BEFORE SPECIAL BOARD OF ADJUSTMENT NO. 986
BROTHERHOOD OF MAINTENANCE OF WAY EMPLOYEES
and
NATIONAL RAILROAD PASSENGER CORPORATION
(AMTRAK - NORTHEAST CORRIDOR
Case No. 223
STATEMENT OF CLAIM: "Claim of the System Committee of the Brotherhood that:
1. The dismissal of Bridge and Building (B&B) employee H. Austin for alleged
violation of Amtrak's "Standards of Excellence" was arbitrary, capricious and an
abuse of the Carrier's discretion (System File NEC-BMWE-SD-4267D).
2. The Claimant shall be reinstated to service with seniority and all other rights
unimpaired, his record cleared of the charges leveled against him and he shall be
compensated for all wage loss suffered."
FINDINGS:
At the time of the events leading up to this claim, the Claimant was employed by
the Carrier in the B&B sub-department, headquartered at Penn Station, New York.
By letter dated July 26, 2002, the Claimant was notified to appear for a formal
investigation and hearing on charges that the Claimant allegedly violated the Carrier's
Standards of Excellence governing Trust and Honesty. After a postponement, the
investigation was conducted on April 25, 2003. By letter dated May 7, 2003, the
Claimant was notified that he had been found guilty of the charges, and that he was
dismissed from the Carrier's service in all capacities. The Organization filed a claim on
the Claimant's behalf, challenging his dismissal. The Carrier denied the claim.
The Carrier initially contends that the Organization's procedural contentions are
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without merit. Contrary to the Organization's assertions, the Carrier emphasizes that it
sent the Claimant and the Organization a copy of the trial transcript and exhibits on May
9, 2001, via Federal Express. The Federal Express receipts demonstrate that the Claimant
and the Organization both received these packages. Moreover, the Carrier also provided
the Claimant and the Organization representative with a copy of the transcript and
exhibits at the appeal hearing, when it was alleged that such copies had not been provided
previously. The Carrier points out that it offered the Claimant and his representative the
opportunity to reschedule the appeal hearing if they needed more time to review the
transcript, but they declined to do so. The Carrier therefore argues that it properly
provided the Organization and the Claimant with a copy of the trial transcript and the
opportunity to properly prepare the appeal.
The Carrier then asserts that the overwhelming evidence in the record
demonstrates that the Claimant did not perform service for the Carrier on July 9, 2002,
and he did not receive medical tests at the Capital Health System facility as he asserted.
The Carrier argues that the evidence clearly establishes that the Claimant submitted a
fraudulent timecard for eight hours' pay on July 9, 2002, as well as a fraudulent medical
excuse note. The letter from Capital Health Systems states that the Claimant did not have
an appointment or appear at Capital Health Systems on July 9th.
The Carrier goes on to argue that the Claimant admitted his guilt on the charges
during the investigation. In an attempt to justify his conduct, the Claimant discussed the
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loss of his mother, his resultant grief, and his admitted dependency on drugs as reasons
for his dishonest actions. The Carrier contends that although it is sympathetic, such
circumstances are not valid reasons for the Claimant's conduct. The Carrier asserts that in
light of the Claimant's admitted guilt, it can view these assertions only as a self-serving
effort to mitigate the Claimant's guilt. The Carrier maintains that there can be no dispute
that the Claimant violated the Standards of Excellence governing Trust and Honesty, that
he was properly found guilty of those violations, and that the discipline assessed was
appropriate.
The Carrier goes on to emphasize that the Board repeatedly has found that
dishonesty in any form is grounds for dismissal in that it breaks the bond of trust
necessary in an employer-employee relationship. The Claimant's conduct has irreparably
harmed his relationship with the Carrier. The Carrier asserts that it must do all it can to
protect itself from employee dishonesty, and it cannot be asked to condone the actions of
a dishonest employee. In addition, although it is regrettable that an employee with the
Claimant's years of service should commit such an offense, those years of service do not
support a conclusion that the discipline was an abuse of discretion. The Carrier maintains
that leniency is not a prerogative of the Board; only the Carrier may grant leniency.
The Carrier ultimately contends that the instant claim should be denied in its
entirety.
The Organization initially contends that the record demonstrates that at the time of
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the incident at issue, the Claimant was depressed over the death of his mother and from
dealing with his father's condition, and the Claimant also was suffering from chemical
dependency and voluntarily had sought help for his condition. The Organization
emphasizes that chemical dependency is a disease and is treatable. The Organization
asserts that the Claimant's mental and emotional condition on July 9, 2002, prevented him
from realizing, at that time, the seriousness of his actions.
The Organization then points out that the Claimant recognized his illness, sought
help, received medical treatment, and remains in treatment. The Organization asserts that
under these circumstances, the Carrier's decision to dismiss the Claimant cannot be
upheld The Organization maintains that the Board long has held that the purpose of
discipline is to rehabilitate, correct, and guide employees. The dismissal of the Claimant,
with twelve years of otherwise satisfactory service, serves no purpose other than
punishment. The Organization argues that in light of the mitigating and extenuating
circumstances involved here, there is ample Board precedent for the Claimant's
reinstatement. The Organization asserts that there should be no doubt that the Claimant's
dismissal cannot stand, particularly because the Claimant voluntarily sought and has
remained in treatment.
The Organization ultimately contends that the instant claim should be sustained in
its entirety.
The parties being unable to resolve their dispute, this matter came before this
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Board.
This Board has reviewed the procedural arguments raised by the Organization and
we find them to be without merit.
This Board has reviewed the evidence and testimony in this case and we find that
there is sufficient evidence in the record to support the finding that the Claimant was
guilty of dishonesty in violating the Carrier's Standards of Excellence governing trust and
honesty. The Claimant admitted his guilt and offered a number of unacceptable excuses
at the hearing to justify his conduct. However, there is no question that the Claimant
acted in violation of Carrier policy and rules.
Once this Board has determined that there is sufficient evidence in the record to
support the guilty finding, we next turn our attention to the type of discipline imposed.
This Board will not set aside a Carrier's imposition of discipline unless we find its actions
to have been unreasonable, arbitrary, or capricious.
The Claimant in this case began his employment with the Carrier in 1979 and, with
the exception of one ten-day suspension in 1993, he accumulated an excellent work
record. Given that lengthy seniority, this Board finds that the Carrier's action in
terminating the Claimant's employment for his actions herein was unreasonable and there
was no just cause for it. We find that the Claimant should have more properly been
issued a lengthy disciplinary suspension in response to this admitted wrongdoing on his
part. This Board finds that the Claimant shall be reinstated to service but without back
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pay. The period that the Claimant was off shall be considered a lengthy disciplinary
suspension for the admitted wrongdoing. It is the Board's hope that the Claimant has
fully addressed his personal problems and has successfully completed the assistance
programs so that he can continue to work as a good employee for the remainder of his
career.
AWARD:
The claim is sustained in part and denied in part. There was no just cause for the
discharge. There was just cause for the issuance o lengthy disciplinary suspension.
The Claimant shall be reinstated to service, without back pay. The period that the
Claimant was off shall be consi gthy disciplinary suspension.
)~ ER . MEY S
eutral er
ORGANIZATION MEMBER CARRIER MEMBER
DATED &~~ DATED:
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