NATIONAL MEDIATION BOARD
SPECIAL BOARD OF ADJUSTMENT
N0. 997
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CONSOLIDATED RAIL CORPORATION
-VS-
BROTHERHOOD OF LOCOMOTIVE ENGINEERS
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DOCKET NO. CRE-19987-D
CASE N0. 113
CLAIMANT: ___J.V.-Gautigri
_____________________________________
FOR THE CARRIER: S.R. Friedman, Director
Labor Relations
FOR THE ORGANIZATION: Robert Godwin, General Chairman
BLE
NEUTRAL: Dr. James R. McDonnell
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EMPLOYEE'S STATEMENT OF CLAIM - -
Appeal of Engineer J.V. Gautieri, #766498 from the
discipline of (30) days actual suspension assessed in connection
with the following.
We request Appellant be paid for all time lost, his benefits
be restored and the discipline be expunged from his record. -
OUTLINE OF OFFENSE
Failure to comply with authorized track speed at -
approximately 8:53 AM on January 7, 1999 between CP Jersey MP
(79.5) and CP Hatch MP (78.0) on the Trenton Line while assigned
as the Engineer on ALCA6 on duty at 3:OD AM on January 7, 1999.
FINDINGS OF THE BOARD
The Board, after hearing the whole record and all evidence
finds that the parties herein are Carrier and Employee within the
meaning of the Railway Labor Act, as amended, that this Board is
duly constituted by agreement and has jurisdiction of the
parties, claim and subject matter which was held on May 18, 1999
in Jacksonville, Florida. The Board makes the following
additional findings:
DECISION
There is a threshold question here which must be dealt with
before the merits of the case can be approached. It concerns the
matter of time limits for the delivery of the Notice of
Discipline.
Article G-M-11 - Discipline and Investigation, in particular
(d)(1), and (e)(1), which say, in part:
(d)(1) An engineer directed to attend a formal investigation
to determine his responsibility, if any, in connection with
an act or occurrence shall be notified in writing within 7
days from the date of the act or occurrence or in cases
involving stealing or criminal offense within 7 days from
the date the Corporation becomes aware of such act or
occurrence. The notice shall contain:
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(A) The time, date and location where the formal
investigation shall be held.
(B) The date, approximate time and the location of the -
act or occurrence.
(C) A description of the act or occurrence which is the
subject of the investigation and rules which may be
involved.
(D) A statement that he may be represented by his duly
accredited representative.
(E) The identify of witnesses directed by the
Corporation to attend.
(2) When a letter of complaint against an engineer is the
basis for requiring him to attend the formal investigation,
the engineer shall be furnished a copy of the written
complaint together with the written notice for him to attend
the investigation.
(e)(1) The investigation must be scheduled to begin within
7 days from the date the engineer received notice of the
investigation.
On page 8 of the transcript of investigation it says, in
part:
MR. SMALE: I would like to put in the record that as
of this date, Mr. Gautieri has not received a G-250 or
the decertification letter. The address and everything
is correct on here, but he has not received either
copy.
The Carrier's Notice of Investigation ordered the Claimant
to appear on January 19, 1999 while the US Postal Service Receipt
for Certified -Mail shows the date o£ delivery as January 27,
1999. The purpose of G-M-11 (d) (1) and (e) (1) , is to give the
charged employee timely notification but also to provide him with
the specifics of those charges outlined in G-M-11 (d)(1) A-E.
In this case, the Claimant showed up for the investigation
because he had been verbally notified. Had he not he ran the
risk of being charged with insubordination, a risk no reasonable
person is likely to take. But, nothing in the record
demonstrates that the Claimant knew or understood the specific
charges being brought before him.
Arbitral theory and practice have demonstrated repeatedly,
including this Board, that the Claimant must be provided with due
process. He did not receive same in the instant claim.
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Claim sustained. The Claimant shall be made whole for any
losses incurred. The matter shall be expunged from his
employment record..
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S.R. Friedman,
Rtes
Director
Labor Relations
n ral Chair~ar~
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D James R. McDonnell
~utral
October 25. 1999
Date