pedal to
bypass the automatic gates, the Claimant permitted tampering with
the equipment to occur in violation of NORAC Operating Rule 30;
failed to perform the assigned work of operating the crossing box
equipment in a proper manner in violation of Work Rule 41; and
permitted the modification of the foot pedal in a way that made
this safety device ineffective in violation of Work Rule 64.
Under all of these unusual circumstances, the Carrier had
justification to discipline the Claimant.
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As previously mentioned, the Claimant had entered a Return
to Work Agreement to avoid a prior discharge of the Claimant.
Paragraph 1(d) of the Return to Work Agreement specifically
authorized the Carrier to discharge the Claimant immediately for
"committing any infraction for which discipline is justified."
As a consequence, the Carrier proved by clear and convincing
evidence that just cause existed to terminate the Claimant. In
reaching this conclusion, the record omits any credible evidence
that the discharge of the Claimant was unjust, unwarranted, and
based on unproven charges. Any other arguments raised by the
parties during this proceeding are not relevant to a proper
determination of the present dispute. The Award shall indicate
that the Claim is denied.
Accordingly, the Undersigned, duly designated as the
Chairman and Neutral Member of the SEPTA-BMWE Public Law Board
and having heard the proofs and allegations of the above-named
parties, makes the following AWARD:
The Claim is denied.
Robert L. Doqglas
Chairman and Neutral Member
Henry . Wise, J f. ey eridan
Empl yee Member arr' _ Member
Concurring/Dissenting a Dissenting
DATED: a z
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