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SPECIAL BOARD OF ADJUSTMENT NO. 986
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Case No. 10
Docket No. NEC-BMWE-SD-1250D
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PARTIES: Brotherhood of Maintenance of Way Employees
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DISPUTE: Amtrak
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FINDINGS:
On March 5, 1985, Claimant James Edwards was notified that
an investigation would be held on March 26, 1985, into the charges
that he had been Pxcessively absent as a result. of his absences from
duty on February 7, 11, 25, and 27, 1985. After a hearing, the
hearing officer found Claimant guilty of the charge of excessive
absenteeism; and Claimant was assessed a ten-calendar-day suspension.
The Organization contends that the Carrier is precluded from
bringing a charge of excessive absenteeism because the parties have
entered into an Absenteeism Agreement dated October 26, 1976, limiting
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the Carrier's rights to discipline employees for absenteeism to
specific, legitimate reasons. The Organization contends that the
agreement cannot be superseded by the Carrier's arbitrary decision to
charge the employees with the generic charge of excessive absenteeism.
The Organization also argues that the Carrier failed to
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bring the charges against the Claimant within 30 days, as specified in
Rule 71, thereby denying Claimant a fair and impartial trial. The
organization further contends that the discipline imposed upon the
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dates of absenteeism listed in the initial charges are different, with
one exception, from the dates listed in the Notice of Discipline.
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The final procedural argument of the organization is that the Carrier
violated Rule 74 when it forced Claimant to serve his suspension prior
to a decision being reached on his appeal.
The organization's substantive argument is that Claimant
presented two exhibits from a hospital that documented thpt his
absences were the result of bona fide illnesses beyond Claimant's
control. Therefore, the Organization argues, Claimant should not be
disciplined for those absences.
The Carrier argues that the Organization's procedural claims
have no merit and that the Claimant was granted all of his due process
rights. The rattier further argues that the Absenteeism Agreement
relates to unauthorized absencAS and not excessive absenteeism. With
respect to the different dates in the charges, the Carrier contends
that neither the Organization nor the Claimant made an objection at
the hearing regarding the different dates, nor was there any evidence
of surprise in the record. The Carrier further argues that the trial
was scheduled for March 26, 1985, which may have been in excess of 30
days from the first days of absenteeism (February 7 and 11), but was
within the 30-day period from the end of the excessive absenteeism
period (February 27) and therefore met the requirements of Rule 71.
The Carrier contends that the dates nn the Notice of Discipline were
typographical errors and did not affect the fair and impartial trial
afforded the Claimant inasmuch as the Claimant admitted being absent
nn those dates. Finally, the Carrier contends that there was
nothing improper. with requiting the. Claimant to serve his suspension
prior to a decision being reached on his appeal.
With respect to the substantive arguments, the Carrier
contends that the absences were established by the admissions of the
Claimant and they were excessive. Therefore, argues the Carrier, the
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· finding of guilty was appropriate. Moreover, the Carrier argues that
since Claimant had previously received two letters of warning, it was
not unreasonable, arbitrary, or capricious to assess the Claimant a
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ten-day suspension for the third offense.
This Board has reviewed the evidence and testimony in this
case, and we find that there is no merit to the procedural objections
raised by the Organization.
With respect to the organization's position regarding the
Absenteeism Aqrermenr, this Board has held, on several occasions in the
past, that that agreement relates specifically to unauthorized
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absenteeism and does not limit the ability of the Carrier to
discipline employees for excessive absenteeism. (See Award in Case
No. 3 of this Board.)
This Board also finds that Claimant's due process rights
' were not prejudiced by the typographical errors in the original
notice, which listed the wrong dates of absenteeism or the date of
· the hearing. The hearing was scheduled within 30 days of the final
date of the excessive absenteeism period, and the Claimant was well .
aware that he was being charged with exessive absenteeism for
several dates in the month of Fehruary. The wrongful listing of the
dates did not in any way impinge on any of the rights of the
Claimant.
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Finally, this Board finds that no rights of the Claimant
were violated when ha was forced to serve his suspension prior to the
completion of his appeal.
