Organization File 283-57-5304.97D
SPECIAL BOARD OF ADJUSTMENT NO. 993
PARTIES UNITED TRANSPORTATION UNION (S&T)
TO (WESTERN LINES)
DISPUTE:
and
UNION PACIFIC RAILROAD COMPANY
(Formerly Southern Pacific Transportation Company)
Claimant: R. L. HURD
National Mediation Board Case No. 366
Award No. 366
National Mediation Board Code: 106
INTRODUCTION
This case is an appeal by an employee who injured himself while on
the job, suffering a torn calf muscle. As a consequence of this injury, the
Carrier conducted a formal investigation and thereafter imposed discipline,
upon a finding that the employee had failed to observe rules relating to
employee safety.
STATEMENT OF CLAIM
"We present on appeal, the request of Brakeman R. L. Hurd (SSA
#554-40-0073), Roseville Division, for replacement of wage loss and
UTU/Union
Pacific; Case of R.L. Hurd Page 1 of 6
58,q Qq3 -At,)0 366 ..
productivity credits resulting from his suspension from service for 3 days,
March 18, 1966 through March 20, 1966; as well as wage loss and
productivity credits resulting from his attending an investigation on
February 20, 1996.
In addition, we request that this incident be expunged from Mr.
Hurd's personal record. Mr. Hurd was charged with an alleged violation of
Rules 1.1 and 1.1.2 of Southern Pacific Lines' Safety and General Rules For
All Employees, which occurred on January 12, 1996."
STATEMENT OF FACTS
On January 24, 1996, the Claimant was sent the following notice of
investigation:
"You are hereby notified to be present at the office of the
Trainmaster, 5424 S.E. McLoughlin Blvd., Portland, Oregon, at
10:00 a.m., Tuesday, January 30, 1996, for formal investigation
to develop the facts and place responsibility, if any, in
connection with your alleged personal injury while working as
brakeman on the Kraft Switcher, on duty Salem at 8:00 a.m.,
January 12, 1996.
You are hereby charged with responsibility which may involve
violation of the following rules of the Southern Pacific Lines
Safety And General Rules For All Employees, reading:
"1.1 Safety
Safety is the most important element in performing duties.
Obeying the rules is essential to job safety and continued
employment.
It is the responsibility of every employee to exercise care
UTUIUnion
Pacific; Case of
R.L. Hurd
Page 2 of 6
SQ
A qci 3 - A, --D
3~6
to avoid injury to themselves or others. Working safely
is a condition of employment with the Company.
The Company will not permit any employee to take
an unnecessary risk in the performance of duty.
No job is so important, no service so urgent, that
we cannot take the time to perform all work
safely."
"1.1.2 Alert and Attentive
Employees must be careful to prevent injuring themselves
or
others. They must be alert and attentive when
performing their duties and plan their work to avoid
"1.6 Conduct
Employees must not be:
1. Careless of the safety of themselves or others "
You are entitled to representation and witnesses in accordance
with your agreement provisions. Any request for postponement
must be submitted in writing, including the reason, to the
undersigned" [Emphasis in the original letter]
Thereafter, the formal investigation was postponed to February 20,
1996, on which date the formal investigation proceeded.
Subsequent to the investigation, the Carrier determined that the
Claimant was responsible for his injury and had violated General Rule 1. 1
and Operating Rule1.1.2. The Carrier assessed the discipline now on appeal
before the Board.
UTU/Union
Pacific; Case of
R.L.
Hurd Page 3 of 6
SQA
qq3-
Awp
ebb
ARGUMENTS OF THE PARTIES
CARRIER'S POSITION
The Carrier's witness, the trainmaster who investigated this injury,
testified at the formal investigation that the Claimant was walking down a
lead in the Salem Yard and when he reached down to pull a pin on a car, he
felt pain in his leg and came up lame. He further testified that the ground
was level, flat and
ja
good working area. The Claimant was wearing
appropriate boots and clothing. He admitted that the Claimant was being
charged solely because of his injury.
THE ORGANIZATION
The Organization argued that there was no showing that the Claimant
had violated any rules of the Carrier. Loose gravef on an uneven walkway
was shown as a possible contributory factor.
The Claimant's representative, R.G. Pearson, Local Chairman, claimed
that the charges stemmed specifically from a Carrier policy to cite all
employees who sustain a personal injury, notwithstanding their culpability.
He referred specifically, as applicable to this case, Special Adjustment Board
18, Decision #5277 (Paul Hanlon, Neutral Member) and Decision #5785
(Gilbert Vernon, Neutral Member).
The Organization also objected that the investigation conducted by the
Carrier was not conducted in a fair and impartial manner. The Organization
had requested that witnesses who were present at the time of the incident
UTU/Union Pacific; Case of R.L. Hurd Page 4 of 6
j6 A
G11C13-Awb
3(o~,
be called, but the Carrier failed to do so. The Carrier only called the
trainmaster, its investigating officer, who only came to the scene
afterwards, to investigate the injury.
The trainmaster admitted that the charge letter was issued solely
because the injury had occurred.
FINDINGS
This Board, upon the whole record and all evidence, finds that the
Parties herein are Carrier and Employees within the meaning of the Railway
Labor Act, as amended, that this Board is duly constituted by Agreement,
that it has jurisdiction of the Parties and the subject matter, and that the
Parties were given due notice of the hearing held.
DECISION
The record contains no evidence supporting a finding of any violation
of the Carrier's rules, other than the fact that the Claimant suffered an
injury.
At the commencement of the investigation, the Organization cited
Special Adjustment Board No. 18, Decision #5277 by Chairman Paul Hanlon.
That decision, with facts similar to the present case is very much on point.
Chairman Hanlon wrote:
"At the investigation the Carrier presented only the testimony of
an assistant trainmaster who testified that he inspected the
UTU/Union
Pacific; Case of
R.L. Hurd
Page 5 of 6
5bfl qG3-A-Jo
361-
general area where the incident occurred and found the footing
to be solid.
The mere sustaining of an injury does not constitute proof of
carelessness and it seems very clear that the Carrier has failed
to carry its burden of proof in this case."
The Organization also cited Decision #5785 by Chairman Gilbert
Vernon, also from Special Adjustment Board No. 18. In that case, Chairman
Vernon wrote:
."After reviewing the transcripts, it is the conclusion of the Board
that the evidence is wholly insufficient to conclude that the
Claimant caused or contributed in any significant way to his
injury. The mere fact an injury occurs does not in and of itself
establish negligence."
In the instant case, as the only evidence advanced to support a finding
of carelessness or breach of the Carrier's rules is the fact of the injury itself,
and testimony of good footing, there is not sufficient evidence to establish
the requisite proof of carelessness. The Carrier has failed to carry its
burden of proof in this case.
AWARD
The claim is SUSTAINED.
Martin Henner, Neutral Member
Submitted this 18th day of September, 1998, at Eugene, Oregon
UTU/Union
Pacific; Case of R.L. Hurd Page 6 of 6