This Board also finds that there is sufficient evidence in
the record to sustain the hearing officer's finding that the claimant
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was guilty of the charge of excessive absenteeism. This Carrier has
previously taken the position that three absences in one month constitute
excessive absenteeism, and the Claimant has admitted to being absent
in excess of. three days in the month of February 1985. ,
Once this Board has determined that there is sufficient
evidence in the record to sustain the finding of guilty, we next turn
our attention to the type of discipline imposed. This Board will not
set aside discipline unless we find that the action taken by the
Carrier was unreasonable, arbitrary, or capricious. The Claimant in
this case had received two warning letters for unsatisfactory
attendance within the previous eight months prior to the incident in
question. Consequently, we do not find that it was unreasonable,
arbitrary, or capricious for the Carrier to suspend the Claimant for
ten days for this violation.
AWARD:
Claim denied. y-.
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Chairman, Neutral mert(ber -
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Date:
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EMPLOYES' DISSENT
AWARD NO. 10, CASE N0. 10, SPECIAL BOARD OF ADJUSTMENT' NO. 986
The Employes' take strong exception to the Board's
contention that "no rights of the Claimant were violated when he
was forced to serve his suspension prior to the completion of his
appeal". This conclusion effectively rewrites the terms of Rule
74 of the BMWE-AMTRAK Schedule Agreement of May 19, 1976, as
amended, and as such, is a case of the Board exceeding its grant
of jurisdiction.
Paragraph "B" of the Agreement establishing the Board states
that the Board "shall have jurisdiction over disciplinary matters
which have been handled pursuant to the provisions of Rule 74 of
the BMWE Agreement". Nowhere in the Agreement is the Board given
the explicit jurisdiction to amend, cancel or nullify any term in
the Schedule Agreement. However, the Board's decision in this
case has rendered nugatory the following language contained in
Rule 74(a):
This appeal, :here the discipline imposed is suspension,
shall act as a stay (except in case of major offense) in
imposing the suspension until after the employe has been
given a hearing.
The Carrier's decision on the Claimant's appeal was not even
posted in the U.S. Mails until May 17, 1985; however, the
Claimant was required to commence serving his disciplinary
suspension on May 6, 1985. This action by the Carrier was a
literal violation of Rule 74(a), a fact admitted by the Carrier
in its letter of October 10, 1985 from Director-Labor Relations
L. Hriczak, wherein he answered the Employes' procedural
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objection by stating:
With regard to the Organization's contention that Carrier
violated Rule 74 when it "forced" Appellant to serve the
assessed discipline prior to a dedision on appeal, the
Carrier maintains it constructively complied with all of the
applicable provisions of the Agreement. (emphasis added)
"Constructive" compliance wit!i the unambiguous terms of Rule
74 is never enough to safeguard the appeal rights of an accused
employee. The purpose of the appeal process has been cogently
described as the following:
The right of appeal serves two basic purposes: to guard the
integrity of the entire disciplinary process and its
functionaries; and to provide justice by finding error -
willful or inadvertent -- and correcting it. Fair notice
and hearing under due process of law may be deliberately or
innocently frustrated, and the adaptations required in
particular circumstances may not always be made in keeping
with the needs of wholesome disciplinary procedures. The
right of review also offers a healthy check on arbitrariness
and caprice where power may occasionally serve illicit
purposes. Due process of law, in simple terms, is nothing
more that enforced reasonableness and fairness; it is
achieved by denying power to the exercises of bad faith,
arbitrariness, and caprice that are contrary to equal
justice under the law. (Due Process in Disciplinary
Hearings - DeSisions of the ilroad Ad
Board, 5oseph Lazar, Los Angeles 1980)
Rule 74 further guarantees a process free of "arbitrariness
and caprice" by providing that employees suspended for less than
major offenses will not have to b=egin serving their suspensions
uncil a decision has been rendered on their appeals. In this way
the hand of the officer hearing the appeal is given freer fiscal
rein; he does not have to worry about other departments
complaining that the exonerated employee will now have to be paid
for
"sitting home". The appellant-employee, under the terms of
Rule 74, will most likely not have served any of his disciplinary
suspension, therefore making an adjustment in discipline that
much easier to effect. When the Carrier violated the terms of
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Rule 79 by making the Claimant begin serving his disciplinary
suspension prior to the appeal decision, the integrity of the
entire appellate system was frustrated.
The Employes contend that the proper remedy in this case,
irrespective of the substantive merits of Carrier's case, is to
compensate the Claimant for those days lost while serving his
disciplinary suspension between May 6 and 17, 1985. Such
compensation should be ordered as damages accruing to the
Claimant for the Carrier's violation of his contractually
protected appeal rights. Accordingly, the Employes must
respectfully dissent from the Board's Award in this case.
Respectfully submitted,
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Jd Dodd
Ployee men
Ymployee men
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